RIVERVIEW ALTERNATIVE INVESTMENT ADVISORS LLC
CRD #122003 SEC #801-61357 REDBANK, NJ 732-936-2880
SEC Registered
Total AUM
$1.5B
Discretionary
$439.6M
Employees
--
Clients
0
Accounts
17
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 29, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CASTAGNA, DOUGLAS, DONALD | I | MANAGEMENT COMMITTEE MEMBER | NA | |
| CASTAGNA, DOUGLAS, DONALD | I | MANAGEMENT COMMITTEE MEMBER | NA | Control |
| CASTAGNA, DOUGLAS, DONALD | I | MANAGEMENT COMMITTEE MEMBER | NA | |
| CASTAGNA, DOUGLAS, DONALD | I | MANAGEMENT COMMITTEE MEMBER | NA | Control |
| CHIARELLO, LAWRENCE, P | I | DIRECTOR & MANAGEMENT COMMITTEE MEMBER | NA | Control |
| CHIARELLO, LAWRENCE, P | I | DIRECTOR & MANAGEMENT COMMITTEE MEMBER | NA | Control |
| CHIARELLO, LAWRENCE, P | I | DIRECTOR & MANAGEMENT COMMITTEE MEMBER | NA | Control |
| CHIARELLO, LAWRENCE, P | I | DIRECTOR & MANAGEMENT COMMITTEE MEMBER | NA | Control |
| CHIARELLO, LAWRENCE, P | I | MEMBER | NA | |
| CHIARELLO, LAWRENCE, P | I | MEMBER | NA | |
| DENNY, BRIAN, JOHN | I | MANAGING DIRECTOR | NA | Control |
| DENNY, BRIAN, JOHN | I | MANAGING DIRECTOR | NA | Control |
| DENNY, BRIAN, JOHN | I | MANAGING DIRECTOR | NA | Control |
| FODOR, WILLIAM, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRADY, JOHN, HENRY | I | PRESIDENT, NWD INVESTMENTS | NA | Control |
| GRADY, JOHN, HENRY | I | PRESIDENT, NWD INVESTMENTS | NA | Control |
| GRADY, JOHN, HENRY | I | PRESIDENT, NWD INVESTMENTS | NA | Control |
| GUY, DERRY, C | I | MANAGING DIRECTOR | NA | Control |
| HOLLAND, GERALD, JAMES | I | MANAGEMENT COMMITTEE MEMBER | NA | Control |
| HOLLAND, GERALD, JAMES | I | MANAGEMENT COMMITTEE MEMBER | NA | Control |
| HOLLAND, GERALD, JAMES | I | MANAGEMENT COMMITTEE MEMBER | NA | Control |
| HOLLAND, GERALD, JAMES | I | MANAGEMENT COMMITTEE MEMBER | NA | Control |
| HONDROS, PAUL, JAMES | I | MANAGEMENT COMMITTEE MEMBER | NA | Control |
| HONDROS, PAUL, JAMES | I | MANAGEMENT COMMITTEE MEMBER | NA | Control |
| HONDROS, PAUL, JAMES | I | MANAGEMENT COMMITTEE MEMBER | NA | Control |
| JONES, GLYN, PARRY | I | CHAIRMAN OF MANAGEMENT COMMITTEE | NA | Control |
| JONES, GLYN, PARRY | I | CHAIRMAN OF MANAGEMENT COMMITTEE | NA | Control |
| JONES, GLYN, PARRY | I | CHAIRMAN OF MANAGEMENT COMMITTEE | NA | Control |
| KRULIKOWSKI, MICHAEL, ADAM | I | CHIEF COMPLIANCE OFFICER | NA | |
| KRULIKOWSKI, MICHAEL, ADAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRULIKOWSKI, MICHAEL, ADAM | I | CHIEF COMPLIANCE OFFICER | NA | |
| MARKOWITZ, HARRY, MAX | I | MANAGEMENT COMMITTEE MEMBER | NA | Control |
| MARKOWITZ, HARRY, MAX | I | MANAGEMENT COMMITTEE MEMBER | NA | Control |
| MARKOWITZ, HARRY, MAX | I | MANAGEMENT COMMITTEE MEMBER | NA | Control |
