RIA Intelligence

TMFS-INDIANAPOLIS, LLC

Legal name: THE MUTUAL FUND STORE

CRD #121517 SEC #801-62762 INDIANAPOLIS, IN 317-579-0700
SEC Registered
Total AUM
$224.2M
Discretionary
$224.2M
Employees
5
Clients
0
Accounts
2,259

Firm Details

Organization Type
Limited Liability Company
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Jan 26, 2007
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
SMITH, ANDREW, PAULIVICE PRESIDENTC Control
SMITH, ANDREW, PAULIVICE PRESIDENTC Control
SMITH, ANDREW, PAULIVICE PRESIDENTC Control
SMITH, ANDREW, PAULIVICE PRESIDENTC Control
SMITH, ANDREW, PAULIVICE PRESIDENTC Control
SMITH, ANDREW, PAULIVICE PRESIDENTC Control
SMITH, ANDREW, PAULIVICE PRESIDENTC Control
SMITH, DENNIS, PAULIPRESIDENTC Control
SMITH, DENNIS, PAULIPRESIDENTC Control
SMITH, DENNIS, PAULIPRESIDENTC Control
SMITH, DENNIS, PAULIPRESIDENTC Control
SMITH, DENNIS, PAULIPRESIDENTC Control
SMITH, DENNIS, PAULIPRESIDENTC Control
SMITH, DENNIS, PAULIPRESIDENTC Control
SMITH, JANE, MARIEISECRETARY-TREASURER, CHIEF COMPLIANCE OFFICERC Control
SMITH, JANE, MARIEISECRETARY-TREASURER, CHIEF COMPLIANCE OFFICERC Control
SMITH, JANE, MARIEISECRETARY-TREASURER, CHIEF COMPLIANCE OFFICERC Control
SMITH, JANE, MARIEISECRETARY-TREASURER, CHIEF COMPLIANCE OFFICERC Control
SMITH, JANE, MARIEISECRETARY TREASURERC Control
SMITH, JANE, MARIEISECRETARY TREASURERC Control
SMITH, JANE, MARIEISECRETARY TREASURERC Control

Registrations

Federal

IA
Jan 26, 2007 REGISTERED

Notice Filings (7)

FL IL IN NE NH OH TX

Address

5025 E. 82ND ST., SUITE 1400
INDIANAPOLIS, IN 46250-5659
USA
Phone: 317-579-0700