THOMAS, SANDRA CATHERINE
Legal name: S.C. THOMAS & ASSOCIATES, CPA
CRD #121666 SEC #801-68023 MEDINA, OH 330-725-3162
SEC Registered
Total AUM
$40.2M
Discretionary
$39.2M
Employees
1
Clients
51
Accounts
227
Firm Details
- Organization Type
- Sole Proprietorship
- State of Formation
- Ohio
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 14, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| THOMAS, SANDRA, CATHERINE | I | OWNER | E | Control |
| THOMAS, SANDRA, CATHERINE | I | CHIEF COMPLIANCE OFFICER | E | Control |
| THOMAS, SANDRA, CATHERINE | I | OWNER | E | Control |
| THOMAS, SANDRA, CATHERINE | I | CHIEF COMPLIANCE OFFICER | E | Control |
| THOMAS, SANDRA, CATHERINE | I | OWNER | E | Control |
| THOMAS, SANDRA, CATHERINE | I | CHIEF COMPLIANCE OFFICER | E | Control |
| THOMAS, SANDRA, CATHERINE | I | OWNER | E | Control |
| THOMAS, SANDRA, CATHERINE | I | CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Jun 14, 2012 REGISTERED
Notice Filings (1)
OH
Address
805 E. WASHINGTON STREETSTE #130
MEDINA, OH 44256
United States
Phone: 330-725-3162