RAINIER FINANCIAL GROUP

Legal name: RAINIER FINANCIAL GROUP, INC.

CRD #122314 SEC #801-112093 SEATTLE, WA 206-417-5600

SEC Registered

Total AUM

$311.3M

Discretionary

$296.4M

Employees

Clients

Accounts

529

Firm Details

Organization Type: Corporation
State of Formation: Washington
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Jun 15, 2020
Branch Offices: 0

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
HARTVIGSON, CHAD, ALLEN	I	OWNER	D
HARTVIGSON, CHAD, ALLEN	I	OWNER	D
HARTVIGSON, CHAD, ALLEN	I	OWNER	D
HARTVIGSON, CHAD, ALLEN	I	OWNER	D
HARTVIGSON, CHAD, ALLEN	I	OWNER	D
HARTVIGSON, CHAD, ALLEN	I	OWNER	D
HARTVIGSON, CHAD, ALLEN	I	OWNER	D
HARTVIGSON, CHAD, ALLEN	I	OWNER	D
HARTVIGSON, CHAD, ALLEN	I	OWNER	D
HARTVIGSON, CHAD, ALLEN	I	OWNER	D
HARTVIGSON, CHAD, ALLEN	I	OWNER	D
HARTVIGSON, CHAD, ALLEN	I	OWNER	D
HARTVIGSON, CHAD, ALLEN	I	OWNER	D
HARTVIGSON, CHAD, ALLEN	I	OWNER	D
HARTVIGSON, CHAD, ALLEN	I	OWNER	D
HARTVIGSON, CHAD, ALLEN	I	OWNER	D
HARTVIGSON, CHAD, ALLEN	I	OWNER	D
HARTVIGSON, CHAD, ALLEN	I	OWNER	D
HARTVIGSON, GRANT, ESTEP	I	CHIEF COMPLIANCE OFFICER	D	Control
HARTVIGSON, GRANT, ESTEP	I	CHIEF COMPLIANCE OFFICER	D	Control
HARTVIGSON, GRANT, ESTEP	I	CHIEF COMPLIANCE OFFICER	D	Control
HARTVIGSON, GRANT, ESTEP	I	CHIEF COMPLIANCE OFFICER	D	Control
HARTVIGSON, GRANT, ESTEP	I	CHIEF COMPLIANCE OFFICER	D	Control
HARTVIGSON, GRANT, ESTEP	I	CHIEF COMPLIANCE OFFICER	D	Control
HARTVIGSON, GRANT, ESTEP	I	CHIEF COMPLIANCE OFFICER	D	Control
HARTVIGSON, GRANT, ESTEP	I	CHIEF COMPLIANCE OFFICER	D	Control
HARTVIGSON, GRANT, ESTEP	I	CHIEF COMPLIANCE OFFICER	D	Control
HARTVIGSON, GRANT, ESTEP	I	CHIEF COMPLIANCE OFFICER	D	Control
HARTVIGSON, GRANT, ESTEP	I	CHIEF COMPLIANCE OFFICER	D	Control
HARTVIGSON, GRANT, ESTEP	I	CHIEF COMPLIANCE OFFICER	D	Control
HARTVIGSON, GRANT, ESTEP	I	CHIEF COMPLIANCE OFFICER	D	Control
HARTVIGSON, GRANT, ESTEP	I	CHIEF COMPLIANCE OFFICER	D	Control
HARTVIGSON, GRANT, ESTEP	I	CHIEF COMPLIANCE OFFICER	D	Control
HARTVIGSON, GRANT, ESTEP	I	CHIEF COMPLIANCE OFFICER	D	Control
HARTVIGSON, GRANT, ESTEP	I	CHIEF COMPLIANCE OFFICER	D	Control
HARTVIGSON, GRANT, ESTEP	I	CHIEF COMPLIANCE OFFICER	D	Control

Registrations

Federal

Jun 15, 2020 REGISTERED

Notice Filings (1)

Address

4022 STONE WAY NORTH #100
SEATTLE, WA 98103
United States

Phone: 206-417-5600