HERITAGE WEALTH MANAGEMENT, INC.
Legal name: HERITAGE WEALTH MANAGEMENT
CRD #122394 SEC #801-107506 HOUSTON, TX 713-871-9800
SEC Registered
Total AUM
$313.1M
Discretionary
$312.8M
Employees
7
Clients
101
Accounts
755
Firm Details
- Organization Type
- Corporation
- State of Formation
- Texas
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 11, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| HARRIS, IAN, ANDREW | I | FINANCIAL PLANNER | NA | |
| HARRIS, IAN, ANDREW | I | FINANCIAL PLANNER | NA | |
| HARRIS, IAN, ANDREW | I | FINANCIAL PLANNER | NA | |
| HARRIS, IAN, ANDREW | I | FINANCIAL PLANNER | NA | |
| CARLETON, BRETT, STEPHEN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| CARLETON, BRETT, STEPHEN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| CARLETON, BRETT, STEPHEN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| CARLETON, BRETT, STEPHEN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| CARLETON, BRETT, STEPHEN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| CARLETON, BRETT, STEPHEN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| CARLETON, BRETT, STEPHEN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| CARLETON, BRETT, STEPHEN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| CARLETON, BRETT, STEPHEN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| CARLETON, BRETT, STEPHEN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| CARLETON, BRETT, STEPHEN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| CARLETON, BRETT, STEPHEN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| CARLETON, BRETT, STEPHEN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| CARLETON, BRETT, STEPHEN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| CARLETON, BRETT, STEPHEN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| CARLETON, BRETT, STEPHEN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| CARLETON, BRETT, STEPHEN | I | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | D | Control |
| CARLETON, BRETT, STEPHEN | I | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | D | Control |
| CARLETON, BRETT, STEPHEN | I | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | D | Control |
| CARLETON, BRETT, STEPHEN | I | VICE PRESIDENT | D | Control |
| CARLETON, BRETT, STEPHEN | I | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | D | Control |
| CARLETON, BRETT, STEPHEN | I | VICE PRESIDENT | D | Control |
| CARLETON, BRETT, STEPHEN | I | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | D | Control |
| CARLETON, BRETT, STEPHEN | I | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | D | Control |
| CARLETON, BRETT, STEPHEN | I | VICE PRESIDENT | D | Control |
| CARLETON, BRETT, STEPHEN | I | VICE PRESIDENT | D | Control |
| CARLETON, BRETT, STEPHEN | I | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | D | Control |
| CARLETON, BRETT, STEPHEN | I | VICE PRESIDENT | D | Control |
| CARLETON, BRETT, STEPHEN | I | VICE PRESIDENT | D | Control |
| MICHALK, DANIEL, PAUL | I | PRESIDENT | D | Control |
| MICHALK, DANIEL, PAUL | I | PRESIDENT | D | Control |
| MICHALK, DANIEL, PAUL | I | PRESIDENT | D | Control |
| MICHALK, DANIEL, PAUL | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| MICHALK, DANIEL, PAUL | I | PRESIDENT | D | Control |
| MICHALK, DANIEL, PAUL | I | CHIEF COMPLIANCE OFFICER/PRESIDENT | D | Control |
| MICHALK, DANIEL, PAUL | I | PRESIDENT | D | Control |
| MICHALK, DANIEL, PAUL | I | PRESIDENT | D | Control |
| MICHALK, DANIEL, PAUL | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| MICHALK, DANIEL, PAUL | I | PRESIDENT | D | Control |
| MICHALK, DANIEL, PAUL | I | PRESIDENT | D | Control |
| MICHALK, DANIEL, PAUL | I | PRESIDENT | D | Control |
| MICHALK, DANIEL, PAUL | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
Registrations
Federal
IA
Mar 11, 2025 REGISTERED
Notice Filings (3)
CO LA TX
Address
4400 POST OAK PARKWAYSUITE 2510
HOUSTON, TX 77027
United States
Phone: 713-871-9800