SWISHER FINANCIAL CONCEPTS, INC.
CRD #121384 SEC #801-115211 WESTERVILLE, OH 614-890-1930
SEC Registered
Total AUM
$257.5M
Discretionary
$154.8M
Employees
8
Clients
51
Accounts
1,350
Firm Details
- Organization Type
- Corporation
- State of Formation
- Ohio
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 25, 2025
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| KOUNTZ, ZACHARY, Allen | I | FINANCIAL ADVISOR | NA | |
| KOUNTZ, ZACHARY, Allen | I | FINANCIAL ADVISOR | NA | |
| KOUNTZ, ZACHARY, Allen | I | FINANCIAL ADVISOR | NA | |
| KOUNTZ, ZACHARY, Allen | I | FINANCIAL ADVISOR | NA | |
| VANDERVORT, BRETT, SCOTT | I | DIRECTOR OF OPERATIONS | NA | |
| VANDERVORT, BRETT, SCOTT | I | DIRECTOR OF OPERATIONS | NA | |
| VANDERVORT, BRETT, SCOTT | I | DIRECTOR OF OPERATIONS | NA | |
| VANDERVORT, BRETT, SCOTT | I | DIRECTOR OF OPERATIONS | NA | |
| WOLFORD, DANIEL, EDWARD | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| WOLFORD, DANIEL, EDWARD | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| WOLFORD, DANIEL, EDWARD | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| WOLFORD, DANIEL, EDWARD | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| WOLFORD, DANIEL, EDWARD | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| WOLFORD, DANIEL, EDWARD | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| WOLFORD, DANIEL, EDWARD | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| WOLFORD, DANIEL, EDWARD | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| WOLFORD, DANIEL, EDWARD | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| WOLFORD, DANIEL, EDWARD | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| WOLFORD, DANIEL, EDWARD | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| WOLFORD, DANIEL, EDWARD | I | PRESIDENT | E | Control |
| WOLFORD, DANIEL, EDWARD | I | PRESIDENT | E | Control |
| WOLFORD, DANIEL, EDWARD | I | PRESIDENT | E | Control |
| WOLFORD, DANIEL, EDWARD | I | PRESIDENT | E | Control |
| WOLFORD, DANIEL, EDWARD | I | PRESIDENT | E | Control |
| WOLFORD, DANIEL, EDWARD | I | PRESIDENT | E | Control |
| WOLFORD, DANIEL, EDWARD | I | PRESIDENT | E | Control |
| WOLFORD, DANIEL, EDWARD | I | PRESIDENT | E | Control |
| HENN, MICHAEL, A | I | DIRECTOR OF INVESTMENTS | B | |
| HENN, MICHAEL, A | I | DIRECTOR OF INVESTMENTS | B | |
| HENN, MICHAEL, A | I | DIRECTOR OF INVESTMENTS | B | |
| HENN, MICHAEL, A | I | DIRECTOR OF INVESTMENTS | B | |
| HENN, MICHAEL, A | I | DIRECTOR OF INVESTMENTS | B | |
| HENN, MICHAEL, A | I | DIRECTOR OF INVESTMENTS | B | |
| HENN, MICHAEL, A | I | DIRECTOR OF INVESTMENTS | B | |
| HENN, MICHAEL, A | I | DIRECTOR OF INVESTMENTS | B | |
| HENN, MICHAEL, A | I | DIRECTOR OF INVESTMENTS | A | |
| HENN, MICHAEL, A | I | DIRECTOR OF INVESTMENTS | A | |
| HENN, MICHAEL, A | I | DIRECTOR OF INVESTMENTS | A | |
| HENN, MICHAEL, A | I | DIRECTOR OF INVESTMENTS | A | |
| HENN, MICHAEL, A | I | DIRECTOR OF INVESTMENTS | A | |
| HENN, MICHAEL, A | I | DIRECTOR OF INVESTMENTS | A | |
| HENN, MICHAEL, A | I | DIRECTOR OF INVESTMENTS | A | |
| HENN, MICHAEL, A | I | DIRECTOR OF INVESTMENTS | A | |
| HENN, MICHAEL, A | I | DIRECTOR OF INVESTMENTS | A | |
| HENN, MICHAEL, A | I | DIRECTOR OF INVESTMENTS | A | |
| HENN, MICHAEL, A | I | DIRECTOR OF INVESTMENTS | A | |
| KOUNTZ, ZACHARY, Allen | I | FINANCIAL ADVISOR | A | |
| KOUNTZ, ZACHARY, Allen | I | FINANCIAL ADVISOR | A | |
| KOUNTZ, ZACHARY, Allen | I | FINANCIAL ADVISOR | A | |
| KOUNTZ, ZACHARY, Allen | I | VICE PRESIDENT AND SECRETARY | A | |
| KOUNTZ, ZACHARY, Allen | I | VICE PRESIDENT AND SECRETARY | A | |
| KOUNTZ, ZACHARY, Allen | I | VICE PRESIDENT AND SECRETARY | A | |
| KOUNTZ, ZACHARY, Allen | I | VICE PRESIDENT AND SECRETARY | A | |
| KOUNTZ, ZACHARY, Allen | I | VICE PRESIDENT AND SECRETARY | A | |
| VANDERVORT, BRETT, SCOTT | I | DIRECTOR OF OPERATIONS AND CHIEF COMPLIANCE OFFICER | A | Control |
| VANDERVORT, BRETT, SCOTT | I | DIRECTOR OF OPERATIONS AND CHIEF COMPLIANCE OFFICER | A | Control |
| VANDERVORT, BRETT, SCOTT | I | DIRECTOR OF OPERATIONS AND CHIEF COMPLIANCE OFFICER | A | Control |
| VANDERVORT, BRETT, SCOTT | I | DIRECTOR OF OPERATIONS AND CHIEF COMPLIANCE OFFICER | A | Control |
| VANDERVORT, BRETT, SCOTT | I | DIRECTOR OF OPERATIONS AND CHIEF COMPLIANCE OFFICER | A | Control |
| VANDERVORT, BRETT, SCOTT | I | DIRECTOR OF OPERATIONS AND CHIEF COMPLIANCE OFFICER | A | Control |
| VANDERVORT, BRETT, SCOTT | I | DIRECTOR OF OPERATIONS AND CHIEF COMPLIANCE OFFICER | A | Control |
| VANDERVORT, BRETT, SCOTT | I | DIRECTOR OF OPERATIONS AND CHIEF COMPLIANCE OFFICER | A | Control |
Registrations
Federal
IA
Feb 25, 2025 REGISTERED
Notice Filings (6)
FL MI NC OH PA TX
Address
612 OFFICE PARKWAYSUITE B
WESTERVILLE, OH 43082
United States
Phone: 614-890-1930