AUG, INC.
Legal name: GROSS INVESTMENTS
CRD #121448 SEC #801-64344 LANCASTER, PA 717-299-4423
SEC Registered
Total AUM
--
Discretionary
--
Employees
2
Clients
0
Accounts
--
Firm Details
- Organization Type
- Corporation
- State of Formation
- Pennsylvania
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 18, 2022
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| GROSS, JR., DONALD, RICHARD | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| GROSS, JR., DONALD, RICHARD | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| GROSS, JR., DONALD, RICHARD | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| GROSS, JR., DONALD, RICHARD | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| GROSS, JR., DONALD, RICHARD | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| GROSS, JR., DONALD, RICHARD | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| GROSS, JR., DONALD, RICHARD | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| GROSS, JR., DONALD, RICHARD | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| GROSS, JR., DONALD, RICHARD | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| GROSS, JR., DONALD, RICHARD | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| GROSS, JR., DONALD, RICHARD | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| GROSS, JR., DONALD, RICHARD | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| GROSS, JR., DONALD, RICHARD | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| GROSS, JR., DONALD, RICHARD | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| GROSS, JR., DONALD, RICHARD | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| GROSS, JR., DONALD, RICHARD | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| GROSS, JR., DONALD, RICHARD | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| GROSS, JR., DONALD, RICHARD | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| AUG, INC. | DE | CORPORATION | D | Control |
| AUG, INC. | DE | CORPORATION | D | Control |
| AUG, INC. | DE | CORPORATION | D | Control |
| AUG, INC. | DE | CORPORATION | D | Control |
| AUG, INC. | DE | CORPORATION | D | Control |
| AUG, INC. | DE | CORPORATION | D | Control |
| AUG, INC. | DE | CORPORATION | D | Control |
| AUG, INC. | DE | CORPORATION | D | Control |
| AUG, INC. | DE | CORPORATION | D | Control |
| AUG, INC. | DE | CORPORATION | D | Control |
| AUG, INC. | DE | CORPORATION | D | Control |
| AUG, INC. | DE | CORPORATION | D | Control |
| AUG, INC. | DE | CORPORATION | D | Control |
| AUG, INC. | DE | CORPORATION | D | Control |
| AUG, INC. | DE | CORPORATION | D | Control |
| AUG, INC. | DE | CORPORATION | D | Control |
| AUG, INC. | DE | CORPORATION | D | Control |
| AUG, INC. | DE | CORPORATION | D | Control |
| AUG, INC. | DE | CORPORATION | D | Control |
| AUG, INC. | DE | CORPORATION | D | Control |
| AUG, INC. | DE | CORPORATION | D | Control |
| AUG, INC. | DE | CORPORATION | D | Control |
| AUG, INC. | DE | CORPORATION | D | Control |
| GROSS, JR., DONALD, R. | I | PRESIDENT | D | Control |
| GROSS, JR., DONALD, R. | I | CHIEF COMPLIANCE OFFICER | D | Control |
| GROSS, JR., DONALD, R. | I | PRESIDENT | D | Control |
| GROSS, JR., DONALD, RICHARD | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| GROSS, JR., DONALD, RICHARD | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| GROSS, JR., DONALD, RICHARD | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| GROSS, JR., DONALD, RICHARD | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| GROSS, JR., DONALD, RICHARD | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| GROSS, JR., DONALD, RICHARD | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| GROSS, JR., DONALD, RICHARD | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| GROSS, JR., DONALD, RICHARD | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| GROSS, JR., DONALD, RICHARD | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| GROSS, JR., DONALD, RICHARD | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| GROSS, JR., DONALD, RICHARD | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| GROSS, JR., DONALD, RICHARD | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| GROSS, JR., DONALD, RICHARD | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| GROSS, JR., DONALD, RICHARD | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| GROSS, JR., DONALD, RICHARD | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| GROSS, JR., DONALD, RICHARD | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| GROSS, JR., DONALD, RICHARD | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| GROSS, JR., DONALD, RICHARD | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| GROSS, JR., DONALD, RICHARD | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| GROSS, JR., DONALD, RICHARD | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| GROSS, JR., DONALD, RICHARD | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| CICERO, MARY, THERESA | I | SHAREHOLDER | B | |
