ALPHA FINANCIAL ADVISORS, LLC
CRD #122545 SEC #801-79666 CHARLOTTE, NC 704-716-1100
SEC Registered
Total AUM
$503.1M
Discretionary
$501.8M
Employees
10
Clients
101
Accounts
1,473
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- North Carolina
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Aug 15, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| GUGLE, ANN MARIE, REILLEY | I | MANAGING MEMBER / CHIEF EXECUTIVE OFFICER / CHIEF COMPLIANCE OFFICER (7/2019) | E | Control |
| GUGLE, ANN MARIE, REILLEY | I | MANAGING MEMBER / CHIEF EXECUTIVE OFFICER / CHIEF COMPLIANCE OFFICER (7/2019) | E | Control |
| GUGLE, ANN MARIE, REILLEY | I | MANAGING MEMBER / CHIEF EXECUTIVE OFFICER / CHIEF COMPLIANCE OFFICER (7/2019) | E | Control |
| GUGLE, ANN MARIE, REILLEY | I | MANAGING MEMBER / CHIEF EXECUTIVE OFFICER / CHIEF COMPLIANCE OFFICER (7/2019) | E | Control |
| GUGLE, ANN MARIE, REILLEY | I | MANAGING MEMBER / CHIEF EXECUTIVE OFFICER / CHIEF COMPLIANCE OFFICER (7/2019) | E | Control |
| GUGLE, ANN MARIE, REILLEY | I | MANAGING MEMBER / CHIEF EXECUTIVE OFFICER / CHIEF COMPLIANCE OFFICER (7/2019) | E | Control |
| GUGLE, ANN MARIE, REILLEY | I | MANAGING MEMBER / CHIEF EXECUTIVE OFFICER / CHIEF COMPLIANCE OFFICER (7/2019) | E | Control |
| GUGLE, ANN MARIE, REILLEY | I | MANAGING MEMBER / CHIEF EXECUTIVE OFFICER / CHIEF COMPLIANCE OFFICER (7/2019) | E | Control |
| GUGLE, ANN MARIE, REILLEY | I | MANAGING MEMBER / CHIEF EXECUTIVE OFFICER / CHIEF COMPLIANCE OFFICER (7/2019) | E | Control |
| GUGLE, ANN MARIE, REILLEY | I | MANAGING MEMBER / CHIEF EXECUTIVE OFFICER / CHIEF COMPLIANCE OFFICER (7/2019) | E | Control |
| GUGLE, ANN MARIE, REILLEY | I | MANAGING MEMBER / CHIEF EXECUTIVE OFFICER / CHIEF COMPLIANCE OFFICER (7/2019) | E | Control |
| GUGLE, ANN MARIE, REILLEY | I | MANAGING MEMBER / CHIEF EXECUTIVE OFFICER / CHIEF COMPLIANCE OFFICER (7/2019) | E | Control |
| GUGLE, ANN MARIE, REILLEY | I | MANAGING MEMBER / CHIEF EXECUTIVE OFFICER / CHIEF COMPLIANCE OFFICER (7/2019) | E | Control |
| GUGLE, ANN MARIE, REILLEY | I | MANAGING MEMBER / CHIEF EXECUTIVE OFFICER / CHIEF COMPLIANCE OFFICER (7/2019) | E | Control |
| GUGLE, ANN MARIE, REILLEY | I | MANAGING MEMBER / CHIEF EXECUTIVE OFFICER / CHIEF COMPLIANCE OFFICER (7/2019) | E | Control |
| GUGLE, JOHN, THOMAS | I | PRINCIPAL / CHIEF COMPLIANCE OFFICER | E | Control |
| GUGLE, ANN MARIE, REILLEY | I | PRINCIPAL / CHIEF ACCOUNTING OFFICER | D | Control |
| GUGLE, ANN MARIE, REILLEY | I | MANAGING MEMBER / CHIEF FINANCIAL OFFICER | D | Control |
| GUGLE, ANN MARIE, REILLEY | I | MANAGING MEMBER / CHIEF FINANCIAL OFFICER | D | Control |
| GUGLE, ANN MARIE, REILLEY | I | PRINCIPAL / CHIEF FINANCIAL OFFICER | D | Control |
| GUGLE, ANN MARIE, REILLEY | I | MANAGING MEMBER / CHIEF FINANCIAL OFFICER | D | Control |
| GUGLE, ANN MARIE, REILLEY | I | MANAGING MEMBER / CHIEF FINANCIAL OFFICER | D | Control |
| GUGLE, ANN MARIE, REILLEY | I | PRINCIPAL / CHIEF ACCOUNTING OFFICER | D | Control |
| GUGLE, ANN MARIE, REILLEY | I | PRINCIPAL / CHIEF ACCOUNTING OFFICER | D | Control |
| GUGLE, ANN MARIE, REILLEY | I | PRINCIPAL / CHIEF ACCOUNTING OFFICER | D | Control |
| GUGLE, ANN MARIE, REILLEY | I | PRINCIPAL / CHIEF ACCOUNTING OFFICER | D | Control |
| GUGLE, ANN MARIE, REILLEY | I | PRINCIPAL / CHIEF ACCOUNTING OFFICER | D | Control |
| GUGLE, ANN MARIE, REILLEY | I | PRINCIPAL / CHIEF ACCOUNTING OFFICER | D | Control |
| GUGLE, ANN MARIE, REILLEY | I | MANAGING MEMBER / CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER | D | Control |
| GUGLE, ANN MARIE, REILLEY | I | MANAGING MEMBER / CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER | D | Control |
| GUGLE, ANN MARIE, REILLEY | I | MANAGING MEMBER / CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER | D | Control |