| MARKOWITZ, HARRY, MAX | I | MANAGEMENT COMMITTEE MEMBER | NA | Control |
| MARKOWITZ, HARRY, MAX | I | MANAGEMENT COMMITTEE MEMBER | NA | Control |
| MARKOWITZ, HARRY, MAX | I | MANAGEMENT COMMITTEE MEMBER | NA | Control |
| MARKOWITZ, HARRY, MAX | I | MANAGEMENT COMMITTEE MEMBER | NA | Control |
| MILLER, ERIC, EDWARD | I | SENIOR VICE PRESIDENT-GENERAL COUNSEL | NA | |
| MILLER, ERIC, EDWARD | I | SENIOR VICE PRESIDENT-GENERAL COUNSEL | NA | |
| MILLER, ERIC, EDWARD | I | SENIOR VICE PRESIDENT-GENERAL COUNSEL | NA | |
| MILLER, ERIC, EDWARD | I | SENIOR VICE PRESIDENT-GENERAL COUNSEL | NA | |
| TODD, G, PETER | I | MANAGING DIRECTOR & MANAGEMENT COMMITTEE MEMBER | NA | Control |
| TODD, G, PETER | I | MANAGING DIRECTOR & MANAGEMENT COMMITTEE MEMBER | NA | Control |
| TODD, G, PETER | I | MANAGING DIRECTOR | NA | Control |
| TODD, G, PETER | I | MANAGING DIRECTOR & MANAGEMENT COMMITTEE MEMBER | NA | Control |
| TODD, G, PETER | I | MANAGING DIRECTOR & MANAGEMENT COMMITTEE MEMBER | NA | Control |
| TODD, G, PETER | I | MANAGING DIRECTOR | NA | Control |
| TODD, G, PETER | I | MANAGING DIRECTOR | NA | Control |
| TURI, STEVEN, JOSEPH | I | MANAGING DIRECTOR & MANAGEMENT COMMITTEE MEMBER | NA | Control |
| TURI, STEVEN, JOSEPH | I | MANAGING DIRECTOR & MANAGEMENT COMMITTEE MEMBER | NA | Control |
| TURI, STEVEN, JOSEPH | I | MANAGING DIRECTOR | NA | Control |
| TURI, STEVEN, JOSEPH | I | MANAGING DIRECTOR & MANAGEMENT COMMITTEE MEMBER | NA | Control |
| TURI, STEVEN, JOSEPH | I | MANAGING DIRECTOR & MANAGEMENT COMMITTEE MEMBER | NA | Control |
| TURI, STEVEN, JOSEPH | I | MANAGING DIRECTOR | NA | Control |
| TURI, STEVEN, JOSEPH | I | MANAGING DIRECTOR | NA | Control |
| RIVERVIEW ALTERNATIVE INVESTMENT ADVISORS II, LLC | DE | PARENT COMPANY | E | Control |
| RIVERVIEW ALTERNATIVE INVESTMENT ADVISORS II, LLC | DE | PARENT COMPANY | E | Control |
| RIVERVIEW ALTERNATIVE INVESTMENT ADVISORS II, LLC | DE | PARENT COMPANY | E | Control |
| RIVERVIEW ALTERNATIVE INVESTMENT ADVISORS II, LLC | DE | PARENT COMPANY | E | Control |
| RIVERVIEW INTERNATIONAL GROUP INC | DE | PARENT CORPORATION | E | Control |
| RIVERVIEW INTERNATIONAL GROUP INC | DE | MEMBER | E | Control |
| RIVERVIEW INTERNATIONAL GROUP INC | DE | MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| AUDENSTAR LIMITED | FE | RIVERVIEW INTERNATIONAL GROUP, INC. | F | |
| AUDENSTAR LIMITED | FE | RIVERVIEW INTERNATIONAL GROUP, INC. | F | |
| AUDENSTAR LIMITED | FE | RIVERVIEW INTERNATIONAL GROUP, INC. | F | |
| AUDENSTAR LIMITED | FE | RIVERVIEW INTERNATIONAL GROUP, INC. | F | |
| AUDENSTAR LIMITED | FE | RIVERVIEW INTERNATIONAL GROUP, INC. | F | |
| GARTMORE GLOBAL ASSET MANAGEMENT TRUST | DE | NATIONWIDE ASSET MANAGEMENT HOLDINGS, LTD. | E | Control |
| GARTMORE GLOBAL ASSET MANAGEMENT TRUST | DE | RIVERVIEW INTERNATIONAL GROUP INC. | E | Control |
