CAPSTONE INVESTMENT FINANCIAL GROUP, LLC
CRD #122575 SEC #801-67699 WEBSTER, NY 719-477-9883
SEC Registered Private Funds
Total AUM
$136.6M
Discretionary
$131.9M
Employees
5
Clients
26
Accounts
881
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Mar 2025 | $136.6M | $131.9M | $4.6M | 5 | 0 |
| Nov 2024 | $137M | $132.6M | $4.4M | 6 | 0 |
| Nov 2024 | $137M | $132.6M | $4.4M | 6 | 0 |
| May 2024 | $137M | $132.6M | $4.4M | 6 | 0 |
| Mar 2024 | $137M | $132.6M | $4.4M | 6 | 0 |
| Sep 2023 | $108.6M | $104.5M | $4M | 6 | 0 |
| Mar 2023 | $108.6M | $104.5M | $4M | 6 | 0 |
| Sep 2022 | $119.2M | $114.6M | $4.6M | 5 | 1 |
| Jun 2022 | $119.2M | $114.6M | $4.6M | 5 | 1 |
| Mar 2022 | $119.2M | $114.6M | $4.6M | 5 | 1 |
| Apr 2021 | $102.8M | $98.5M | $4.2M | 5 | 1 |
| Jun 2020 | $99.3M | $95.4M | $3.9M | 5 | 4 |
| Mar 2020 | $99.3M | $95.4M | $3.9M | 5 | 4 |
| Sep 2019 | $89.1M | $85.6M | $3.5M | 7 | 5 |
| Aug 2019 | $89.1M | $85.6M | $3.5M | 7 | 5 |
| Mar 2019 | $89.1M | $85.6M | $3.5M | 7 | 5 |
| Mar 2018 | $97.9M | $97.6M | $303.6K | 7 | 7 |
| Jun 2017 | $87.6M | $86.8M | $822.3K | 8 | 500 |
| May 2017 | $87.6M | $86.8M | $822.3K | 8 | 500 |
| Mar 2017 | $87.6M | $86.8M | $822.3K | 8 | 500 |
| Dec 2016 | $97.5M | $95.8M | $1.7M | 6 | 500 |
| Oct 2016 | $97.5M | $95.8M | $1.7M | 6 | 500 |
| Oct 2016 | $97.5M | $95.8M | $1.7M | 6 | 500 |
| Jun 2016 | $97.5M | $95.8M | $1.7M | 6 | 500 |
| Mar 2016 | $97.5M | $95.8M | $1.7M | 6 | 500 |
| Oct 2015 | $30.9M | $30.9M | $0 | 3 | 400 |
| Aug 2015 | $30.9M | $30.9M | $0 | 3 | 400 |
| Jun 2015 | $30.9M | $30.9M | $0 | 3 | 400 |
| Apr 2015 | $30.9M | $30.9M | $0 | 3 | 400 |
| Mar 2015 | $30.9M | $30.9M | $0 | 3 | 400 |
| Mar 2015 | $30.9M | $30.9M | $0 | 3 | 400 |
| Feb 2015 | $61.1M | $61M | $51K | 3 | 400 |
| Oct 2014 | $61.1M | $61M | $51K | 3 | 400 |
| May 2014 | $61.1M | $61M | $51K | 3 | 400 |
| Mar 2014 | $61.1M | $61M | $51K | 3 | 400 |
| Mar 2013 | $92.4M | $92.1M | $297.2K | 4 | 400 |
| Oct 2012 | $130.4M | $128.2M | $2.2M | 6 | 1,400 |
| Jun 2012 | $130.4M | $128.2M | $2.2M | 6 | 1,400 |
| Mar 2012 | $130.4M | $128.2M | $2.2M | 6 | 1,400 |
| Nov 2011 | $163M | $163M | $0 | 6 | 1,000 |
| Apr 2011 | $163M | $163M | $0 | 10 | -- |
| Apr 2011 | $163M | $163M | $0 | 10 | -- |
| Oct 2010 | $118.8M | $116.2M | $2.6M | 10 | -- |
| Jul 2010 | $118.8M | $116.2M | $2.6M | 10 | -- |
| Apr 2010 | $118.8M | $116.2M | $2.6M | 10 | -- |
| Jan 2008 | $63.5M | $63.5M | $0 | 5 | -- |
| Apr 2007 | $46.2M | $46.2M | $0 | 5 | -- |
| Mar 2007 | $46.2M | $46.2M | $0 | 5 | -- |
DateMar 2025
Total AUM$136.6M
Discretionary$131.9M
Non-Disc.$4.6M
Employees5
Clients0
DateNov 2024
Total AUM$137M
Discretionary$132.6M
Non-Disc.$4.4M
Employees6
Clients0
DateNov 2024
Total AUM$137M
Discretionary$132.6M
Non-Disc.$4.4M
Employees6
Clients0
DateMay 2024
Total AUM$137M
Discretionary$132.6M
Non-Disc.$4.4M
Employees6
Clients0
DateMar 2024
Total AUM$137M
Discretionary$132.6M
Non-Disc.$4.4M
Employees6
Clients0
DateSep 2023
Total AUM$108.6M
Discretionary$104.5M
Non-Disc.$4M
Employees6
Clients0
DateMar 2023
Total AUM$108.6M
Discretionary$104.5M
Non-Disc.$4M
Employees6
Clients0
DateSep 2022
Total AUM$119.2M
Discretionary$114.6M
Non-Disc.$4.6M
Employees5
Clients1
DateJun 2022
Total AUM$119.2M
Discretionary$114.6M
Non-Disc.$4.6M
Employees5
Clients1
