LOWE & ASSOCIATES FINANCIAL SERVICES LTD.
Legal name: LOWE FS
CRD #122214 SEC #801-69635 COLUMBIA, MD 443-766-7160
SEC Registered
Total AUM
$215.7M
Discretionary
$130M
Employees
10
Clients
101
Accounts
760
Firm Details
- Organization Type
- Corporation
- State of Formation
- Maryland
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 12, 2011
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| LOWE, HAROLD, ALAN | I | PRESIDENT | E | Control |
| LOWE, HAROLD, ALAN | I | PRESIDENT | E | Control |
| LOWE, HAROLD, ALAN | I | PRESIDENT | E | Control |
| LOWE, HAROLD, ALAN | I | PRESIDENT | E | Control |
| LOWE, HAROLD, ALAN | I | PRESIDENT | E | Control |
| LOWE, HAROLD, ALAN | I | PRESIDENT | E | Control |
| LOWE, HAROLD, ALAN | I | PRESIDENT | E | Control |
| LOWE, GREGORY, ALAN | I | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | B | Control |
| LOWE, GREGORY, ALAN | I | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | B | Control |
| LOWE, GREGORY, ALAN | I | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | B | Control |
| LOWE, GREGORY, ALAN | I | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | B | Control |
| LOWE, GREGORY, ALAN | I | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | A | Control |
| LOWE, GREGORY, ALAN | I | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | A | Control |
| LOWE, GREGORY, ALAN | I | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | A | Control |
Registrations
Federal
IA
Apr 12, 2011 REGISTERED
Notice Filings (4)
FL MD TX VA
Address
6230 OLD DOBBIN LANESUITE 170
COLUMBIA, MD 21045
United States
Phone: 443-766-7160