RIA Intelligence

CARLSON, WILLIAM NORMAN

Legal name: CARLSON FINANCIAL ADVISORS

CRD #121264 SEC #801-66327 BELMONT, CA 650-508-2020
SEC Registered
Total AUM
$27.8M
Discretionary
$27.8M
Employees
1
Clients
51
Accounts
252

Firm Details

Organization Type
Sole Proprietorship
State of Formation
California
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Apr 10, 2012
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
CARLSON, WILLIAM, NORMANISOLE PROPRIETOR/ CHIEF COMPLIANCE OFFICERE Control
CARLSON, WILLIAM, NORMANISOLE PROPRIETORE Control
CARLSON, WILLIAM, NORMANISOLE PROPRIETOR/ CHIEF COMPLIANCE OFFICERE Control
CARLSON, WILLIAM, NORMANISOLE PROPRIETOR/ CHIEF COMPLIANCE OFFICERE Control
CARLSON, WILLIAM, NORMANISOLE PROPRIETOR/ CHIEF COMPLIANCE OFFICERE Control
CARLSON, WILLIAM, NORMANISOLE PROPRIETOR/ CHIEF COMPLIANCE OFFICERE Control
CARLSON, WILLIAM, NORMANISOLE PROPRIETOR/ CHIEF COMPLIANCE OFFICERE Control
CARLSON, WILLIAM, NORMANISOLE PROPRIETOR/ CHIEF COMPLIANCE OFFICERE Control
CARLSON, WILLIAM, NORMANISOLE PROPRIETOR/ CHIEF COMPLIANCE OFFICERE Control
CARLSON, WILLIAM, NORMANISOLE PROPRIETOR/ CHIEF COMPLIANCE OFFICERE Control
CARLSON, WILLIAM, NORMANISOLE PROPRIETOR/ CHIEF COMPLIANCE OFFICERE Control
CARLSON, WILLIAM, NORMANISOLE PROPRIETOR/ CHIEF COMPLIANCE OFFICERE Control

Registrations

Federal

IA
Apr 10, 2012 REGISTERED

Notice Filings (2)

CA HI

Address

1766 TERRACE DRIVE
BELMONT, CA 94002-1575
United States
Phone: 650-508-2020