RIA Intelligence

MALLARD ADVISORS, LLC

CRD #122146 SEC #801-61395 NEWARK, DE 302-737-4546
SEC Registered
Total AUM
$181.9M
Discretionary
$141.7M
Employees
12
Clients
51
Accounts
824

Firm Details

Organization Type
Limited Liability Company
State of Formation
Delaware
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 20, 2013
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
BAUMBACH, PAMELA, S.ICHIEF COMPLIANCE OFFICERNA
BAUMBACH, PAMELA, S.ICHIEF COMPLIANCE OFFICERNA
BAUMBACH, PAMELA, S.ICHIEF COMPLIANCE OFFICERNA
BAUMBACH, PAMELA, S.ICHIEF COMPLIANCE OFFICERNA
BAUMBACH, PAMELA, S.ICHIEF COMPLIANCE OFFICERNA
BAUMBACH, PAMELA, S.ICHIEF COMPLIANCE OFFICERNA
BAUMBACH, PAMELA, S.ICHIEF COMPLIANCE OFFICERNA
BAUMBACH, PAMELA, S.ICHIEF COMPLIANCE OFFICERNA
BAUMBACH, PAULIMEMBERD Control
BAUMBACH, PAULIMEMBERD Control
BAUMBACH, PAULIMEMBERD Control
BAUMBACH, PAULIMEMBERD Control
BAUMBACH, PAULIMEMBERD Control
BAUMBACH, PAULIMEMBERD Control
BAUMBACH, PAULIMEMBERD Control
BAUMBACH, PAUL, S.IMEMBERD Control
BAUMBACH, PAUL, S.IMEMBERD Control
BAUMBACH, PAUL, S.IMEMBERD Control
BAUMBACH, PAUL, S.IMEMBERD Control
BAUMBACH, PAUL, S.IMEMBERD Control
BAUMBACH, PAUL, S.IMEMBERD Control
BAUMBACH, PAUL, S.IMEMBERD Control
BAUMBACH, PAUL, S.IMEMBERD Control
STARNES, WILLIAM, D.IMEMBER/CHIEF COMPLIANCE OFFICERD Control
STARNES, WILLIAM, D.IMEMBER/CHIEF COMPLIANCE OFFICERD Control
STARNES, WILLIAM, D.IMEMBER/CHIEF COMPLIANCE OFFICERD Control
STARNES, WILLIAM, D.IMEMBER/CHIEF COMPLIANCE OFFICERD Control
STARNES, WILLIAM, D.IMEMBERD Control
STARNES, WILLIAM, D.IMEMBERD Control
STARNES, WILLIAM, D.IMEMBERD Control
STARNES, WILLIAM, D.IMEMBERD Control
STARNES, WILLIAM, D.IMEMBERD Control
STARNES, WILLIAM, D.IMEMBER/CHIEF COMPLIANCE OFFICERD Control
STARNES, WILLIAM, D.IMEMBER/CHIEF COMPLIANCE OFFICERD Control
STARNES, WILLIAM, D.IMEMBERD Control
STARNES, WILLIAM, D.IMEMBERD Control
STARNES, WILLIAM, D.IMEMBERD Control
STARNES, WILLIAM, D.IMEMBERD Control

Registrations

Federal

IA
Mar 20, 2013 REGISTERED

Notice Filings (3)

DE MD PA

Address

750 BARKSDALE ROAD
SUITE 3
NEWARK, DE 19711
United States
Phone: 302-737-4546