WEBB, DAVID STAUFFER
Legal name: WEBB FINANCIAL ADVISORS
CRD #122658 SEC #801-64580 INDIANAPOLIS, IN 317-951-8799
SEC Registered
Total AUM
$39M
Discretionary
$39M
Employees
5
Clients
0
Accounts
150
Firm Details
- Organization Type
- Sole Proprietorship
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 4, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| HIESER, KARA, BETH | I | CHIEF COMPLIANCE OFFICER | NA | |
| HIESER, KARA, BETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HIESER, KARA, BETH | I | CHIEF COMPLIANCE OFFICER | NA | |
| WEBB, DAVID, STAUFFER | I | OWNER | E | Control |
| WEBB, DAVID, STAUFFER | I | OWNER | E | Control |
| WEBB, DAVID, STAUFFER | I | OWNER | E | Control |
| WEBB, DAVID, STAUFFER | I | OWNER | E | Control |
| HIESER, KARA, BETH | I | CHIEF COMPLIANCE OFFICER | D | Control |
Registrations
Federal
IA
Oct 4, 2005 REGISTERED
Notice Filings (3)
IL IN TX
Address
320 N. MERIDIAN STREETSUITE 105
INDIANAPOLIS, IN 46204
USA
Phone: 317-951-8799