YMS INVESTMENT ADVISORS, INC.
CRD #121636 SEC #801-62708 PHILADELPHIA, PA 215-545-4800
SEC Registered
Total AUM
$37.1M
Discretionary
$32.3M
Employees
10
Clients
51
Accounts
288
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 16, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| GREEN, PATRICIA, MARY | I | CHIEF COMPLIANCE OFFICER | NA | |
| GREEN, PATRICIA, MARY | I | CHIEF COMPLIANCE OFFICER | NA | |
| GREEN, PATRICIA, MARY | I | CHIEF COMPLIANCE OFFICER | NA | |
| GREEN, PATRICIA, MARY | I | CHIEF COMPLIANCE OFFICER | NA | |
| GREEN, PATRICIA, MARY | I | CHIEF COMPLIANCE OFFICER | NA | |
| MANDELOFF, ALAN, H. | I | PRESIDENT | C | Control |
| MANDELOFF, ALAN, H. | I | PRESIDENT | C | Control |
| MANDELOFF, ALAN, HARRY | I | PRESIDENT | C | Control |
| MANDELOFF, ALAN, HARRY | I | PRESIDENT | C | Control |
| MANDELOFF, ALAN, HARRY | I | PRESIDENT | C | Control |
| MANDELOFF, ALAN, HARRY | I | PRESIDENT | C | Control |
| MANDELOFF, ALAN, HARRY | I | PRESIDENT | C | Control |
| SILVER, TERRY, D. | I | VICE PRESIDENT | C | Control |
| SILVER, TERRY, D. | I | VICE PRESIDENT | C | Control |
| SILVER, TERRY, DAVID | I | VICE PRESIDENT | C | Control |
| SILVER, TERRY, DAVID | I | VICE PRESIDENT | C | Control |
| SILVER, TERRY, DAVID | I | VICE PRESIDENT | C | Control |
| SILVER, TERRY, DAVID | I | VICE PRESIDENT | C | Control |
| SILVER, TERRY, DAVID | I | VICE PRESIDENT | C | Control |
| FOSTER, ROGER, L. | I | SHAREHOLDER | A | |
| FOSTER, ROGER, L. | I | SHAREHOLDER | A | |
| FOSTER, ROGER, LEE | I | SHAREHOLDER | A | |
| FOSTER, ROGER, LEE | I | SHAREHOLDER | A | |
| FOSTER, ROGER, LEE | I | SHAREHOLDER | A | |
| FOSTER, ROGER, LEE | I | SHAREHOLDER | A | |
| FOSTER, ROGER, LEE | I | SHAREHOLDER | A | |
| MEHIGAN, DENNIS | I | SHAREHOLDER | A | |
| MEHIGAN, DENNIS | I | SHAREHOLDER | A | |
| RYAN, KEVIN, R | I | SHAREHOLDER | A | |
| RYAN, KEVIN, R | I | SHAREHOLDER | A | |
| RYAN, KEVIN, RICHARD | I | SHAREHOLDER | A | |
| RYAN, KEVIN, RICHARD | I | SHAREHOLDER | A | |
| RYAN, KEVIN, RICHARD | I | SHAREHOLDER | A | |
| RYAN, KEVIN, RICHARD | I | SHAREHOLDER | A | |
| RYAN, KEVIN, RICHARD | I | SHAREHOLDER | A |
Registrations
Federal
IA
Sep 16, 2005 REGISTERED
Notice Filings (2)
NJ PA
Address
1420 WALNUT STREET, SUITE 200PHILADELPHIA, PA 19102
USA
Phone: 215-545-4800