NIES FINANCIAL GROUP INC.
CRD #121279 SEC #801-64751 SARTELL, MN 320-258-3533
SEC Registered
Total AUM
$27.8M
Discretionary
$20.2M
Employees
5
Clients
0
Accounts
177
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 13, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| NIES, ROYCE, NICKOLASE | I | PRESIDENT | E | Control |
| NIES, ROYCE, NICKOLASE | I | CHIEF COMPLIANCE OFFICER | E | Control |
| NIES, ROYCE, NICKOLASE | I | PRESIDENT | E | Control |
| NIES, ROYCE, NICKOLASE | I | CHIEF COMPLIANCE OFFICER | E | Control |
| NIES, ROYCE, NICKOLASE | I | PRESIDENT | E | Control |
| NIES, ROYCE, NICKOLASE | I | PRESIDENT | E | Control |
| NIES, ROYCE, NICKOLASE | I | CHIEF COMPLIANCE OFFICER | E | Control |
| NIES, ROYCE, NICKOLASE | I | PRESIDENT | E | Control |
| NIES, ROYCE, NICKOLASE | I | CHIEF COMPLIANCE OFFICER | E | Control |
| NIES, ROYCE, NICKOLASE | I | PRESIDENT | E | Control |
| NIES, ROYCE, NICKOLASE | I | CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Feb 13, 2007 REGISTERED
Notice Filings (2)
CO MN
Address
125 TWIN RIVERS COURTSUITE 205
SARTELL, MN 56377
USA
Phone: 320-258-3533