SPRUCE INVESTMENT ADVISORS LLC
CRD #122149 SEC #802-126828 STAMFORD, CT 203-428-2600
State Registered Exempt Reporting Private Funds
Total AUM
$35.4M
Discretionary
$35.4M
Employees
2
Clients
--
Accounts
23
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 31, 2023
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BASTONE, ROBERT, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BASTONE, ROBERT, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BASTONE, ROBERT, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BASTONE, ROBERT, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BASTONE, ROBERT, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BASTONE, ROBERT, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BASTONE, ROBERT, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BASTONE, ROBERT, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BASTONE, ROBERT, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BASTONE, ROBERT, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BASTONE, ROBERT, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BASTONE, ROBERT, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BASTONE, ROBERT, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BASTONE, ROBERT, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BASTONE, ROBERT, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BASTONE, ROBERT, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BASTONE, ROBERT, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KNAUSS, ERIC, GRAY | I | DIRECTOR OF MANAGER RESEARCH | NA | |
| MCGORTY, NOREEN, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MCGORTY, NOREEN, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MCGORTY, NOREEN, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MCGORTY, NOREEN, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| BAILEY, JOHN, CHRISTOPHER | I | CEO / MANAGING MEMBER | E | Control |
| BAILEY, JOHN, CHRISTOPHER | I | CEO / MANAGING MEMBER | E | Control |
| BAILEY, JOHN, CHRISTOPHER | I | CEO / MANAGING MEMBER / CCO | E | Control |
| BAILEY, JOHN, CHRISTOPHER | I | CEO / MANAGING MEMBER / CCO | E | Control |
| BAILEY, JOHN, CHRISTOPHER | I | CEO / MANAGING MEMBER / CCO | E | Control |
| BAILEY, JOHN, CHRISTOPHER | I | CEO / MANAGING MEMBER / CCO | E | Control |
| BAILEY, JOHN, CHRISTOPHER | I | CEO / MANAGING MEMBER / CCO | E | Control |
| BAILEY, JOHN, CHRISTOPHER | I | CEO / MANAGING MEMBER / CCO | E | Control |
| BAILEY, JOHN, CHRISTOPHER | I | CEO / MANAGING MEMBER / CCO | E | Control |
| BAILEY, JOHN, CHRISTOPHER | I | CEO / MANAGING MEMBER / CCO | E | Control |
| BAILEY, JOHN, CHRISTOPHER | I | CEO | D | Control |
| BAILEY, JOHN, CHRISTOPHER | I | CEO | D | Control |
| BAILEY, JOHN, CHRISTOPHER | I | CEO | D | Control |
| BAILEY, JOHN, CHRISTOPHER | I | CEO | D | Control |
| BAILEY, JOHN, CHRISTOPHER | I | CEO | D | Control |
| BAILEY, JOHN, CHRISTOPHER | I | CEO | D | Control |
| BAILEY, JOHN, CHRISTOPHER | I | CEO | D | Control |
| BAILEY, JOHN, CHRISTOPHER | I | CEO | D | Control |
| BAILEY, JOHN, CHRISTOPHER | I | CEO | D | Control |
| BAILEY, JOHN, CHRISTOPHER | I | CEO | D | Control |
| BAILEY, JOHN, CHRISTOPHER | I | CEO / MANAGING MEMBER | D | Control |
| BAILEY, JOHN, CHRISTOPHER | I | CEO / MANAGING MEMBER | D | Control |
| BAILEY, JOHN, CHRISTOPHER | I | CEO | D | Control |
