GENESEE INVESTMENTS LLC

Legal name: GENESEE INVESTMENTS

CRD #122261 SEC #801-61635 BELLEVUE, WA 425-283-1600

SEC Registered Private Funds

Total AUM

$398.2K

Discretionary

$398.2K

Employees

Clients

Accounts

Firm Details

Organization Type: Limited Liability Company
State of Formation: Delaware
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Mar 28, 2019
Branch Offices: 0

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
COLEMAN, HOWARD, A.	I	MANAGING DIRECTOR	NA
COLEMAN, HOWARD, A.	I	MANAGING DIRECTOR	NA	Control
COLEMAN, HOWARD, A.	I	MANAGING DIRECTOR	NA	Control
COLEMAN, HOWARD, A.	I	MANAGING DIRECTOR	NA	Control
COLEMAN, HOWARD, A.	I	MANAGING DIRECTOR	NA	Control
COLEMAN, HOWARD, A.	I	MANAGING DIRECTOR	NA	Control
COLEMAN, HOWARD, A.	I	MANAGING DIRECTOR	NA	Control
COLEMAN, HOWARD, A.	I	MANAGING DIRECTOR	NA	Control
COLEMAN, HOWARD, A.	I	MANAGING DIRECTOR	NA	Control
COLEMAN, HOWARD, A.	I	MANAGING DIRECTOR	NA	Control
COLEMAN, HOWARD, A.	I	MANAGING DIRECTOR	NA	Control
RITCHIE, DARREN, DAVID	I	SENIOR ANALYST	NA
STOUT, DONALD, E.	I	MANAGING DIRECTOR	NA
STOUT, DONALD, E.	I	MANAGING DIRECTOR	NA
YELLE, ERIKA, ENG	I	CHIEF COMPLIANCE OFFICER	NA
YELLE, ERIKA, ENG	I	CHIEF COMPLIANCE OFFICER	NA
YELLE, ERIKA, ENG	I	CHIEF COMPLIANCE OFFICER	NA
YELLE, ERIKA, ENG	I	CHIEF COMPLIANCE OFFICER	NA
YELLE, ERIKA, ENG	I	CHIEF COMPLIANCE OFFICER	NA
YELLE, ERIKA, ENG	I	CHIEF COMPLIANCE OFFICER	NA
YELLE, ERIKA, ENG	I	CHIEF COMPLIANCE OFFICER	NA
YELLE, ERIKA, ENG	I	CHIEF COMPLIANCE OFFICER	NA
YELLE, ERIKA, ENG	I	CHIEF COMPLIANCE OFFICER	NA
YELLE, ERIKA, ENG	I	CHIEF COMPLIANCE OFFICER	NA
YELLE, ERIKA, ENG	I	CHIEF COMPLIANCE OFFICER	NA
COLDSTREAM CAPITAL MANAGEMENT INC	DE	PARENT COMPANY	E	Control
COLDSTREAM CAPITAL MANAGEMENT INC	DE	PARENT COMPANY	E	Control
COLDSTREAM CAPITAL MANAGEMENT INC	DE	PARENT COMPANY	E	Control
COLDSTREAM CAPITAL MANAGEMENT INC	DE	PARENT COMPANY	E	Control
COLDSTREAM CAPITAL MANAGEMENT INC	DE	PARENT COMPANY	E	Control
COLDSTREAM CAPITAL MANAGEMENT INC	DE	PARENT COMPANY\| SOLE /MANAGING MEMBER	E	Control
COLDSTREAM CAPITAL MANAGEMENT INC	DE	PARENT COMPANY	E	Control
COLDSTREAM CAPITAL MANAGEMENT INC	DE	PARENT COMPANY\| SOLE /MANAGING MEMBER	E	Control
COLDSTREAM CAPITAL MANAGEMENT INC	DE	PARENT COMPANY\| SOLE /MANAGING MEMBER	E	Control
COLDSTREAM CAPITAL MANAGEMENT INC	DE	PARENT COMPANY\| SOLE /MANAGING MEMBER	E	Control
COLDSTREAM CAPITAL MANAGEMENT INC	DE	PARENT COMPANY\| SOLE /MANAGING MEMBER	E	Control
MORKEN, DONALD, R.	I	CHIEF EXECUTIVE OFFICER	D	Control
MORKEN, DONALD, R.	I	CHIEF EXECUTIVE OFFICER	D	Control
MORKEN, DONALD, R.	I	CHIEF EXECUTIVE OFFICER	D	Control
MORKEN, DONALD, R.	I	CHIEF EXECUTIVE OFFICER	D	Control
MORKEN, DONALD, R.	I	CHIEF EXECUTIVE OFFICER	D	Control
MORKEN, DONALD, R.	I	CHIEF EXECUTIVE OFFICER	D	Control
MORKEN, DONALD, R.	I	MANAGER, UNIT HOLDER	D	Control
PRATA, SONYA, A.	I	UNIT HOLDER	B
PRATA, SONYA, A.	I	UNIT HOLDER	B
PRATA, SONYA, A.	I	UNIT HOLDER	B
PRATA, SONYA, A.	I	UNIT HOLDER	B
PRATA, SONYA, A.	I	UNIT HOLDER	B
PRATA, SONYA, A.	I	UNIT HOLDER	B
PRATA, SONYA, A.	I	UNIT HOLDER	B
COLEMAN, HOWARD, A.	I	CHIEF LEGAL OFFICER	A
COLEMAN, HOWARD, A.	I	CHIEF LEGAL OFFICER	A
COLEMAN, HOWARD, A.	I	CHIEF LEGAL OFFICER	A
COLEMAN, HOWARD, A.	I	CHIEF LEGAL OFFICER	A
COLEMAN, HOWARD, A.	I	CHIEF LEGAL OFFICER AND CHIEF COMPLIANCE OFFICER	A
COLEMAN, HOWARD, A.	I	CHIEF LEGAL OFFICER	A
COLEMAN, HOWARD, A.	I	MANAGING DIRECTOR, UNIT HOLDER	A
KLINE, MICHELLE	I	CHIEF COMPLIANCE OFFICER; CHIEF OPERATIONS OFFICER; CHIEF FINANCIAL OFFICER	A
KLINE, MICHELLE	I	CHIEF COMPLIANCE OFFICER; CHIEF OPERATIONS OFFICER; CHIEF FINANCIAL OFFICER	A
KLINE, MICHELLE	I	CHIEF COMPLIANCE OFFICER; CHIEF OPERATIONS OFFICER; CHIEF FINANCIAL OFFICER	A
KLINE, MICHELLE	I	CHIEF COMPLIANCE OFFICER; CHIEF OPERATIONS OFFICER; CHIEF FINANCIAL OFFICER	A
KLINE, MICHELLE	I	UNIT HOLDER	A
KLINE, MICHELLE	I	CHIEF COMPLIANCE OFFICER; CHIEF OPERATIONS OFFICER; CHIEF FINANCIAL OFFICER	A
KLINE, MICHELLE	I	DIRECTOR OF OPERATIONS, UNIT HOLDER	A
STOUT, DONALD, E.	I	MANAGING DIRECTOR	A
STOUT, DONALD, E.	I	MANAGING DIRECTOR	A
STOUT, DONALD, E.	I	MANAGING DIRECTOR	A
STOUT, DONALD, E.	I	MANAGING DIRECTOR	A
STOUT, DONALD, E.	I	MANAGING DIRECTOR	A
STOUT, DONALD, E.	I	MANAGING DIRECTOR	A
STOUT, DONALD, E.	I	MANAGING DIRECTOR, UNIT HOLDER	A