| GARTMORE GLOBAL ASSET MANAGEMENT TRUST | DE | RIVERVIEW INTERNATIONAL GROUP INC. | E | Control |
| GARTMORE GROUP LIMITED | DE | RIVERVIEW INTERNATIONAL GROUP, INC. | E | Control |
| GARTMORE GROUP LIMITED | DE | AUDENSTAR LIMITED | E | Control |
| NATIONWIDE ASSET MANAGEMENT HOLDINGS, LTD. | FE | AUDENSTAR LIMITED | E | Control |
| NATIONWIDE ASSET MANAGEMENT HOLDINGS, LTD. | FE | AUDENSTAR LIMITED | E | Control |
| NATIONWIDE ASSET MANAGEMENT HOLDINGS, LTD. | FE | GARTMORE GROUP LIMITED | E | Control |
| NATIONWIDE ASSET MANAGEMENT HOLDINGS, LTD. | FE | AUDENSTAR LIMITED | E | Control |
| NATIONWIDE ASSET MANAGEMENT HOLDINGS, LTD. | FE | AUDENSTAR LIMITED | E | Control |
| NATIONWIDE CORPORATION | DE | NWD MANAGEMENT & RESEARCH TRUST | E | |
| NATIONWIDE CORPORATION | DE | NWD MANAGEMENT & RESEARCH TRUST | E | |
| NATIONWIDE CORPORATION | DE | GARTMORE GLOBAL ASSET MANAGEMENT TRUST | E | |
| NATIONWIDE CORPORATION | DE | NWD MANAGEMENT & RESEARCH TRUST | E | |
| NATIONWIDE CORPORATION | DE | NWD MANAGEMENT & RESEARCH TRUST | E | |
| NATIONWIDE CORPORATION | DE | GARTMORE GLOBAL ASSET MANAGEMENT TRUST | E | |
| NATIONWIDE CORPORATION | DE | GARTMORE GLOBAL ASSET MANAGEMENT TRUST | E | |
| NATIONWIDE MUTUAL INSURANCE COMPANY | DE | NATIONWIDE CORPORATION | E | |
| NATIONWIDE MUTUAL INSURANCE COMPANY | DE | NATIONWIDE CORPORATION | E | |
| NATIONWIDE MUTUAL INSURANCE COMPANY | DE | NATIONWIDE CORPORATION | E | |
| NATIONWIDE MUTUAL INSURANCE COMPANY | DE | NATIONWIDE CORPORATION | E | |
| NATIONWIDE MUTUAL INSURANCE COMPANY | DE | NATIONWIDE CORPORATION | E | |
| NATIONWIDE MUTUAL INSURANCE COMPANY | DE | NAITONWIDE CORPORATION | E | |
| NATIONWIDE MUTUAL INSURANCE COMPANY | DE | NAITONWIDE CORPORATION | E | |
| NWD MANAGEMENT & RESEARCH TRUST | DE | NATIONWIDE ASSET MANAGEMENT HOLDINGS, LTD. | E | Control |
| NWD MANAGEMENT & RESEARCH TRUST | DE | NATIONWIDE ASSET MANAGEMENT HOLDINGS, LTD. | E | Control |
| NWD MANAGEMENT & RESEARCH TRUST | DE | NATIONWIDE ASSET MANAGEMENT HOLDINGS, LTD. | E | Control |
| NWD MANAGEMENT & RESEARCH TRUST | DE | NATIONWIDE ASSET MANAGEMENT HOLDINGS, LTD. | E | Control |
| RIVERVIEW INTERNATIONAL GROUP INC | DE | RIVERVIEW ALTERNATIVE INVESTMENT ADVISORS II, LLC | D | Control |
| RIVERVIEW INTERNATIONAL GROUP INC | DE | RIVERVIEW ALTERNATIVE INVESTMENT ADVISORS II, LLC | D | Control |
| RIVERVIEW INTERNATIONAL GROUP INC | DE | RIVERVIEW ALTERNATIVE INVESTMENT ADVISORS II, LLC | D | Control |
| RIVERVIEW INTERNATIONAL GROUP INC | DE | RIVERVIEW ALTERNATIVE INVESTMENT ADVISORS II, LLC | D | Control |
Registrations
Federal
IA
Mar 29, 2007 REGISTERED
Notice Filings (1)
NJ
Address
THE GALLERIA, 2 BRIDGE AVE.BUILDING 6, 2ND FLOOR
REDBANK, NJ 7701
USA
Phone: 732-936-2880