REGAN INVESTMENTS, INC.
CRD #121868 SEC #801-70012 GOLDEN VALLEY, MN 952-473-1080
SEC Registered
Total AUM
$58M
Discretionary
$54.1M
Employees
1
Clients
0
Accounts
266
Firm Details
- Organization Type
- Corporation
- State of Formation
- Minnesota
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 19, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| SMITH, CYNTHIA, REGAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| REGAN, ROBERT, M | I | VICE-PRESIDENT | E | Control |
| REGAN, ROBERT, M | I | VICE-PRESIDENT | E | Control |
| REGAN, ROBERT, M | I | VICE-PRESIDENT | E | Control |
| REGAN, ROBERT, MORGAN | I | CHIEF COMPLIANCE OFFICER | A | Control |
| REGAN, ROBERT, MORGAN | I | CHIEF COMPLIANCE OFFICER | A | Control |
| REGAN, ROBERT, MORGAN | I | PRESIDENT | A | Control |
Registrations
Federal
IA
Mar 19, 2012 REGISTERED
Notice Filings (4)
FL MI MN WI
Address
5500 WAYZATA BOULEVARDSUITE 215
GOLDEN VALLEY, MN 55416
United States
Phone: 952-473-1080