YELLOWWOOD FINANCIAL ADVISORS, INC.
CRD #121426 SEC #801-61921 GAITHERSBURG, MD (240) 813-1300
SEC Registered
Total AUM
$115.6M
Discretionary
$114.8M
Employees
1
Clients
11
Accounts
295
Firm Details
- Organization Type
- Corporation
- State of Formation
- Maryland
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 29, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| GOODMAN, ANDREW, BRIAN | I | DIRECTOR OF EQUITY INVESTING | NA | Control |
| GOODMAN, ANDREW, BRIAN | I | DIRECTOR OF EQUITY INVESTING | NA | Control |
| GOODMAN, ANDREW, BRIAN | I | DIRECTOR OF EQUITY INVESTING | NA | Control |
| GOODMAN, ANDREW, BRIAN | I | DIRECTOR OF EQUITY INVESTING | NA | Control |
| LIPTON, BRIAN, ROSS | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| LIPTON, BRIAN, ROSS | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| LIPTON, BRIAN, ROSS | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| LIPTON, BRIAN, ROSS | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| LIPTON, BRIAN, ROSS | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| LIPTON, BRIAN, ROSS | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| LIPTON, BRIAN, ROSS | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| LIPTON, BRIAN, ROSS | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Mar 29, 2012 REGISTERED
Notice Filings (3)
DE MD VA
Address
9841 WASHINGTONIAN BOULEVARDSUITE 380
GAITHERSBURG, MD 20878
United States
Phone: (240) 813-1300