TD BANKNORTH, N.A.
Legal name: BANKNORTH INVESTMENT ADVISORS
CRD #121204 SEC #801-61263 PORTLAND, ME (800) 844-9648
SEC Registered
Total AUM
$43M
Discretionary
$43M
Employees
5
Clients
0
Accounts
105
Firm Details
- Organization Type
- Other (specify) (SID OF TD BANKNORTH, N.A.)
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 2, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ESAU, ROBERT, B | I | PRESIDENT,TD BANKNORTH WEALTH MANAGEMENT GROUP | NA | Control |
| ESAU, ROBERT, B | I | PRESIDENT,TD BANKNORTH WEALTH MANAGEMENT GROUP | NA | Control |
| ESAU, ROBERT, BRADBURY | I | DIVISION PRESIDENT, TD BANKNORTH, N.A. | NA | Control |
| ESAU, ROBERT, BRADBURY | I | DIVISION PRESIDENT, TD BANKNORTH, N.A. | NA | Control |
| PRICE, WARNER, W | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PRICE, WARNER, W | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PRICE, WARNER, WILDS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PRICE, WARNER, WILDS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ROBINSON, GARY, L | I | EXECUTIVE VICE PRESIDENT - MANAGING DIRECTOR, TD BANKNORTH WEALTH MANAGEMENT GROUP | NA | Control |
| ROBINSON, GARY, L | I | EXECUTIVE VICE PRESIDENT - MANAGING DIRECTOR, TD BANKNORTH WEALTH MANAGEMENT GROUP | NA | Control |
| ROBINSON, GARY, LLOYD | I | EXECUTIVE VICE PRESIDENT, TD BANKNORTH, N.A. | NA | Control |
| TD BANKNORTH INC. | DE | OWNER | E | Control |
| TD BANKNORTH INC. | DE | OWNER | E | Control |
| TD BANKNORTH INC. | DE | OWNER | E | Control |
| TD BANKNORTH INC. | DE | OWNER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| THE TORONTO-DOMINION BANK | FE | TD BANKNORTH INC. | D | Control |
| THE TORONTO-DOMINION BANK | FE | TD BANKNORTH INC. | D | Control |
| THE TORONTO-DOMINION BANK | FE | TD BANKNORTH INC. | D | Control |
| THE TORONTO-DOMINION BANK | FE | TD BANKNORTH INC. | D | Control |
Registrations
Federal
IA
Jun 2, 2005 REGISTERED
Notice Filings (4)
MA ME NH VT
Address
ONE PORTLAND SQUAREP.O. BOX 9544
PORTLAND, ME 04112-9544
USA
Phone: (800) 844-9648