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
FITZWILSON, KEVIN, MICHAEL	I	COLDSTREAM CAPITAL MANAGEMENT INC.	C	Control
FITZWILSON, KEVIN, MICHAEL	I	COLDSTREAM CAPITAL MANAGEMENT INC.	C	Control
FITZWILSON, KEVIN, MICHAEL	I	COLDSTREAM CAPITAL MANAGEMENT INC.	C	Control
FITZWILSON, KEVIN, MICHAEL	I	COLDSTREAM CAPITAL MANAGEMENT INC.	C	Control
FITZWILSON, KEVIN, MICHAEL	I	COLDSTREAM CAPITAL MANAGEMENT INC.	C	Control
FITZWILSON, KEVIN, MICHAEL	I	COLDSTREAM CAPITAL MANAGEMENT INC.	C	Control
FITZWILSON, KEVIN, MICHAEL	I	COLDSTREAM CAPITAL MANAGEMENT INC.	C	Control
FITZWILSON, KEVIN, MICHAEL	I	COLDSTREAM CAPITAL MANAGEMENT INC.	C	Control
FITZWILSON, KEVIN, MICHAEL	I	COLDSTREAM CAPITAL MANAGEMENT INC.	C	Control
FITZWILSON, KEVIN, MICHAEL	I	COLDSTREAM CAPITAL MANAGEMENT INC.	C	Control
FITZWILSON, KEVIN, MICHAEL	I	COLDSTREAM CAPITAL MANAGEMENT INC.	C	Control
REYNOLDS, ROGER, CLIFFORD	I	COLDSTREAM CAPITAL MANAGEMENT INC.	C	Control

Registrations

Federal

Mar 28, 2019 REGISTERED

Notice Filings (1)

Address

ONE 100TH AVE. NE
SUITE 102
BELLEVUE, WA 98004
United States

Phone: 425-283-1600