RODGERS & ASSOCIATES, LLC
Legal name: RODGERS & ASSOCIATES
CRD #121700 SEC #801-62118 LANCASTER, PA 717-560-3800
SEC Registered
Total AUM
$1.5B
Discretionary
$1.5B
Employees
19
Clients
--
Accounts
3,378
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 5, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CONNORS, SUSAN, LEE | I | DIRECTOR | NA | Control |
| CONNORS, SUSAN, LEE | I | DIRECTOR | NA | Control |
| CONNORS, SUSAN, LEE | I | DIRECTOR | NA | Control |
| CONNORS, SUSAN, LEE | I | DIRECTOR | NA | Control |
| CONNORS, SUSAN, LEE | I | DIRECTOR | NA | Control |
| CONNORS, SUSAN, LEE | I | DIRECTOR | NA | Control |
| CONNORS, SUSAN, LEE | I | DIRECTOR | NA | Control |
| CONNORS, SUSAN, LEE | I | DIRECTOR OF OPERATIONS | NA | Control |
| CONNORS, SUSAN, LEE | I | DIRECTOR OF OPERATIONS | NA | Control |
| DELLINGER, JOHN, KNOX | I | VICE PRESIDENT, DIRECTOR | NA | Control |
| DELLINGER, JOHN, KNOX | I | VICE PRESIDENT, DIRECTOR | NA | Control |
| EISENBERGER, MARK, ABRAM | I | VICE PRESIDENT, DIRECTOR | NA | Control |
| EISENBERGER, MARK, ABRAM | I | VICE PRESIDENT, DIRECTOR | NA | Control |
| EISENBERGER, MARK, ABRAM | I | VICE PRESIDENT, DIRECTOR | NA | Control |
| EISENBERGER, MARK, ABRAM | I | VICE PRESIDENT, DIRECTOR | NA | Control |
| EISENBERGER, MARK, ABRAM | I | VICE PRESIDENT, DIRECTOR | NA | Control |
| EISENBERGER, MARK, ABRAM | I | VICE PRESIDENT, DIRECTOR | NA | Control |
| EISENBERGER, MARK, ABRAM | I | VICE PRESIDENT, DIRECTOR | NA | Control |
| EISENBERGER, MARK, ABRAM | I | VICE PRESIDENT, DIRECTOR | NA | Control |
| EISENBERGER, MARK, ABRAM | I | VICE PRESIDENT, DIRECTOR | NA | Control |
| EISENBERGER, MARK, ABRAM | I | VICE PRESIDENT, DIRECTOR | NA | Control |
| EISENBERGER, MARK, ABRAM | I | VICE PRESIDENT, DIRECTOR | NA | Control |
| EISENBERGER, MARK, ABRAM | I | VICE PRESIDENT, DIRECTOR | NA | Control |
| EISENBERGER, MARK, ABRAM | I | VICE PRESIDENT, DIRECTOR | NA | Control |
| EISENBERGER, MARK, ABRAM | I | VICE PRESIDENT, DIRECTOR | NA | Control |
| EISENBERGER, MARK, ABRAM | I | VICE PRESIDENT, DIRECTOR | NA | Control |
| EISENBERGER, MARK, ABRAM | I | VICE PRESIDENT, DIRECTOR | NA | Control |
| EISENBERGER, MARK, ABRAM | I | DIRECTOR | NA | Control |
| EISENBERGER, MARK, ABRAM | I | DIRECTOR | NA | Control |
| EISENBERGER, MARK, ABRAM | I | DIRECTOR | NA | Control |
| EISENBERGER, MARK, ABRAM | I | DIRECTOR | NA | Control |
| EISENBERGER, MARK, ABRAM | I | VICE PRESIDENT, DIRECTOR | NA | Control |
| EISENBERGER, MARK, ABRAM | I | DIRECTOR | NA | Control |
| EISENBERGER, MARK, ABRAM | I | DIRECTOR | NA | Control |
| EISENBERGER, MARK, ABRAM | I | DIRECTOR | NA | Control |
| EISENBERGER, MARK, ABRAM | I | DIRECTOR | NA | Control |
| EISENBERGER, MARK, ABRAM | I | DIRECTOR | NA | Control |
| EISENBERGER, MARK, ABRAM | I | DIRECTOR | NA | Control |
| EISENBERGER, MARK, ABRAM | I | DIRECTOR | NA | Control |
| EISENBERGER, MARK, ABRAM | I | DIRECTOR | NA | Control |
| HELVESTON, MICHAEL, SCOTT | I | DIRECTOR OF ADVISER SERVICES | NA | Control |
| HELVESTON, MICHAEL, SCOTT | I | DIRECTOR OF ADVISER SERVICES | NA | Control |
