CONTEMPORARY FINANCIAL SOLUTIONS, INC.
CRD #121699 SEC #801-61365 WEST PALM BEACH, FL 561-835-4100
SEC Registered Broker-Dealer
Total AUM
--
Discretionary
--
Employees
--
Clients
25
Accounts
--
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 29, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BECKER, DAVID CLIFFORD SR. | I | FINOP, VICE PRESIDENT | NA | |
| BECKER, DAVID CLIFFORD SR. | I | FINOP, VICE PRESIDENT | NA | |
| BECKER, DAVID CLIFFORD SR. | I | FINOP, VICE PRESIDENT | NA | |
| BECKER, DAVID CLIFFORD SR. | I | FINOP, VICE PRESIDENT | NA | |
| BECKER, DAVID CLIFFORD SR. | I | FINOP, 1ST VICE PRESIDENT | NA | |
| BECKER, DAVID CLIFFORD SR. | I | FINOP, VICE PRESIDENT | NA | |
| BECKER, DAVID CLIFFORD SR. | I | FINOP, 1ST VICE PRESIDENT | NA | |
| BECKER, DAVID CLIFFORD SR. | I | FINOP, 1ST VICE PRESIDENT | NA | |
| BROWN, STEPHANIE LEIGH | I | DIRECTOR | NA | Control |
| CLOUD, VINCENT THOMAS | I | EXEC VP/DIRECTOR | NA | Control |
| CLOUD, VINCENT THOMAS | I | EXEC VP/DIRECTOR | NA | Control |
| CLOUD, VINCENT THOMAS | I | EXEC VP/DIRECTOR | NA | Control |
| CLOUD, VINCENT THOMAS | I | EXEC VP/DIRECTOR | NA | Control |
| CLOUD, VINCENT THOMAS | I | EXEC VP/DIRECTOR | NA | Control |
| CLOUD, VINCENT THOMAS | I | EXEC VP/DIRECTOR | NA | Control |
| CLOUD, VINCENT THOMAS | I | EXEC VP/DIRECTOR | NA | Control |
| CLOUD, VINCENT THOMAS | I | EXEC VP/DIRECTOR | NA | Control |
| COATES, SUSAN LOHMANN | I | SR. VICE PRESIDENT | NA | Control |
| COATES, SUSAN LOHMANN | I | SR. VICE PRESIDENT | NA | Control |
| COATES, SUSAN LOHMANN | I | SR. VICE PRESIDENT | NA | Control |
| COATES, SUSAN LOHMANN | I | SR. VICE PRESIDENT | NA | Control |
| COATES, SUSAN LOHMANN | I | VICE PRESIDENT | NA | Control |
| COATES, SUSAN LOHMANN | I | SR. VICE PRESIDENT | NA | Control |
| COATES, SUSAN LOHMANN | I | VICE PRESIDENT | NA | Control |
| COATES, SUSAN LOHMANN | I | VICE PRESIDENT | NA | Control |
| DIXON, JOHN LINCOLN | I | DIRECTOR | NA | Control |
| DIXON, JOHN LINCOLN | I | CHAIRMAN/CEO | NA | Control |
| DIXON, JOHN LINCOLN | I | CHAIRMAN/CEO | NA | Control |
| DIXON, JOHN LINCOLN | I | CHAIRMAN/CEO | NA | Control |
| DIXON, JOHN LINCOLN | I | CEO/DIRECTOR | NA | Control |
| DIXON, JOHN LINCOLN | I | CHAIRMAN | NA | Control |
| DIXON, JOHN LINCOLN | I | CEO/DIRECTOR | NA | Control |
| DIXON, JOHN LINCOLN | I | CEO/DIRECTOR | NA | Control |
| DWYER, WILLIAM EDWARD III | I | DIRECTOR | NA | Control |
| KALBAUGH, JOHN ANDREW | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| KAMINSKI, DENNIS STANLEY | I | EXEC VP/ASST. SECRETARY/DIRECTOR | NA | Control |