| CICERO, MARY, THERESA | I | SHAREHOLDER | B | |
| CICERO, MARY, THERESA | I | SHAREHOLDER | B | |
| CICERO, MARY, THERESA | I | SHAREHOLDER | B | |
| CICERO, MARY, THERESA | I | SHAREHOLDER | B | |
| CICERO, MARY, THERESA | I | SHAREHOLDER | B | |
| GROSS, DONALD, R. | I | SHAREHOLDER | B | |
| GROSS, DONALD, R. | I | SHAREHOLDER | B | |
| GROSS, DONALD, RICHARD | I | SHAREHOLDER | B | |
| GROSS, DONALD, RICHARD | I | SHAREHOLDER | B | |
| GROSS, DONALD, RICHARD | I | SHAREHOLDER | B | |
| GROSS, DONALD, RICHARD | I | SHAREHOLDER | B | |
| GROSS, DONALD, RICHARD | I | SHAREHOLDER | B | |
| GROSS, DONALD, RICHARD | I | SHAREHOLDER | B | |
| GROSS, DONALD, RICHARD | I | SHAREHOLDER | B | |
| GROSS, DONALD, RICHARD | I | SHAREHOLDER | B | |
| GROSS, DONALD, RICHARD | I | SHAREHOLDER | B | |
| GROSS, DONALD, RICHARD | I | SHAREHOLDER | B | |
| GROSS, DONALD, RICHARD | I | SHAREHOLDER | B | |
| GROSS, DONALD, RICHARD | I | SHAREHOLDER | B | |
| GROSS, DONALD, RICHARD | I | SHAREHOLDER | B | |
| GROSS, DONALD, RICHARD | I | SHAREHOLDER | B | |
| GROSS, DONALD, RICHARD | I | SHAREHOLDER | B | |
| GROSS, DONALD, RICHARD | I | SHAREHOLDER | B | |
| GROSS, DONALD, RICHARD | I | SHAREHOLDER | B | |
| GROSS, DONALD, RICHARD | I | SHAREHOLDER | B | |
| GROSS, DONALD, RICHARD | I | SHAREHOLDER | B | |
| GROSS, DONALD, RICHARD | I | SHAREHOLDER | B | |
| GROSS, DONALD, RICHARD | I | SHAREHOLDER | B | |
| GROSS, FRAN | I | SHAREHOLDER | B | |
| GROSS, FRAN | I | SHAREHOLDER | B | |
| GROSS, FRAN | I | SHAREHOLDER | B | |
| GROSS, FRAN | I | SHAREHOLDER | B | |
| GROSS, FRAN | I | SHAREHOLDER | B | |
| GROSS, FRAN | I | SHAREHOLDER | B | |
| GROSS, FRAN | I | SHAREHOLDER | B | |
| GROSS, FRAN | I | SHAREHOLDER | B | |
| GROSS, FRAN | I | SHAREHOLDER | B | |
| GROSS, FRAN | I | SHAREHOLDER | B | |
| GROSS, FRAN | I | SHAREHOLDER | B | |
| GROSS, FRAN | I | SHAREHOLDER | B | |
| GROSS, FRAN | I | SHAREHOLDER | B | |
| GROSS, FRAN | I | SHAREHOLDER | B | |
| GROSS, FRAN | I | SHAREHOLDER | B | |
| GROSS, FRAN | I | SHAREHOLDER | B | |
| GROSS, FRAN | I | SHAREHOLDER | B | |
| GROSS, FRAN | I | SHAREHOLDER | B | |
| CICERO, MARY, THERESA | I | SHAREHOLDER | A | |
| CICERO, MARY, THERESA | I | SHAREHOLDER | A | |
| CICERO, MARY, THERESA | I | SHAREHOLDER | A | |
| CICERO, MARY, THERESA | I | SHAREHOLDER | A | |
| CICERO, MARY, THERESA | I | SHAREHOLDER | A | |
| CICERO, MARY, THERESA | I | SHAREHOLDER | A | |
| CICERO, MARY, THERESA | I | SHAREHOLDER | A | |
| CICERO, MARY, THERESA | I | SHAREHOLDER | A | |
| CICERO, MARY, THERESA | I | SHAREHOLDER | A | |
| CICERO, MARY, THERESA | I | SHAREHOLDER | A | |
| CICERO, MARY, THERESA | I | SHAREHOLDER | A | |
| CICERO, MARY, THERESA | I | SHAREHOLDER | A | |
| CICERO, MARY, THERESA | I | SHAREHOLDER | A | |
| CICERO, MARY, THERESA | I | SHAREHOLDER | A | |
| CICERO, MARY, THERESA | I | SHAREHOLDER | A | |
| CICERO, MARY, THERESA | I | SHAREHOLDER | A | |
| CICERO, MARY, THERESA | I | SHAREHOLDER | A | |
| GROSS, BILL | I | SHAREHOLDER | A | |
| GROSS, BILL | I | SHAREHOLDER | A | |
| GROSS, BILL | I | SHAREHOLDER | A | |
| GROSS, BILL | I | SHAREHOLDER | A | |
| GROSS, BILL | I | SHAREHOLDER | A | |
| GROSS, BILL | I | SHAREHOLDER | A | |
| GROSS, BILL | I | SHAREHOLDER | A | |
| GROSS, BILL | I | SHAREHOLDER | A | |
| GROSS, BILL | I | SHAREHOLDER | A | |
| GROSS, BILL | I | SHAREHOLDER | A | |
| LISCHICK, KATHIE | I | SHAREHOLDER | A | |
| LISCHICK, KATHIE | I | SHAREHOLDER | A | |
| LISCHICK, KATHIE | I | SHAREHOLDER | A | |
| LISCHICK, KATHIE | I | SHAREHOLDER | A | |
| LISCHICK, KATHIE | I | SHAREHOLDER | A | |
| LISCHICK, KATHIE | I | SHAREHOLDER | A | |
| LISCHICK, KATHIE | I | SHAREHOLDER | A | |
| LISCHICK, KATHIE | I | SHAREHOLDER | A | |
| LISCHICK, KATHIE | I | SHAREHOLDER | A | |
| LISCHICK, KATHIE | I | SHAREHOLDER | A | |
| LISCHICK, KATHIE | I | SHAREHOLDER | A | |
| LISCHICK, KATHIE | I | SHAREHOLDER | A | |
| LISCHICK, KATHIE | I | SHAREHOLDER | A | |
| LISCHICK, KATHIE | I | SHAREHOLDER | A | |
| LISCHICK, KATHIE | I | SHAREHOLDER | A | |
| LISCHICK, KATHIE | I | SHAREHOLDER | A | |
| LISCHICK, KATHIE | I | SHAREHOLDER | A | |
| LISCHICK, KATHIE | I | SHAREHOLDER | A |
Registrations
Federal
IA
Mar 18, 2022 REGISTERED
Notice Filings (4)
CA NC NJ PA
Address
26 W. ORANGE STREETLANCASTER, PA 17603
United States
Phone: 717-299-4423