| HELVESTON, MICHAEL, SCOTT | I | DIRECTOR | NA | Control |
| HELVESTON, MICHAEL, SCOTT | I | DIRECTOR OF ADVISER SERVICES | NA | Control |
| HELVESTON, MICHAEL, SCOTT | I | DIRECTOR OF ADVISER SERVICES | NA | Control |
| HELVESTON, MICHAEL, SCOTT | I | DIRECTOR OF ADVISER SERVICES | NA | Control |
| HELVESTON, MICHAEL, SCOTT | I | DIRECTOR | NA | Control |
| HELVESTON, MICHAEL, SCOTT | I | DIRECTOR OF ADVISER SERVICES | NA | Control |
| HELVESTON, MICHAEL, SCOTT | I | DIRECTOR | NA | Control |
| HELVESTON, MICHAEL, SCOTT | I | DIRECTOR OF ADVISER SERVICES | NA | Control |
| HELVESTON, MICHAEL, SCOTT | I | DIRECTOR | NA | Control |
| HELVESTON, MICHAEL, SCOTT | I | DIRECTOR OF ADVISER SERVICES | NA | Control |
| HELVESTON, MICHAEL, SCOTT | I | DIRECTOR | NA | Control |
| HELVESTON, MICHAEL, SCOTT | I | DIRECTOR OF ADVISER SERVICES | NA | Control |
| HELVESTON, MICHAEL, SCOTT | I | DIRECTOR | NA | Control |
| HELVESTON, MICHAEL, SCOTT | I | DIRECTOR OF ADVISER SERVICES | NA | Control |
| HELVESTON, MICHAEL, SCOTT | I | DIRECTOR | NA | Control |
| HELVESTON, MICHAEL, SCOTT | I | DIRECTOR OF ADVISER SERVICES | NA | Control |
| HELVESTON, MICHAEL, SCOTT | I | DIRECTOR | NA | Control |
| RODGERS, JESSICA, LEE | I | PRINCIPAL | NA | Control |
| RODGERS, JESSICA, LEE | I | PRINCIPAL | NA | Control |
| RODGERS, RICK, LEE | I | FINANCIAL ADVISOR | NA | Control |
| RODGERS, RICK, LEE | I | FINANCIAL ADVISOR | NA | Control |
| SKRODINSKY, SANDRA, H | I | SECRETARY, DIRECTOR | NA | Control |
| SKRODINSKY, SANDRA, H | I | SECRETARY, DIRECTOR | NA | Control |
| SKRODINSKY, SANDRA, H | I | SECRETARY, DIRECTOR | NA | Control |
| SKRODINSKY, SANDRA, H | I | SECRETARY, DIRECTOR | NA | Control |
| SKRODINSKY, SANDRA, H | I | SECRETARY, DIRECTOR | NA | Control |
| SKRODINSKY, SANDRA, H | I | SECRETARY, DIRECTOR | NA | Control |
| SKRODINSKY, SANDRA, H | I | SECRETARY, DIRECTOR | NA | Control |
| SKRODINSKY, SANDRA, H | I | SECRETARY, DIRECTOR | NA | Control |
| SKRODINSKY, SANDRA, H | I | SECRETARY, DIRECTOR | NA | Control |
| SKRODINSKY, SANDRA, H | I | SECRETARY, DIRECTOR | NA | Control |
| SKRODINSKY, SANDRA, H | I | SECRETARY, DIRECTOR | NA | Control |
| SKRODINSKY, SANDRA, HORST | I | SECRETARY, DIRECTOR | NA | Control |
| SKRODINSKY, SANDRA, HORST | I | SECRETARY, DIRECTOR | NA | Control |
| SKRODINSKY, SANDRA, HORST | I | SECRETARY, DIRECTOR | NA | Control |
| SKRODINSKY, SANDRA, HORST | I | SECRETARY, DIRECTOR | NA | Control |
| SKRODINSKY, SANDRA, HORST | I | SECRETARY, DIRECTOR | NA | Control |
| SKRODINSKY, SANDRA, HORST | I | SECRETARY, DIRECTOR | NA | Control |
| SKRODINSKY, SANDRA, HORST | I | SECRETARY, DIRECTOR | NA | Control |
| SKRODINSKY, SANDRA, HORST | I | DIRECTOR/CHIEF COMPLIANCE OFFICER | NA | Control |
| SKRODINSKY, SANDRA, HORST | I | DIRECTOR | NA | Control |
| SKRODINSKY, SANDRA, HORST | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SKRODINSKY, SANDRA, HORST | I | DIRECTOR | NA | Control |
| SKRODINSKY, SANDRA, HORST | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SKRODINSKY, SANDRA, HORST | I | DIRECTOR | NA | Control |
