PRIZM CAPITAL MANAGEMENT, LLC
CRD #122621 SEC #801-61816 BOSTON, MA 617-896-0500
SEC Registered
Total AUM
$34.9M
Discretionary
$0
Employees
10
Clients
--
Accounts
1
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 26, 2004
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| HARTFORD, BRIAN, MICHAEL | I | TREASURER & CHIEF INVESTMENT OFFICER | B | Control |
| LORING, WILLIAM, CALEB | I | SECRETARY & CHIEF OPERATING OFFICER | B | Control |
| PARK, WILLIAM, HERRON | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | B | Control |
| BRIGGS, JOHN, G | I | MANAGING DIRECTOR | A | Control |
| ERICSON, CARL, C | I | MANAGING DIRECTOR | A | Control |
Registrations
Federal
IA
Mar 26, 2004 REGISTERED
Notice Filings (1)
MA
Address
150 FEDERAL STREET 12TH FL.BOSTON, MA 2110
USA
Phone: 617-896-0500