NLP INVESTMENTS, INC.
CRD #121173 SEC #801-61593 ST. LOUIS, MO 314-812-2650
SEC Registered
Total AUM
$38.9M
Discretionary
$38.9M
Employees
5
Clients
0
Accounts
5
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 31, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| HERRING, SHANNON, MICHELE | I | TREASURER | NA | Control |
| HERRING, SHANNON, MICHELE | I | TREASURER | NA | Control |
| HERRING, SHANNON, MICHELE | I | TREASURER | NA | Control |
| HERRING, SHANNON, MICHELE | I | TREASURER | NA | Control |
| NODDINGS, JOHN, GREGORY | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| NODDINGS, JOHN, GREGORY | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| NODDINGS, JOHN, GREGORY | I | PRESIDENT | E | Control |
| NODDINGS, JOHN, GREGORY | I | PRESIDENT | E | Control |
Registrations
Federal
IA
Jan 31, 2007 REGISTERED
Notice Filings (1)
MO
Address
TWO CITYPLACE DRIVE, SUITE 200ST. LOUIS, MO 63141
USA
Phone: 314-812-2650