FINANCIAL CONCEPTS, INC.
Legal name: FINANCIAL CONCEPTS
CRD #122342 SEC #801-64353 CHANDLER, AZ 480-963-1300
SEC Registered Disclosures
Total AUM
$56.4M
Discretionary
$56.4M
Employees
6
Clients
101
Accounts
471
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| May 2012 | $56.4M | $56.4M | $0 | 6 | 200 |
| Mar 2012 | $56.4M | $56.4M | $0 | 6 | 200 |
| Mar 2011 | $57.1M | $57.1M | $0 | 10 | -- |
| Mar 2010 | $52.9M | $52.9M | $0 | 10 | -- |
| Mar 2009 | $59.1M | $59.1M | $0 | 10 | -- |
| Mar 2008 | $77.3M | $77.3M | $0 | 10 | -- |
| Jan 2008 | $64.6M | $64.6M | $0 | 5 | -- |
| Nov 2007 | $64.6M | $64.6M | $0 | 5 | -- |
| Mar 2007 | $64.6M | $64.6M | $0 | 5 | -- |
| May 2005 | $38.7M | $38.7M | $0 | 5 | -- |
DateMay 2012
Total AUM$56.4M
Discretionary$56.4M
Non-Disc.$0
Employees6
Clients200
DateMar 2012
Total AUM$56.4M
Discretionary$56.4M
Non-Disc.$0
Employees6
Clients200
DateMar 2011
Total AUM$57.1M
Discretionary$57.1M
Non-Disc.$0
Employees10
Clients--
DateMar 2010
Total AUM$52.9M
Discretionary$52.9M
Non-Disc.$0
Employees10
Clients--
DateMar 2009
Total AUM$59.1M
Discretionary$59.1M
Non-Disc.$0
Employees10
Clients--
DateMar 2008
Total AUM$77.3M
Discretionary$77.3M
Non-Disc.$0
Employees10
Clients--
DateJan 2008
Total AUM$64.6M
Discretionary$64.6M
Non-Disc.$0
Employees5
Clients--
DateNov 2007
Total AUM$64.6M
Discretionary$64.6M
Non-Disc.$0
Employees5
Clients--
DateMar 2007
Total AUM$64.6M
Discretionary$64.6M
Non-Disc.$0
Employees5
Clients--
DateMay 2005
Total AUM$38.7M
Discretionary$38.7M
Non-Disc.$0
Employees5
Clients--