SULLIVAN FINANCIAL, LLC
CRD #121371 SEC #801-130753 ESSEX, CT (860)657-4150
SEC Registered
Total AUM
$110.9M
Discretionary
$0
Employees
3
Clients
101
Accounts
300
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Connecticut
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jul 3, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| SULLIVAN, MARY JANE, NMN | I | SOLE OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| SULLIVAN, MARY JANE, NMN | I | SOLE OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| SULLIVAN, MARY JANE, NMN | I | SOLE OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| SULLIVAN, MARY JANE, NMN | I | SOLE OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| SULLIVAN, MARY JANE, NMN | I | SOLE OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Jul 3, 2025 REGISTERED
Notice Filings (6)
CT FL MA NH PA TX
Address
15A MAIN STREETESSEX, CT 06426
United States
Phone: (860)657-4150