| KAMINSKI, DENNIS STANLEY | I | EXEC VP/ASST. SECRETARY/DIRECTOR | NA | Control |
| KAMINSKI, DENNIS STANLEY | I | EXEC VP/ASST. SECRETARY/DIRECTOR | NA | Control |
| KAMINSKI, DENNIS STANLEY | I | EXEC VP/ASST. SECRETARY/DIRECTOR | NA | Control |
| KAMINSKI, DENNIS STANLEY | I | EXEC VP/ASST. SECRETARY/DIRECTOR | NA | Control |
| KAMINSKI, DENNIS STANLEY | I | EXEC VP/ASST. SECRETARY/DIRECTOR | NA | Control |
| KAMINSKI, DENNIS STANLEY | I | EXEC VP/ASST. SECRETARY/DIRECTOR | NA | Control |
| KAMINSKI, DENNIS STANLEY | I | EXEC VP/ASST. SECRETARY/DIRECTOR | NA | Control |
| LYLE, TIMOTHY JAMES | I | SR. VP/CCO | NA | |
| LYLE, TIMOTHY JAMES | I | SR. VP/CHIEF COMPLIANCE OFFICER | NA | |
| LYLE, TIMOTHY JAMES | I | SR. VP/CHIEF COMPLIANCE OFFICER | NA | |
| LYLE, TIMOTHY JAMES | I | SR. VP/CHIEF COMPLIANCE OFFICER | NA | |
| LYLE, TIMOTHY JAMES | I | SR. VP/CHIEF COMPLIANCE OFFICER | NA | |
| LYLE, TIMOTHY JAMES | I | SR. VP/CCO | NA | |
| LYLE, TIMOTHY JAMES | I | SR. VP/CCO | NA | |
| MILFS, AUDREY LEE | I | SECRETARY | NA | |
| MILFS, AUDREY LEE | I | SECRETARY | NA | |
| MILFS, AUDREY LEE | I | SECRETARY | NA | |
| MILFS, AUDREY LEE | I | SECRETARY | NA | |
| MILFS, AUDREY LEE | I | SECRETARY | NA | |
| MILFS, AUDREY LEE | I | SECRETARY | NA | |
| MILFS, AUDREY LEE | I | SECRETARY | NA | |
| POFF, JOHN WILLIAM JR | I | PRESIDENT/DIRECTOR/CEO | NA | Control |
| POFF, JOHN WILLIAM JR | I | PRESIDENT/DIRECTOR/FINOP | NA | Control |
| POFF, JOHN WILLIAM JR | I | PRESIDENT/DIRECTOR/FINOP | NA | Control |
| POFF, JOHN WILLIAM JR | I | PRESIDENT/DIRECTOR/FINOP | NA | Control |
| POSTON, MICHAEL EDWARD | I | VICE PRESIDENT | NA | Control |
| STEARNS, ESTHER MARION | I | DIRECTOR | NA | Control |
| MUTUAL SERVICE CORPORATION | DE | SOLE SHAREHOLDER | E | Control |
| MUTUAL SERVICE CORPORATION | DE | SOLE SHAREHOLDER | E | Control |
| MUTUAL SERVICE CORPORATION | DE | SOLE SHAREHOLDER | E | Control |
| MUTUAL SERVICE CORPORATION | DE | SOLE SHAREHOLDER | E | Control |
| MUTUAL SERVICE CORPORATION | DE | SOLE SHAREHOLDER | E | Control |
| MUTUAL SERVICE CORPORATION | DE | SOLE SHAREHOLDER | E | Control |
| MUTUAL SERVICE CORPORATION | DE | SOLE SHAREHOLDER | E | Control |
| MUTUAL SERVICE CORPORATION | DE | SOLE SHAREHOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| HELLMAN & FRIEDMAN INVESTORS V, LLC | DE | HELLMAN & FRIEDMAN CAPITAL PARTNERS V, LP | F | Control |
| TPG ADVISORS IV, INC. | DE | TPG GENPAR IV, L.P. | F | Control |
| TPG GENPAR, IV L.P. | DE | TPG PARTNERS IV, L.P. | F | Control |
