DKR CAPITAL SECURITIES CORP.
CRD #122245 SEC #801-61638 STAMFORD, CT 203-324-8400
SEC Registered Broker-Dealer
Total AUM
--
Discretionary
--
Employees
--
Clients
0
Accounts
--
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 29, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ALCHEK, ELLIOT MARK | I | PRESIDENT, DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| ALCHEK, ELLIOT MARK | I | PRESIDENT, DIRECTOR, CCO | NA | Control |
| ALCHEK, ELLIOT MARK | I | PRESIDENT, DIRECTOR | NA | Control |
| ALCHEK, ELLIOT MARK | I | PRESIDENT, DIRECTOR | NA | Control |
| BURGER, BARBARA JEANNE | I | DIRECTOR | NA | Control |
| CLARK, SCOTT DAVID | I | FINOP, CFO | NA | |
| CLARK, SCOTT DAVID | I | FINOP, CFO | NA | |
| CLARK, SCOTT DAVID | I | FINOP, CFO | NA | |
| CLARK, SCOTT DAVID | I | FINOP, CFO | NA | |
| GIORDANO, ANTHONY | I | DIRECTOR | NA | Control |
| GIORDANO, ANTHONY | I | DIRECTOR | NA | Control |
| GIORDANO, ANTHONY | I | DIRECTOR | NA | Control |
| DKR CAPITAL INC. | DE | SOLE SHAREHOLDER | E | Control |
| DKR CAPITAL INC. | DE | SOLE SHAREHOLDER | E | Control |
| DKR CAPITAL INC. | DE | SOLE SHAREHOLDER | E | Control |
| DKR CAPITAL INC. | DE | SOLE SHAREHOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BK 2001 GRAT | DE | DKR CAPITAL INC. | C | Control |
| BK 2001 GRAT | DE | DKR CAPITAL INC. | C | Control |
| BK 2001 GRAT | DE | DKR CAPITAL INC. | C | Control |
| BK 2001 GRAT | DE | DKR CAPITAL INC. | C | Control |
| DAVIS, GARY STEPHEN | I | DKR CAPITAL INC. | C | Control |
| DAVIS, GARY STEPHEN | I | DKR CAPITAL INC. | C | Control |
| DAVIS, GARY STEPHEN | I | DKR CAPITAL INC. | C | Control |
| DAVIS, GARY STEPHEN | I | DKR CAPITAL INC. | C | Control |
| GARY DAVIS 2001 GRAT | DE | DKR CAPITAL INC. | C | Control |
| GARY DAVIS 2001 GRAT | DE | DKR CAPITAL INC. | C | Control |
| GARY DAVIS 2001 GRAT | DE | DKR CAPITAL INC. | C | Control |
| GARY DAVIS 2001 GRAT | DE | DKR CAPITAL INC. | C | Control |
| KLEIN, BARRY | I | DKR CAPITAL INC. | C | Control |
| KLEIN, BARRY | I | DKR CAPITAL INC. | C | Control |
| KLEIN, BARRY | I | DKR CAPITAL INC. | C | Control |
| KLEIN, BARRY | I | DKR CAPITAL INC. | C | Control |
Registrations
Federal
IA
Mar 29, 2007 REGISTERED
Notice Filings (1)
CT
Address
1281 EAST MAIN STREETSTAMFORD, CT 6902
USA
Phone: 203-324-8400