RIA Intelligence

EVALUATION ASSOCIATES CAPITAL MARKETS, LLC

CRD #122378 SEC #801-61418 NORWALK, CT 203-855-2200
SEC Registered
Total AUM
$2.5B
Discretionary
$2.4B
Employees
5
Clients
--
Accounts
12

Firm Details

Organization Type
Limited Liability Company
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 30, 2004
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
CREREND, WILLIAM, CHRISTOPHERIPRESIDENTNA Control
GWIAZDOWSKI, PETER, PAULIVICE PRESIDENTNA
GWIAZDOWSKI, PETER, PAULITREASURERNA
HAYES, TRACEY, DYNENEIEXECUTIVE VICE PRESIDENTNA Control
JAEGER, ROBERT, ALLENIVICE CHAIRMANNA Control
JAEGER, ROBERT, ALLENICHIEF INVESTMENT OFFICERNA Control
MAISANO, PHILLIP, NICHOLASICHAIRMANNA Control
MAISANO, PHILLIP, NICHOLASICHIEF EXECUTIVE OFFICERNA Control
MAYERICK, ROBERT, BRUCEISENIOR VICE PRESIDENTNA Control
MORIARTY, PATRICK, JAMESIEXECUTIVE VICE PRESIDENTNA Control
MYLOTT, ANDREW, RAYMONDIVICE PRESIDENTNA
MYLOTT, ANDREW, RAYMONDICOUNSELNA
MYLOTT, ANDREW, RAYMONDIASSISTANT SECRETARYNA
STRANSKY, KEITH, LESLIEIEXECUTIVE VICE PRESIDENTNA Control
WALSH, JEFFREY, RICHARDIVICE CHAIRMANNA Control
EACM PARTNERS, L.P.DEMANAGING MEMBERE Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
EACM HOLDING CORPORATIONDEEACM PARTNERS, L.P.F Control
WALSH, JEFFREY, RICHARDIEACM HOLDING CORPORATIOND Control
MAISANO, PHILLIP, NICHOLASIEACM HOLDING CORPORATIONC Control

Registrations

Federal

IA
Mar 30, 2004 REGISTERED

Notice Filings (2)

CT NY

Address

200 CONNECTICUT AVENUE
NORWALK, CT 06854-1958
USA
Phone: 203-855-2200