| SKRODINSKY, SANDRA, HORST | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SKRODINSKY, SANDRA, HORST | I | SECRETARY, DIRECTOR | NA | Control |
| SKRODINSKY, SANDRA, HORST | I | DIRECTOR | NA | Control |
| SKRODINSKY, SANDRA, HORST | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SKRODINSKY, SANDRA, HORST | I | DIRECTOR | NA | Control |
| SKRODINSKY, SANDRA, HORST | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SKRODINSKY, SANDRA, HORST | I | DIRECTOR | NA | Control |
| SKRODINSKY, SANDRA, HORST | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SKRODINSKY, SANDRA, HORST | I | DIRECTOR/CHIEF COMPLIANCE OFFICER | NA | Control |
| SKRODINSKY, SANDRA, HORST | I | DIRECTOR/CHIEF COMPLIANCE OFFICER | NA | Control |
| SKRODINSKY, SANDRA, HORST | I | DIRECTOR | NA | Control |
| SKRODINSKY, SANDRA, HORST | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SKRODINSKY, SANDRA, HORST | I | DIRECTOR | NA | Control |
| SKRODINSKY, SANDRA, HORST | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SKRODINSKY, SANDRA, HORST | I | DIRECTOR | NA | Control |
| SKRODINSKY, SANDRA, HORST | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SKRODINSKY, SANDRA, HORST | I | DIRECTOR | NA | Control |
| SKRODINSKY, SANDRA, HORST | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SKRODINSKY, SANDRA, HORST | I | DIRECTOR | NA | Control |
| SKRODINSKY, SANDRA, HORST | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SKRODINSKY, SANDRA, HORST | I | DIRECTOR | NA | Control |
| SKRODINSKY, SANDRA, HORST | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SKRODINSKY, SANDRA, HORST | I | DIRECTOR | NA | Control |
| SKRODINSKY, SANDRA, HORST | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SKRODINSKY, SANDRA, HORST | I | DIRECTOR | NA | Control |
| SKRODINSKY, SANDRA, HORST | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SKRODINSKY, SANDRA, HORST | I | DIRECTOR | NA | Control |
| SKRODINSKY, SANDRA, HORST | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SKRODINSKY, SANDRA, HORST | I | DIRECTOR | NA | Control |
| SKRODINSKY, SANDRA, HORST | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SKRODINSKY, SANDRA, HORST | I | DIRECTOR | NA | Control |
| SKRODINSKY, SANDRA, HORST | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SKRODINSKY, SANDRA, HORST | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| SKRODINSKY, SANDRA, HORST | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| BLUESPRING WEALTH PARTNERS, LLC | DE | OWNER | E | Control |
| BLUESPRING WEALTH PARTNERS, LLC | DE | OWNER | E | Control |
| RODGERS, RICK, L | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| RODGERS, RICK, L | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| RODGERS, RICK, L | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| RODGERS, RICK, L | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| RODGERS, RICK, L | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| RODGERS, RICK, L | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| RODGERS, RICK, L | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| RODGERS, RICK, L | I | PRESIDENT | E | Control |
