MALLARD ADVISORS, LLC
CRD #122146 SEC #801-61395 NEWARK, DE 302-737-4546
SEC Registered
Total AUM
$181.9M
Discretionary
$141.7M
Employees
12
Clients
51
Accounts
824
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 20, 2013
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BAUMBACH, PAMELA, S. | I | CHIEF COMPLIANCE OFFICER | NA | |
| BAUMBACH, PAMELA, S. | I | CHIEF COMPLIANCE OFFICER | NA | |
| BAUMBACH, PAMELA, S. | I | CHIEF COMPLIANCE OFFICER | NA | |
| BAUMBACH, PAMELA, S. | I | CHIEF COMPLIANCE OFFICER | NA | |
| BAUMBACH, PAMELA, S. | I | CHIEF COMPLIANCE OFFICER | NA | |
| BAUMBACH, PAMELA, S. | I | CHIEF COMPLIANCE OFFICER | NA | |
| BAUMBACH, PAMELA, S. | I | CHIEF COMPLIANCE OFFICER | NA | |
| BAUMBACH, PAMELA, S. | I | CHIEF COMPLIANCE OFFICER | NA | |
| BAUMBACH, PAUL | I | MEMBER | D | Control |
| BAUMBACH, PAUL | I | MEMBER | D | Control |
| BAUMBACH, PAUL | I | MEMBER | D | Control |
| BAUMBACH, PAUL | I | MEMBER | D | Control |
| BAUMBACH, PAUL | I | MEMBER | D | Control |
| BAUMBACH, PAUL | I | MEMBER | D | Control |
| BAUMBACH, PAUL | I | MEMBER | D | Control |
| BAUMBACH, PAUL, S. | I | MEMBER | D | Control |
| BAUMBACH, PAUL, S. | I | MEMBER | D | Control |
| BAUMBACH, PAUL, S. | I | MEMBER | D | Control |
| BAUMBACH, PAUL, S. | I | MEMBER | D | Control |
| BAUMBACH, PAUL, S. | I | MEMBER | D | Control |
| BAUMBACH, PAUL, S. | I | MEMBER | D | Control |
| BAUMBACH, PAUL, S. | I | MEMBER | D | Control |
| BAUMBACH, PAUL, S. | I | MEMBER | D | Control |
| STARNES, WILLIAM, D. | I | MEMBER/CHIEF COMPLIANCE OFFICER | D | Control |
| STARNES, WILLIAM, D. | I | MEMBER/CHIEF COMPLIANCE OFFICER | D | Control |
| STARNES, WILLIAM, D. | I | MEMBER/CHIEF COMPLIANCE OFFICER | D | Control |
| STARNES, WILLIAM, D. | I | MEMBER/CHIEF COMPLIANCE OFFICER | D | Control |
| STARNES, WILLIAM, D. | I | MEMBER | D | Control |
| STARNES, WILLIAM, D. | I | MEMBER | D | Control |
| STARNES, WILLIAM, D. | I | MEMBER | D | Control |
| STARNES, WILLIAM, D. | I | MEMBER | D | Control |
| STARNES, WILLIAM, D. | I | MEMBER | D | Control |
| STARNES, WILLIAM, D. | I | MEMBER/CHIEF COMPLIANCE OFFICER | D | Control |
| STARNES, WILLIAM, D. | I | MEMBER/CHIEF COMPLIANCE OFFICER | D | Control |
| STARNES, WILLIAM, D. | I | MEMBER | D | Control |
| STARNES, WILLIAM, D. | I | MEMBER | D | Control |
| STARNES, WILLIAM, D. | I | MEMBER | D | Control |
| STARNES, WILLIAM, D. | I | MEMBER | D | Control |
Registrations
Federal
IA
Mar 20, 2013 REGISTERED
Notice Filings (3)
DE MD PA
Address
750 BARKSDALE ROADSUITE 3
NEWARK, DE 19711
United States
Phone: 302-737-4546