SHAKER FINANCIAL SERVICES, LLC
Legal name: SHAKER FINANCIAL SERVICES
CRD #121534 SEC #801-62679 ANNAPOLIS, MD 410-224-0572
SEC Registered
Total AUM
$260.6M
Discretionary
$260.6M
Employees
6
Clients
0
Accounts
634
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Maryland
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 26, 2025
- Branch Offices
- 2
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| SHAKER, RICHARD, JOHN | I | FOUNDER | NA | Control |
| SHAKER, RICHARD, JOHN | I | FOUNDER | NA | Control |
| SHAKER, ROBERT, M. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SHAKER, ROBERT, M. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SHAKER, ROBERT, M. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SHAKER, ROBERT, M. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SHAKER, ROBERT, M. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SHAKER, ROBERT, M. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RICHARD J. SHAKER, D.B.A. SHAKER FINANCIAL SERVICES | DE | PRINCIPAL | E | Control |
| RICHARD J. SHAKER, D.B.A. SHAKER FINANCIAL SERVICES | DE | PRINCIPAL | E | Control |
| RICHARD J. SHAKER, D.B.A. SHAKER FINANCIAL SERVICES | DE | PRINCIPAL | E | Control |
| RICHARD J. SHAKER, D.B.A. SHAKER FINANCIAL SERVICES | DE | PRINCIPAL | E | Control |
| SHAKER, RICHARD, JOHN | I | MANAGER | E | Control |
| SHAKER, RICHARD, JOHN | I | MANAGER | E | Control |
| SHAKER, RICHARD, JOHN | I | MANAGER | E | Control |
| SHAKER, RICHARD, JOHN | I | MANAGER | E | Control |
| SHAKER, RICHARD, JOHN | I | MANAGER | E | Control |
| SHAKER, RICHARD, JOHN | I | MANAGER | E | Control |
| BAUMMER, KATHRYN, SHAKER | I | PARTNER | D | Control |
| BAUMMER, KATHRYN, SHAKER | I | PARTNER | D | Control |
| BAUMMER, KATHRYN, SHAKER | I | PARTNER | D | Control |
| BAUMMER, KATHRYN, SHAKER | I | PARTNER | D | Control |
| BAUMMER, KATHRYN, SHAKER | I | PARTNER | D | Control |
| BAUMMER, KATHRYN, SHAKER | I | PARTNER | D | Control |
| BAUMMER, KATHRYN, SHAKER | I | PARTNER | D | Control |
| BAUMMER, KATHRYN, SHAKER | I | PARTNER | D | Control |
| BAUMMER, KATHRYN, SHAKER | I | PARTNER | D | Control |
| BAUMMER, KATHRYN, SHAKER | I | PARTNER | D | Control |
| BAUMMER, KATHRYN, SHAKER | I | PARTNER | D | Control |
| BAUMMER, KATHRYN, SHAKER | I | PARTNER | D | Control |
| BAUMMER, KATHRYN, SHAKER | I | PARTNER | D | Control |
| BAUMMER, KATHRYN, SHAKER | I | PARTNER | D | Control |
| BAUMMER, KATHRYN, SHAKER | I | PARTNER | D | Control |
| BAUMMER, KATHRYN, SHAKER | I | PARTNER | D | Control |
| BAUMMER, KATHRYN, SHAKER | I | PARTNER | D | Control |
| SHAKER, ROBERT, M. | I | CHIEF COMPLIANCE OFFICER | D | Control |
| SHAKER, ROBERT, M. | I | CHIEF COMPLIANCE OFFICER | D | Control |
| SHAKER, ROBERT, M. | I | CHIEF COMPLIANCE OFFICER | D | Control |
| SHAKER, ROBERT, M. | I | CHIEF COMPLIANCE OFFICER | D | Control |
| SHAKER, ROBERT, M. | I | CHIEF COMPLIANCE OFFICER | D | Control |
| SHAKER, ROBERT, M. | I | CHIEF COMPLIANCE OFFICER | D | Control |
| SHAKER, ROBERT, M. | I | CHIEF COMPLIANCE OFFICER | D | Control |
| SHAKER, ROBERT, M. | I | CHIEF COMPLIANCE OFFICER | D | Control |
| SHAKER, ROBERT, M. | I | CHIEF COMPLIANCE OFFICER | D | Control |
| SHAKER, ROBERT, M. | I | CHIEF COMPLIANCE OFFICER | D | Control |
| SHAKER, ROBERT, M. | I | CHIEF COMPLIANCE OFFICER | D | Control |
| SHAKER, ROBERT, M. | I | CHIEF COMPLIANCE OFFICER | D | Control |
| SHAKER, ROBERT, M. | I | CHIEF COMPLIANCE OFFICER | D | Control |
| SHAKER, ROBERT, M. | I | CHIEF COMPLIANCE OFFICER | D | Control |
| SHAKER, ROBERT, M. | I | CHIEF COMPLIANCE OFFICER | D | Control |
| SHAKER, ROBERT, M. | I | CHIEF COMPLIANCE OFFICER | D | Control |
| SHAKER, ROBERT, M. | I | CHIEF COMPLIANCE OFFICER | D | Control |
| BAUMMER, KATHRYN, SHAKER | I | PARTNER | B | Control |
| SHAKER, ROBERT, M. | I | CHIEF COMPLIANCE OFFICER | B | Control |
| SHAKER, ROBERT, M. | I | CHIEF COMPLIANCE OFFICER | B | Control |
Registrations
Federal
IA
Mar 26, 2025 REGISTERED
Notice Filings (19)
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Address
1997 ANNAPOLIS EXCHANGE PARKWAYSUITE 300-349
ANNAPOLIS, MD 21401
United States
Phone: 410-224-0572