| RODGERS, RICK, L | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| RODGERS, RICK, L | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| RODGERS, RICK, L | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| RODGERS, RICK, L | I | PRESIDENT | E | Control |
| RODGERS, RICK, L | I | PRESIDENT | E | Control |
| RODGERS, RICK, L | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| RODGERS, RICK, LEE | I | PRESIDENT | E | Control |
| RODGERS, RICK, LEE | I | PRESIDENT | E | Control |
| RODGERS, RICK, LEE | I | PRESIDENT | E | Control |
| RODGERS, RICK, LEE | I | PRESIDENT | E | Control |
| RODGERS, RICK, LEE | I | PRESIDENT | D | Control |
| RODGERS, RICK, LEE | I | PRESIDENT | D | Control |
| RODGERS, RICK, LEE | I | PRESIDENT | D | Control |
| RODGERS, RICK, LEE | I | PRESIDENT | D | Control |
| RODGERS, RICK, LEE | I | PRESIDENT | D | Control |
| RODGERS, RICK, LEE | I | PRESIDENT | D | Control |
| RODGERS, RICK, LEE | I | PRESIDENT | D | Control |
| RODGERS, RICK, LEE | I | PRESIDENT | D | Control |
| RODGERS, RICK, LEE | I | PRESIDENT | D | Control |
| RODGERS, RICK, LEE | I | PRESIDENT | D | Control |
| RODGERS, RICK, LEE | I | PRESIDENT | D | Control |
| RODGERS, RICK, LEE | I | PRESIDENT | D | Control |
| RODGERS, RICK, LEE | I | PRESIDENT | D | Control |
| RODGERS, RICK, LEE | I | PRESIDENT | D | Control |
| RODGERS, RICK, LEE | I | PRESIDENT | D | Control |
| RODGERS, RICK, LEE | I | PRESIDENT | D | Control |
| RODGERS, RICK, LEE | I | PRESIDENT | D | Control |
| RODGERS, RICK, LEE | I | PRESIDENT | D | Control |
| RODGERS, RICK, LEE | I | PRESIDENT | D | Control |
| RODGERS, RICK, LEE | I | PRESIDENT | D | Control |
| RODGERS, RICK, LEE | I | PRESIDENT | D | Control |
| RODGERS, RICK, LEE | I | PRESIDENT | D | Control |
| RODGERS, RICK, LEE | I | PRESIDENT | D | Control |
| RODGERS, RICK, LEE | I | PRESIDENT | D | Control |
| GIBSON, JESSICA, LEE | I | VICE PRESIDENT/GENERAL MANAGER | C | Control |
| RODGERS, JESSICA, LEE | I | TREASURER, OFFICE MANAGER | C | Control |
| RODGERS, JESSICA, LEE | I | TREASURER, OFFICE MANAGER | C | Control |
| RODGERS, JESSICA, LEE | I | TREASURER, OFFICE MANAGER | C | Control |
| RODGERS, JESSICA, LEE | I | TREASURER, OFFICE MANAGER | C | Control |
| RODGERS, JESSICA, LEE | I | TREASURER, OFFICE MANAGER | C | Control |
| RODGERS, JESSICA, LEE | I | CHIEF COMPLIANCE OFFICER | C | Control |
| RODGERS, JESSICA, LEE | I | TREASURER, OFFICE MANAGER | C | Control |
| RODGERS, JESSICA, LEE | I | TREASURER, OFFICE MANAGER | C | Control |
| RODGERS, JESSICA, LEE | I | TREASURER, OFFICE MANAGER | C | Control |
| RODGERS, JESSICA, LEE | I | TREASURER, OFFICE MANAGER | C | Control |
| RODGERS, JESSICA, LEE | I | CHIEF COMPLIANCE OFFICER | C | Control |
| RODGERS, JESSICA, LEE | I | TREASURER, OFFICE MANAGER | C | Control |
| RODGERS, JESSICA, LEE | I | CHIEF COMPLIANCE OFFICER | C | Control |
| RODGERS, JESSICA, LEE | I | TREASURER, OFFICE MANAGER | C | Control |
| RODGERS, JESSICA, LEE | I | CHIEF COMPLIANCE OFFICER | C | Control |
| RODGERS, JESSICA, LEE | I | VICE PRESIDENT/OFFICE MANAGER | C | Control |