| BAILEY, JOHN, CHRISTOPHER | I | CEO | D | Control |
| BAILEY, JOHN, CHRISTOPHER | I | CEO | D | Control |
| BAILEY, JOHN, CHRISTOPHER | I | CEO / MANAGING MEMBER | D | Control |
| BAILEY, JOHN, CHRISTOPHER | I | CEO / MANAGING MEMBER | D | Control |
| BAILEY, JOHN, CHRISTOPHER | I | CEO / MANAGING MEMBER | C | Control |
| BAILEY, JOHN, CHRISTOPHER | I | CEO / MANAGING MEMBER | C | Control |
| BAILEY, JOHN, CHRISTOPHER | I | CEO / MANAGING MEMBER | C | Control |
| BAILEY, JOHN, CHRISTOPHER | I | CEO / MANAGING MEMBER | C | Control |
| BAILEY, JOHN, CHRISTOPHER | I | CEO / MANAGING MEMBER | C | Control |
| BAILEY, JOHN, CHRISTOPHER | I | CEO / MANAGING MEMBER | C | Control |
| ESTANCIA CAPITAL PARTNERS, L.P. | DE | SHAREHOLDER / MEMBER | C | Control |
| ESTANCIA CAPITAL PARTNERS, L.P. | DE | SHAREHOLDER / MEMBER | C | Control |
| ESTANCIA CAPITAL PARTNERS, L.P. | DE | SHAREHOLDER / MEMBER | C | Control |
| ESTANCIA CAPITAL PARTNERS, L.P. | DE | SHAREHOLDER / MEMBER | C | Control |
| ESTANCIA CAPITAL PARTNERS, L.P. | DE | SHAREHOLDER | C | Control |
| ESTANCIA CAPITAL PARTNERS, L.P. | DE | SHAREHOLDER | C | Control |
| ESTANCIA CAPITAL PARTNERS, L.P. | DE | SHAREHOLDER / MEMBER | C | Control |
| ESTANCIA CAPITAL PARTNERS, L.P. | DE | SHAREHOLDER / MEMBER | C | Control |
| ESTANCIA CAPITAL PARTNERS, L.P. | DE | SHAREHOLDER / MEMBER | C | Control |
| ESTANCIA CAPITAL PARTNERS, L.P. | DE | SHAREHOLDER / MEMBER | C | Control |
| ESTANCIA CAPITAL PARTNERS, L.P. | DE | SHAREHOLDER / MEMBER | C | Control |
| ESTANCIA CAPITAL PARTNERS, L.P. | DE | SHAREHOLDER / MEMBER | C | Control |
| MAHAFFY, MICHAEL, TELFAIR | I | MANAGING MEMBER | C | Control |
| MAHAFFY, MICHAEL, TELFAIR | I | MANAGING MEMBER | C | Control |
| MAHAFFY, MICHAEL, TELFAIR | I | MANAGING MEMBER | C | Control |
| MAHAFFY, MICHAEL, TELFAIR | I | MANAGING MEMBER | C | Control |
| MAHAFFY, MICHAEL, TELFAIR | I | MANAGING MEMBER | C | Control |
| MAHAFFY, MICHAEL, TELFAIR | I | MANAGING MEMBER | C | Control |
| MAHAFFY, MICHAEL, TELFAIR | I | MANAGING MEMBER | C | Control |
| MAHAFFY, MICHAEL, TELFAIR | I | MANAGING MEMBER | C | Control |
| MAHAFFY, MICHAEL, TELFAIR | I | MANAGING MEMBER | C | Control |
| ORBACH, GIL, M. | I | CHIEF INVESTMENT OFFICER | B | |
| ORBACH, GIL, M. | I | CHIEF INVESTMENT OFFICER | B | |
| ORBACH, GIL, M. | I | CHIEF COMPLIANCE OFFICER, DOI | B | |
| ORBACH, GIL, M. | I | CHIEF COMPLIANCE OFFICER, DOI | B | |
| ORBACH, GIL, M. | I | CHIEF INVESTMENT OFFICER | B | |
| ORBACH, GIL, M. | I | CHIEF INVESTMENT OFFICER | B | |
| ORBACH, GIL, M. | I | CHIEF INVESTMENT OFFICER | B | |
| ORBACH, GIL, M. | I | CHIEF INVESTMENT OFFICER | B | |
| ORBACH, GIL, M. | I | SHAREHOLDER / MEMBER | B | |
| ORBACH, GIL, M. | I | CHIEF INVESTMENT OFFICER / MEMBER | B | Control |
| ORBACH, GIL, M. | I | CHIEF INVESTMENT OFFICER / MEMBER | B | Control |
| ORBACH, GIL, M. | I | CHIEF INVESTMENT OFFICER / MEMBER | B | Control |
| ORBACH, GIL, M. | I | CHIEF INVESTMENT OFFICER | B | |
| ORBACH, GIL, M. | I | CHIEF INVESTMENT OFFICER | B | Control |
| ORBACH, GIL, M. | I | CHIEF INVESTMENT OFFICER | B | Control |
| ORBACH, GIL, M. | I | CHIEF INVESTMENT OFFICER / MEMBER | B | Control |
| ORBACH, GIL, M. | I | CHIEF INVESTMENT OFFICER / MEMBER | B | Control |