DateMar 2022
Total AUM$119.2M
Discretionary$114.6M
Non-Disc.$4.6M
Employees5
Clients1
DateApr 2021
Total AUM$102.8M
Discretionary$98.5M
Non-Disc.$4.2M
Employees5
Clients1
DateJun 2020
Total AUM$99.3M
Discretionary$95.4M
Non-Disc.$3.9M
Employees5
Clients4
DateMar 2020
Total AUM$99.3M
Discretionary$95.4M
Non-Disc.$3.9M
Employees5
Clients4
DateSep 2019
Total AUM$89.1M
Discretionary$85.6M
Non-Disc.$3.5M
Employees7
Clients5
DateAug 2019
Total AUM$89.1M
Discretionary$85.6M
Non-Disc.$3.5M
Employees7
Clients5
DateMar 2019
Total AUM$89.1M
Discretionary$85.6M
Non-Disc.$3.5M
Employees7
Clients5
DateMar 2018
Total AUM$97.9M
Discretionary$97.6M
Non-Disc.$303.6K
Employees7
Clients7
DateJun 2017
Total AUM$87.6M
Discretionary$86.8M
Non-Disc.$822.3K
Employees8
Clients500
DateMay 2017
Total AUM$87.6M
Discretionary$86.8M
Non-Disc.$822.3K
Employees8
Clients500
DateMar 2017
Total AUM$87.6M
Discretionary$86.8M
Non-Disc.$822.3K
Employees8
Clients500
DateDec 2016
Total AUM$97.5M
Discretionary$95.8M
Non-Disc.$1.7M
Employees6
Clients500
DateOct 2016
Total AUM$97.5M
Discretionary$95.8M
Non-Disc.$1.7M
Employees6
Clients500
DateOct 2016
Total AUM$97.5M
Discretionary$95.8M
Non-Disc.$1.7M
Employees6
Clients500
DateJun 2016
Total AUM$97.5M
Discretionary$95.8M
Non-Disc.$1.7M
Employees6
Clients500
DateMar 2016
Total AUM$97.5M
Discretionary$95.8M
Non-Disc.$1.7M
Employees6
Clients500
DateOct 2015
Total AUM$30.9M
Discretionary$30.9M
Non-Disc.$0
Employees3
Clients400
DateAug 2015
Total AUM$30.9M
Discretionary$30.9M
Non-Disc.$0
Employees3
Clients400
DateJun 2015
Total AUM$30.9M
Discretionary$30.9M
Non-Disc.$0
Employees3
Clients400
DateApr 2015
Total AUM$30.9M
Discretionary$30.9M
Non-Disc.$0
Employees3
Clients400
DateMar 2015
Total AUM$30.9M
Discretionary$30.9M
Non-Disc.$0
Employees3
Clients400
DateMar 2015
Total AUM$30.9M
Discretionary$30.9M
Non-Disc.$0
Employees3
Clients400
DateFeb 2015
Total AUM$61.1M
Discretionary$61M
Non-Disc.$51K
Employees3
Clients400
DateOct 2014
Total AUM$61.1M
Discretionary$61M
Non-Disc.$51K
Employees3
Clients400
DateMay 2014
Total AUM$61.1M
Discretionary$61M
Non-Disc.$51K
Employees3
Clients400
DateMar 2014
Total AUM$61.1M
Discretionary$61M
Non-Disc.$51K
Employees3
Clients400
DateMar 2013
Total AUM$92.4M
Discretionary$92.1M
Non-Disc.$297.2K
Employees4
Clients400
DateOct 2012
Total AUM$130.4M
Discretionary$128.2M
Non-Disc.$2.2M
Employees6
Clients1,400
DateJun 2012
Total AUM$130.4M
Discretionary$128.2M
Non-Disc.$2.2M
Employees6
Clients1,400
DateMar 2012
Total AUM$130.4M
Discretionary$128.2M
Non-Disc.$2.2M
Employees6
Clients1,400
DateNov 2011
Total AUM$163M
Discretionary$163M
Non-Disc.$0
Employees6
Clients1,000
DateApr 2011
Total AUM$163M
Discretionary$163M
Non-Disc.$0
Employees10
Clients--
DateApr 2011
Total AUM$163M
Discretionary$163M
Non-Disc.$0
Employees10
Clients--
DateOct 2010
Total AUM$118.8M
Discretionary$116.2M
Non-Disc.$2.6M
Employees10
Clients--
DateJul 2010
Total AUM$118.8M
Discretionary$116.2M
Non-Disc.$2.6M
Employees10
Clients--
DateApr 2010
Total AUM$118.8M
Discretionary$116.2M
Non-Disc.$2.6M
Employees10
Clients--
DateJan 2008
Total AUM$63.5M
Discretionary$63.5M
Non-Disc.$0
Employees5
Clients--
DateApr 2007
Total AUM$46.2M
Discretionary$46.2M
Non-Disc.$0
Employees5
Clients--
DateMar 2007
Total AUM$46.2M
Discretionary$46.2M
Non-Disc.$0
Employees5
Clients--