WHARTON ASSET MANAGEMENT, INC.
CRD #121424 SEC #801-67618 ELKINS PARK, PA 215-517-6665
SEC Registered
Total AUM
$31M
Discretionary
$0
Employees
5
Clients
26
Accounts
65
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 21, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| SIEGAL, HOWARD, M | I | SECRETARY | C | Control |
| TOPLEY, STEPHEN, PATRICK | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | C | Control |
| TOPLEY, STEPHEN, PATRICK | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | C | Control |
Registrations
Federal
IA
Feb 21, 2007 REGISTERED
Notice Filings (1)
PA
Address
300 YORKTOWN PLAZAELKINS PARK, PA 19027
USA
Phone: 215-517-6665