RIA Intelligence

FOUNDING ASSET MANAGEMENT, INC.

CRD #122282 SEC #801-62308 ANNAPOLIS, MD 410.897.9300
SEC Registered
Total AUM
$31.4M
Discretionary
$0
Employees
5
Clients
--
Accounts
18

Firm Details

Organization Type
Corporation
State of Formation
Maryland
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 31, 2009
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
DUNLEAVY, KEITH, ROBERTIDIRECTORNA
DUNLEAVY, KEITH, ROBERTIDIRECTORNA
DUNLEAVY, KEITH, ROBERTIDIRECTORNA
WALHEIM, RAYMOND, KEITHICHIEF COMPLIANCE OFFICERNA
WALHEIM, RAYMOND, KEITHICHIEF COMPLIANCE OFFICERNA
WALHEIM, RAYMOND, KEITHICHIEF COMPLIANCE OFFICERNA
DAVIS, CHRISTOPHER, STAMERIPRESIDENT, DIRECTOR, SHAREHOLDER, CHIEF COMPLIANCE OFFICERE Control
DAVIS, CHRISTOPHER, STAMERIPRESIDENT, DIRECTOR, SHAREHOLDER, CHIEF COMPLIANCE OFFICERE Control
DAVIS, CHRISTOPHER, STAMERIPRESIDENT, DIRECTOR, SHAREHOLDERD Control
DAVIS, CHRISTOPHER, STAMERIPRESIDENT, DIRECTOR, SHAREHOLDERD Control
DAVIS, CHRISTOPHER, STAMERIPRESIDENT, DIRECTOR, SHAREHOLDERD Control
DAVIS, CHRISTOPHER, STAMERIPRESIDENT, DIRECTORD Control
FOUNDING CORPORATE GROUP, INC.DESHAREHOLDERC Control
FOUNDING CORPORATE GROUP, INC.DESHAREHOLDERC Control
FOUNDING CORPORATE GROUP, INC.DESHAREHOLDERC Control
FOUNDING CORPORATE GROUP, INC.DEPARENT COMPANYC Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
DUNLEAVY, KEITHIFOUNDING CORPORATE GROUP, INC.E Control
DUNLEAVY, KEITH, ROBERTIFOUNDING CORPORATE GROUP, INC.E
DUNLEAVY, KEITH, ROBERTIFOUNDING CORPORATE GROUP, INC.E
DUNLEAVY, KEITH, ROBERTIFOUNDING CORPORATE GROUP, INC.E

Registrations

Federal

IA
Mar 31, 2009 REGISTERED

Notice Filings (1)

MD

Address

180 ADMIRAL COCHRANE DRIVE
SUITE 560
ANNAPOLIS, MD 21401
United States
Phone: 410.897.9300