| LPL HOLDINGS, INC. | DE | LPL INDEPENDENT ADVISOR SERVICES GROUP LLC | E | Control |
| LPL INDEPENDENT ADVISOR SERVICES GROUP, LLC | DE | MUTUAL SERVICE CORPORATION | E | Control |
| LPL INVESTMENT HOLDINGS, INC. | DE | LPL HOLDINGS INC. | E | Control |
| PACIFIC LIFE CORP. | DE | PACIFIC LIFE INS. CO. | E | Control |
| PACIFIC LIFE CORP. | DE | PACIFIC LIFE INS. CO. | E | Control |
| PACIFIC LIFE CORP. | DE | PACIFIC LIFE INS. CO. | E | Control |
| PACIFIC LIFE CORP. | DE | PACIFIC LIFE INS. CO. | E | Control |
| PACIFIC LIFE INSURANCE CO | DE | PACIFIC SELECT GROUP, LLC | E | Control |
| PACIFIC LIFE INSURANCE CO | DE | PACIFIC SELECT GROUP, LLC | E | Control |
| PACIFIC LIFE INSURANCE CO | DE | PACIFIC SELECT GROUP, LLC | E | Control |
| PACIFIC LIFE INSURANCE CO | DE | PACIFIC SELECT GROUP, LLC | E | Control |
| PACIFIC LIFE INSURANCE COMPANY | DE | PACIFIC SELECT DISTRIBUTORS | E | Control |
| PACIFIC LIFE INSURANCE COMPANY | DE | PACIFIC SELECT DISTRIBUTORS | E | Control |
| PACIFIC LIFE INSURANCE COMPANY | DE | PACIFIC SELECT DISTRIBUTORS | E | Control |
| PACIFIC MUTUAL HOLDING COMPANY | DE | PACIFIC LIFE CORP. | E | Control |
| PACIFIC MUTUAL HOLDING COMPANY | DE | PACIFIC LIFE CORP. | E | Control |
| PACIFIC MUTUAL HOLDING COMPANY | DE | PACIFIC LIFE CORP. | E | Control |
| PACIFIC MUTUAL HOLDING COMPANY | DE | PACIFIC LIFE CORP. | E | Control |
| PACIFIC SELECT DISTRIBUTORS, INC. | DE | MUTUAL SERVICE CORPORATION | E | Control |
| PACIFIC SELECT DISTRIBUTORS, INC. | DE | MUTUAL SERVICE CORPORATION | E | Control |
| PACIFIC SELECT DISTRIBUTORS, INC. | DE | MUTUAL SERVICE CORPORATION | E | Control |
| PACIFIC SELECT GROUP, LLC | DE | MUTUAL SERVICE CORPORATION | E | Control |
| PACIFIC SELECT GROUP, LLC | DE | MUTUAL SERVICE CORPORATION | E | Control |
| PACIFIC SELECT GROUP, LLC | DE | MUTUAL SERVICE CORPORATION | E | Control |
| PACIFIC SELECT GROUP, LLC | DE | MUTUAL SERVICE CORPORATION | E | Control |
| BONDERMAN, DAVID NMI | I | TPG ADVISORS IV, INC. | D | Control |
| COULTER, JAMES GEORGE | I | TPG ADVISORS IV, INC. | C | Control |
| HELLMAN & FRIEDMAN CAPITAL PARTNERS V, L.P. | DE | LPL INVESTMENT HOLDINGS, INC. | C | Control |
| PRICE, WILLIAM STANLEY III | I | TPG ADVISORS, IV L.P. | C | Control |
| TPG PARTNERS IV, L.P. | DE | LPL INVESTMENT HOLDINGS, INC. | C | Control |
Registrations
Federal
IA
Mar 29, 2007 REGISTERED
Notice Filings (50)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA RI SC SD TN TX UT VA VT WA WI WV
Address
250 SOUTH AUSTRALIAN AVENUESUITE 1800
WEST PALM BEACH, FL 33401
USA
Phone: 561-835-4100