SOUTHEAST FINANCIAL ADVISORS, LLC
CRD #121757 SEC #801-69899 GREENVILLE, SC 864-284-6511
SEC Registered
Total AUM
$37.9M
Discretionary
$36.5M
Employees
1
Clients
251
Accounts
856
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- South Carolina
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 21, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| SMITH, BRIAN, DAVID | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| SMITH, BRIAN, DAVID | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| SMITH, BRIAN, DAVID | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| SMITH, BRIAN, DAVID | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| SMITH, BRIAN, DAVID | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Jun 21, 2012 REGISTERED
Notice Filings (2)
NC SC
Address
750 EXECUTIVE CENTER DRIVESUITE 102; B-32
GREENVILLE, SC 29615
United States
Phone: 864-284-6511