| RODGERS, JESSICA, LEE | I | TREASURER, OFFICE MANAGER | C | Control |
| RODGERS, JESSICA, LEE | I | TREASURER, OFFICE MANAGER | C | Control |
| RODGERS, JESSICA, LEE | I | TREASURER, OFFICE MANAGER | C | Control |
| RODGERS, JESSICA, LEE | I | TREASURER, OFFICE MANAGER | C | Control |
| RODGERS, JESSICA, LEE | I | CHIEF COMPLIANCE OFFICER | C | Control |
| RODGERS, JESSICA, LEE | I | TREASURER, OFFICE MANAGER | C | Control |
| RODGERS, JESSICA, LEE | I | CHIEF COMPLIANCE OFFICER | C | Control |
| RODGERS, JESSICA, LEE | I | VICE PRESIDENT/OFFICE MANAGER | C | Control |
| RODGERS, JESSICA, LEE | I | TREASURER, OFFICE MANAGER | C | Control |
| RODGERS, JESSICA, LEE | I | CHIEF COMPLIANCE OFFICER | C | Control |
| RODGERS, JESSICA, LEE | I | TREASURER, OFFICE MANAGER | C | Control |
| RODGERS, JESSICA, LEE | I | GENERAL MANAGER | C | Control |
| RODGERS, JESSICA, LEE | I | GENERAL MANAGER / TREASURER | C | Control |
| RODGERS, JESSICA, LEE | I | GENERAL MANAGER / TREASURER | C | Control |
| RODGERS, JESSICA, LEE | I | GENERAL MANAGER / TREASURER | C | Control |
| RODGERS, JESSICA, LEE | I | TREASURER, OFFICE MANAGER | C | Control |
| RODGERS, JESSICA, LEE | I | CHIEF COMPLIANCE OFFICER | C | Control |
| RODGERS, JESSICA, LEE | I | GENERAL MANAGER / TREASURER | C | Control |
| RODGERS, JESSICA, LEE | I | GENERAL MANAGER / TREASURER | C | Control |
| RODGERS, JESSICA, LEE | I | GENERAL MANAGER / TREASURER | C | Control |
| RODGERS, JESSICA, LEE | I | GENERAL MANAGER | C | Control |
| RODGERS, JESSICA, LEE | I | GENERAL MANAGER | C | Control |
| RODGERS, JESSICA, LEE | I | GENERAL MANAGER / TREASURER | C | Control |
| RODGERS, JESSICA, LEE | I | GENERAL MANAGER / TREASURER | C | Control |
| RODGERS, JESSICA, LEE | I | GENERAL MANAGER / TREASURER | C | Control |
| RODGERS, JESSICA, LEE | I | GENERAL MANAGER / TREASURER | C | Control |
| RODGERS, JESSICA, LEE | I | GENERAL MANAGER / TREASURER | C | Control |
| RODGERS, JESSICA, LEE | I | GENERAL MANAGER / TREASURER | C | Control |
| RODGERS, JESSICA, LEE | I | GENERAL MANAGER / TREASURER | C | Control |
| RODGERS, JESSICA, LEE | I | GENERAL MANAGER / TREASURER | C | Control |
| RODGERS, JESSICA, LEE | I | GENERAL MANAGER / TREASURER | C | Control |
| RODGERS, JESSICA, LEE | I | GENERAL MANAGER / TREASURER | C | Control |
| RODGERS, JESSICA, LEE | I | GENERAL MANAGER / TREASURER | C | Control |
| RODGERS, JESSICA, LEE | I | TREASURER, DIRECTOR | C | Control |
| RODGERS, JESSICA, LEE | I | TREASURER, DIRECTOR | C | Control |
| CONNORS, SUSAN, LEE | I | DIRECTOR, SECRETARY | B | Control |
| CONNORS, SUSAN, LEE | I | DIRECTOR, SECRETARY | B | Control |
| CONNORS, SUSAN, LEE | I | DIRECTOR, SECRETARY | B | Control |
| CONNORS, SUSAN, LEE | I | DIRECTOR, SECRETARY | B | Control |
| CONNORS, SUSAN, LEE | I | DIRECTOR, SECRETARY | B | Control |
| CONNORS, SUSAN, LEE | I | DIRECTOR, SECRETARY | B | Control |
| HELVESTON, MICHAEL, SCOTT | I | DIRECTOR OF ADVISER SERVICES, DIRECTOR | B | Control |
| HELVESTON, MICHAEL, SCOTT | I | DIRECTOR OF ADVISER SERVICES, DIRECTOR | B | Control |
