RIVERCITIES ASSET MANAGEMENT, LLC
CRD #122576 SEC #801-67778 OWENSBORO, KY 270-926-4540
SEC Registered
Total AUM
$31.2M
Discretionary
$31.1M
Employees
5
Clients
0
Accounts
152
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 29, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CLAY, SCOTT, L | I | MEMBER | NA | |
| HANCOCK, JOSEPH, ALAN | I | MEMBER | C | Control |
| HANCOCK, JOSEPH, ALAN | I | MEMBER | C | Control |
| HANCOCK, JOSEPH, ALAN | I | MEMBER | C | Control |
| MOORE, GREGORY, LOUIS | I | MEMBER | B | Control |
| MOORE, GREGORY, LOUIS | I | MEMBER | B | Control |
| MOORE, GREGORY, LOUIS | I | MEMBER | B | Control |
| WALKER, TERRY, L | I | MEMBER | B | |
| WALKER, TERRY, L | I | MEMBER | B | |
| WALKER, TERRY, L | I | MEMBER | B | |
| BARNES, EDNA, KATHERINE SYRA | I | MEMBER | A | |
| BARNES, EDNA, KATHERINE SYRA | I | MEMBER | A | |
| BARNES, EDNA, KATHERINE SYRA | I | MEMBER | A | |
| MUDD, STEVE | I | CHIEF COMPLIANCE OFFICER | A | |
| MUDD, STEVE | I | CHIEF COMPLIANCE OFFICER | A | |
| MUDD, STEVE | I | CHIEF COMPLIANCE OFFICER | A |
Registrations
Federal
IA
Mar 29, 2007 REGISTERED
Notice Filings (2)
IN KY
Address
2900 VEACH ROADSUITE 2
OWENSBORO, KY 42303
USA
Phone: 270-926-4540