| ORBACH, GIL, M. | I | CHIEF INVESTMENT OFFICER / MEMBER | B | Control |
| ORBACH, GIL, M. | I | CHIEF INVESTMENT OFFICER / MEMBER | B | Control |
| MILLER, JAMES, GEORGE | I | DIRECTOR OF OPERATIONS | A | |
| MILLER, JAMES, GEORGE | I | DIRECTOR OF OPERATIONS | A | |
| ORBACH, GIL, M. | I | DIRECTOR OF INVESTMENTS | A | |
| ORBACH, GIL, M. | I | DIRECTOR OF INVESTMENTS | A |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| ESTANCIA GP, LLC | DE | ESTANCIA CAPITAL PARTNERS, L.P. | F | Control |
| ESTANCIA GP, LLC | DE | ESTANCIA CAPITAL PARTNERS, L.P. | F | Control |
| ESTANCIA GP, LLC | DE | ESTANCIA CAPITAL PARTNERS, L.P. | F | Control |
| ESTANCIA GP, LLC | DE | ESTANCIA CAPITAL PARTNERS, L.P. | F | Control |
| ESTANCIA GP, LLC | DE | ESTANCIA CAPITAL PARTNERS, L.P. | F | Control |
| ESTANCIA GP, LLC | DE | ESTANCIA CAPITAL PARTNERS, L.P. | F | Control |
| ESTANCIA GP, LLC | DE | ESTANCIA CAPITAL PARTNERS, L.P. | F | Control |
| ESTANCIA GP, LLC | DE | ESTANCIA CAPITAL PARTNERS, L.P. | F | Control |
| MENDEZ, CHERYL, LYNN | I | MENDEZ FAMILY TRUST U/T/A DATED DECEMBER 14, 1992 | F | Control |
| MENDEZ, MICHAEL, CASARES | I | MENDEZ FAMILY TRUST U/T/A DATED DECEMBER 14, 1992 | F | Control |
| ESTANCIA MANAGING DIRECTORS, LLC | DE | ESTANCIA GP, LLC | E | Control |
| ESTANCIA MANAGING DIRECTORS, LLC | DE | ESTANCIA GP, LLC | E | Control |
| ESTANCIA MANAGING DIRECTORS, LLC | DE | ESTANCIA GP, LLC | E | Control |
| ESTANCIA MANAGING DIRECTORS, LLC | DE | ESTANCIA GP, LLC | E | Control |
| ESTANCIA MANAGING DIRECTORS, LLC | DE | ESTANCIA GP, LLC | E | Control |
| ESTANCIA MANAGING DIRECTORS, LLC | DE | ESTANCIA GP, LLC | E | Control |
| ESTANCIA MANAGING DIRECTORS, LLC | DE | ESTANCIA GP, LLC | E | Control |
| ESTANCIA MANAGING DIRECTORS, LLC | DE | ESTANCIA GP, LLC | E | Control |
| MENDEZ FAMILY TRUST, U/T/A DATED DECEMBER 14TH, 1992 | DE | REVOLUTIONARIES, LLC | E | Control |
| MENDEZ FAMILY TRUST, U/T/A DATED DECEMBER 14TH, 1992 | DE | THRD ACT, L.L.C. | D | Control |
| MENDEZ FAMILY TRUST, U/T/A DATED DECEMBER 14TH, 1992 | DE | THRD ACT, L.L.C. | D | Control |
| MENDEZ FAMILY TRUST, U/T/A DATED DECEMBER 14TH, 1992 | DE | THRD ACT, L.L.C. | D | Control |
| MENDEZ FAMILY TRUST, U/T/A DATED DECEMBER 14TH, 1992 | DE | THRD ACT, L.L.C. | D | Control |
| MENDEZ FAMILY TRUST, U/T/A DATED DECEMBER 14TH, 1992 | DE | THRD ACT, L.L.C. | D | Control |
| MENDEZ FAMILY TRUST, U/T/A DATED DECEMBER 14TH, 1992 | DE | THRD ACT, L.L.C. | D | Control |
| MENDEZ FAMILY TRUST, U/T/A DATED DECEMBER 14TH, 1992 | DE | THRD ACT, L.L.C. | D | Control |
| REVOLUTIONARIES, LLC | DE | ESTANCIA MANAGING DIRECTORS, LLC | D | Control |
| THRD ACT, L.L.C. | DE | ESTANCIA MANAGING DIRECTORS, LLC | D | Control |
| THRD ACT, L.L.C. | DE | ESTANCIA MANAGING DIRECTORS, LLC | D | Control |
| THRD ACT, L.L.C. | DE | ESTANCIA MANAGING DIRECTORS, LLC | D | Control |
| THRD ACT, L.L.C. | DE | ESTANCIA MANAGING DIRECTORS, LLC | D | Control |
| THRD ACT, L.L.C. | DE | ESTANCIA MANAGING DIRECTORS, LLC | D | Control |
| THRD ACT, L.L.C. | DE | ESTANCIA MANAGING DIRECTORS, LLC | D | Control |
| THRD ACT, L.L.C. | DE | ESTANCIA MANAGING DIRECTORS, LLC | D | Control |
Registrations
Federal
ERA
Mar 31, 2023 REGISTERED
Notice Filings (6)
CA CT MD NY RI TN
Address
700 CANAL STREETSTAMFORD, CT 06902
United States
Phone: 203-428-2600