| HELVESTON, MICHAEL, SCOTT | I | DIRECTOR OF ADVISER SERVICES, DIRECTOR | B | Control |
| HELVESTON, MICHAEL, SCOTT | I | DIRECTOR OF ADVISER SERVICES, DIRECTOR | B | Control |
| RODGERS, JESSICA, LEE | I | TREASURER, DIRECTOR | B | Control |
| RODGERS, JESSICA, LEE | I | TREASURER, DIRECTOR | B | Control |
| RODGERS, JESSICA, LEE | I | TREASURER, DIRECTOR | B | Control |
| RODGERS, JESSICA, LEE | I | TREASURER, DIRECTOR | B | Control |
| RODGERS, RICK, LEE | I | DIRECTOR, ADVISER, SHAREHOLDER | B | Control |
| RODGERS, RICK, LEE | I | DIRECTOR, ADVISER, SHAREHOLDER | B | Control |
| RODGERS, RICK, LEE | I | DIRECTOR, ADVISER, SHAREHOLDER | B | Control |
| RODGERS, RICK, LEE | I | DIRECTOR, ADVISER, SHAREHOLDER | B | Control |
| RODGERS, RICK, LEE | I | DIRECTOR, ADVISER, SHAREHOLDER | B | Control |
| RODGERS, RICK, LEE | I | DIRECTOR, ADVISER, SHAREHOLDER | B | Control |
| SKRODINSKY, SANDRA, HORST | I | PRESIDENT, DIRECTOR, CHIEF COMPLIANCE OFFICER | B | Control |
| SKRODINSKY, SANDRA, HORST | I | PRESIDENT, DIRECTOR, CHIEF COMPLIANCE OFFICER | B | Control |
| SKRODINSKY, SANDRA, HORST | I | PRESIDENT, DIRECTOR, CHIEF COMPLIANCE OFFICER | B | Control |
| SKRODINSKY, SANDRA, HORST | I | PRESIDENT, DIRECTOR, CHIEF COMPLIANCE OFFICER | B | Control |
| SKRODINSKY, SANDRA, HORST | I | PRESIDENT, DIRECTOR, CHIEF COMPLIANCE OFFICER | B | Control |
| SKRODINSKY, SANDRA, HORST | I | PRESIDENT, DIRECTOR, CHIEF COMPLIANCE OFFICER | B | Control |
| CARNEY, PATRICK | I | SHAREHOLDER, ADVISER | A | |
| CARNEY, PATRICK | I | SHAREHOLDER, ADVISER | A | |
| CARNEY, PATRICK | I | SHAREHOLDER, ADVISER | A | |
| CARNEY, PATRICK | I | SHAREHOLDER, ADVISER | A | |
| CARNEY, PATRICK | I | SHAREHOLDER, ADVISER | A | |
| CARNEY, PATRICK | I | SHAREHOLDER, ADVISER | A |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| KINGFISHER HOLDING GP, LLC | DE | KINGFISHER HOLDING, L.P. | F | Control |
| KESTRA ADVISOR SERVICES HOLDINGS A, INC | DE | KESTRA ADVISOR SERVICES HOLDINGS B, INC | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS B, INC | DE | KESTRA ADVISOR SERVICES HOLDINGS C, INC D/B/A KESTRA HOLDINGS | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS C, INC D/B/A KESTRA HOLDINGS | DE | KESTRA FINANCIAL, INC | E | Control |
| KESTRA FINANCIAL, INC | DE | BLUESPRING WEALTH PARTNERS, LLC | E | Control |
| KINGFISHER HOLDING A, INC. | DE | KINGFISHER HOLDING B, INC. | E | Control |
| KINGFISHER HOLDING B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS A, INC | E | Control |
| KINGFISHER HOLDING, L.P. | DE | KINGFISHER HOLDING A, INC. | E | Control |
| OAK HILL CAPITAL PARTNERS VI (ONSHORE), L.P. | DE | OHCP VI ENZO AGGREGATOR, L.P. | C | Control |
| OAK HILL CAPITAL PARTNERS VI (TE 892), L.P. | DE | OHCP VI ENZO AGGREGATOR, L.P. | C | Control |
| OHCP VI ENZO AGGREGATOR, L.P. | DE | KINGFISHER HOLDING, L.P. | C | Control |
| WARBURG PINCUS FINANCIAL SECTOR, L.P. | DE | KINGFISHER HOLDING, L.P. | C | Control |
Registrations
Federal
IA
Mar 5, 2025 REGISTERED
Notice Filings (12)
AZ CA DE FL LA MD NC NJ NY PA TX VA
Address
2025 LITITZ PIKELANCASTER, PA 17601
United States
Phone: 717-560-3800