ASCEND WEALTH MANAGEMENT, LLC
CRD #122438 SEC #801-61927 HOUSTON, TX 713.623.8867
SEC Registered
Total AUM
$54.5M
Discretionary
$54.5M
Employees
5
Clients
0
Accounts
19
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 8, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CONTANT, MICHAEL, DAVID | I | VICE PRESIDENT | NA | Control |
| CONTANT, MICHAEL, DAVID | I | VICE PRESIDENT | NA | Control |
| CONTANT, MICHAEL, DAVID | I | VICE PRESIDENT | NA | Control |
| BAUER, CHARLES, DOUGLAS | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| BAUER, CHARLES, DOUGLAS | I | PRESIDENT | E | Control |
| BAUER, CHARLES, DOUGLAS | I | PRESIDENT | E | Control |
Registrations
Federal
IA
Sep 8, 2005 REGISTERED
Notice Filings (1)
TX
Address
4400 POST OAK PARKWAY, SUITE 2160HOUSTON, TX 77027
USA
Phone: 713.623.8867