SOUND FINANCIAL MANAGEMENT, INC.
CRD #122670 SEC #801-132274 RALEIGH, NC 919-845-6600
SEC Registered
Total AUM
$110.7M
Discretionary
$110.7M
Employees
2
Clients
25
Accounts
420
Firm Details
- Organization Type
- Corporation
- State of Formation
- North Carolina
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 25, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| SLOAN, WILLIAM, ALEX | I | VICE PRESIDENT | NA | Control |
| SLOAN, WILLIAM, ALEX | I | VICE PRESIDENT | NA | Control |
| SLOAN, WILLIAM, ALEX | I | VICE PRESIDENT | NA | Control |
| SLOAN, WILLIAM, ALEX | I | VICE PRESIDENT | NA | Control |
| SLOAN, WILLIAM, BROWN | I | PRESIDENT/CCO | E | Control |
| SLOAN, WILLIAM, BROWN | I | PRESIDENT/CCO | E | Control |
| SLOAN, WILLIAM, BROWN | I | PRESIDENT/CCO | E | Control |
| SLOAN, WILLIAM, BROWN | I | PRESIDENT/CCO | E | Control |
Registrations
Federal
IA
Apr 25, 2025 REGISTERED
Notice Filings (1)
NC
Address
8362 SIX FORKS RD. SUITE 202RALEIGH, NC 27615
United States
Phone: 919-845-6600