| GUGLE, ANN MARIE, REILLEY | I | MANAGING MEMBER / CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER | D | Control |
| GUGLE, ANN MARIE, REILLEY | I | MANAGING MEMBER / CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER | D | Control |
| GUGLE, ANN MARIE, REILLEY | I | MANAGING MEMBER / CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER | D | Control |
| GUGLE, ANN MARIE, REILLEY | I | MANAGING MEMBER / CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER | D | Control |
| GUGLE, ANN MARIE, REILLEY | I | MANAGING MEMBER / CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER | D | Control |
| GUGLE, ANN MARIE, REILLEY | I | MANAGING MEMBER / CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER | D | Control |
| GUGLE, JOHN, THOMAS | I | CHIEF COMPLIANCE OFFICER | D | Control |
| GUGLE, JOHN, THOMAS | I | PRINCIPAL / CHIEF COMPLIANCE OFFICER | D | Control |
| GUGLE, JOHN, THOMAS | I | CHIEF COMPLIANCE OFFICER | D | Control |
| GUGLE, JOHN, THOMAS | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | D | Control |
| GUGLE, JOHN, THOMAS | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | D | Control |
| GUGLE, JOHN, THOMAS | I | PRINCIPAL / CHIEF COMPLIANCE OFFICER | D | Control |
| GUGLE, JOHN, THOMAS | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | D | Control |
| GUGLE, JOHN, THOMAS | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | D | Control |
| GUGLE, JOHN, THOMAS | I | PRINCIPAL / CHIEF COMPLIANCE OFFICER | D | Control |
| GUGLE, JOHN, THOMAS | I | PRINCIPAL / CHIEF COMPLIANCE OFFICER | D | Control |
| GUGLE, JOHN, THOMAS | I | PRINCIPAL / CHIEF COMPLIANCE OFFICER | D | Control |
| GUGLE, JOHN, THOMAS | I | PRINCIPAL / CHIEF COMPLIANCE OFFICER | D | Control |
| GUGLE, JOHN, THOMAS | I | PRINCIPAL / CHIEF COMPLIANCE OFFICER | D | Control |
| GUGLE, JOHN, THOMAS | I | PRINCIPAL / CHIEF COMPLIANCE OFFICER | D | Control |
| GUGLE, JOHN, THOMAS | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER, CHIEF INVESTMENT OFFICER | D | Control |
| GUGLE, JOHN, THOMAS | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER, CHIEF INVESTMENT OFFICER | D | Control |
| GUGLE, JOHN, THOMAS | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER, CHIEF INVESTMENT OFFICER | D | Control |
| GUGLE, JOHN, THOMAS | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER, CHIEF INVESTMENT OFFICER | D | Control |
| GUGLE, JOHN, THOMAS | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER, CHIEF INVESTMENT OFFICER | D | Control |
| GUGLE, JOHN, THOMAS | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER, CHIEF INVESTMENT OFFICER | D | Control |
| GUGLE, JOHN, THOMAS | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER, CHIEF INVESTMENT OFFICER | D | Control |
| GUGLE, JOHN, THOMAS | I | MANAGING MEMBER / CHIEF INVESTMENT OFFICER | D | Control |
| GUGLE, JOHN, THOMAS | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER, CHIEF INVESTMENT OFFICER | D | Control |
| MCGEHEE, JAMES, BERNARD | I | MEMBER | D | Control |
| MCGEHEE, JAMES, BERNARD | I | MEMBER | D | Control |
| BARRINGER, HENRY, NICHOLSON | I | MEMBER | A | |
| BARRINGER, HENRY, NICHOLSON | I | MEMBER | A | |
| BARRINGER, HENRY, NICHOLSON | I | MEMBER | A | |
| BARRINGER, HENRY, NICHOLSON | I | MEMBER | A | |
| BARRINGER, HENRY, NICHOLSON | I | MEMBER | A | |
| BARRINGER, HENRY, NICHOLSON | I | MEMBER | A | |
| BARRINGER, HENRY, NICHOLSON | I | MEMBER | A | |
| BARRINGER, HENRY, NICHOLSON | I | MEMBER | A | |
| BARRINGER, HENRY, NICHOLSON | I | MEMBER | A | |
| BARRINGER, HENRY, NICHOLSON | I | MEMBER | A | |
| BARRINGER, HENRY, NICHOLSON | I | MEMBER | A |
Registrations
Federal
IA
Aug 15, 2025 REGISTERED
Notice Filings (7)
FL NC NJ NY SC TX VA
Address
11325 N COMMUNITY HOUSE RDSUITE #410
CHARLOTTE, NC 28277-0524
United States
Phone: 704-716-1100