CAPITAL ASSET MANAGEMENT, LLC
CRD #121601 SEC #801-66990 JEFFERSONVILLE, IN 812.288.2881
SEC Registered
Total AUM
$60.2M
Discretionary
$0
Employees
6
Clients
1
Accounts
457
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Indiana
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 3, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ADAMS, KENNETH, RALPH | I | MEMBER | B | Control |
| ADAMS, KENNETH, RALPH | I | MEMBER | B | Control |
| ADAMS, KENNETH, RALPH | I | MEMBER | B | Control |
| ADAMS, KENNETH, RALPH | I | SECRETARY/TREASURER | B | Control |
| ADAMS, KENNETH, RALPH | I | SECRETARY/TREASURER | B | Control |
| ADAMS, KENNETH, RALPH | I | SECRETARY/TREASURER | B | Control |
| BARNES, RONALD, FRANCIS | I | PRESIDENT/MANAGER | B | Control |
| BARNES, RONALD, FRANCIS | I | PRESIDENT/MANAGER | B | Control |
| BARNES, RONALD, FRANCIS | I | PRESIDENT/MANAGER | B | Control |
| BARNES, RONALD, FRANCIS | I | PRESIDENT/MANAGER | B | Control |
| BARNES, RONALD, FRANCIS | I | PRESIDENT/MANAGER | B | Control |
| BARNES, RONALD, FRANCIS | I | PRESIDENT/MANAGER | B | Control |
| BYRNE, JAMES, PATRICK | I | MEMBER | B | Control |
| BYRNE, JAMES, PATRICK | I | MEMBER | B | Control |
| BYRNE, JAMES, PATRICK | I | MEMBER | B | Control |
| COYLE, KENNETH, WILSON | I | MEMBER | B | Control |
| COYLE, KENNETH, WILSON | I | MEMBER | B | Control |
| COYLE, KENNETH, WILSON | I | MEMBER | B | Control |
| COYLE, KENNETH, WILSON | I | MEMBER | B | Control |
| COYLE, KENNETH, WILSON | I | MEMBER | B | Control |
| COYLE, KENNETH, WILSON | I | MEMBER | B | Control |
| GRINNAN, JAMES, MICHAEL | I | MEMBER | B | Control |
| GRINNAN, JAMES, MICHAEL | I | SECRETARY/TREASURER | B | Control |
| GRINNAN, JAMES, MICHAEL | I | MEMBER | B | Control |
| MCCAULEY, DANIEL, KEVIN | I | MEMBER | B | Control |
| MCCAULEY, DANIEL, KEVIN | I | MEMBER | B | Control |
| MCCAULEY, DANIEL, KEVIN | I | MEMBER | B | Control |
| MCCAULEY, DANIEL, KEVIN | I | MEMBER | B | Control |
| MCCAULEY, DANIEL, KEVIN | I | MEMBER | B | Control |
| MCCAULEY, DANIEL, KEVIN | I | MEMBER | B | Control |
| NICOLAS, KENNETH, NORBERT | I | MEMBER | B | Control |
| NICOLAS, KENNETH, NORBERT | I | MEMBER | B | Control |
| NICOLAS, KENNETH, NORBERT | I | MEMBER | B | Control |
| PIEPER, JOHN, CHARLES | I | MEMBER | B | Control |
| PIEPER, JOHN, CHARLES | I | MEMBER | B | Control |
| PIEPER, JOHN, CHARLES | I | MEMBER | B | Control |
| PIEPER, JOHN, CHARLES | I | MEMBER | B | Control |
| PIEPER, JOHN, CHARLES | I | MEMBER | B | Control |
| PIEPER, JOHN, CHARLES | I | MEMBER | B | Control |
| PIEPER, LEE, EDWARD | I | SECRETARY/MANAGER | B | Control |
| PIEPER, LEE, EDWARD | I | MEMBER | B | Control |
| PIEPER, LEE, EDWARD | I | SECRETARY/MANAGER | B | Control |
| PIEPER, LEE, EDWARD | I | MEMBER | B | Control |
| PIEPER, LEE, EDWARD | I | MEMBER | B | Control |
| PIEPER, LEE, EDWARD | I | MEMBER | B | Control |
| ROGERS, GREGORY, NEAL | I | VICE PRESIDENT/MANAGER/CHIEF COMPLIANCE OFFICER | B | Control |
| ROGERS, GREGORY, NEAL | I | VICE PRESIDENT/MANAGER/CHIEF COMPLIANCE OFFICER | B | Control |
| ROGERS, GREGORY, NEAL | I | VICE PRESIDENT/MANAGER/CHIEF COMPLIANCE OFFICER | B | Control |
| ROGERS, GREGORY, NEAL | I | VICE PRESIDENT/MANAGER/CHIEF COMPLIANCE OFFICER | B | Control |
| ROGERS, GREGORY, NEAL | I | VICE PRESIDENT/MANAGER/CHIEF COMPLIANCE OFFICER | B | Control |
| ROGERS, GREGORY, NEAL | I | VICE PRESIDENT/MANAGER/CHIEF COMPLIANCE OFFICER | B | Control |
| CONNER, JAY, GORDON | I | MEMBER | A | Control |
| CONNER, JAY, GORDON | I | MEMBER | A | Control |
| CONNER, JAY, GORDON | I | MEMBER | A | Control |
| COYLE, CHRISTOPHER, TODD | I | MEMBER | A | Control |
| COYLE, CHRISTOPHER, TODD | I | MEMBER | A | Control |
| COYLE, CHRISTOPHER, TODD | I | MEMBER | A | Control |
Registrations
Federal
IA
Feb 3, 2012 REGISTERED
Notice Filings (2)
IN KY
Address
702 NORTH SHORE DRIVESUITE 500
JEFFERSONVILLE, IN 47130
United States
Phone: 812.288.2881