STEPHEN M. GROSS, INC.
CRD #122725 SEC #801-66434 EDGEWATER, NJ 201-313-0999
SEC Registered
Total AUM
$67.7M
Discretionary
$67.7M
Employees
1
Clients
51
Accounts
196
Firm Details
- Organization Type
- Corporation
- State of Formation
- New Jersey
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 29, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| GROSS, STEPHEN, MARK | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| GROSS, STEPHEN, MARK | I | PRESIDENT, CHIEF COMPLIACE OFFICER | E | Control |
| GROSS, STEPHEN, MARK | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| GROSS, STEPHEN, MARK | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| GROSS, STEPHEN, MARK | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| GROSS, STEPHEN, MARK | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| GROSS, STEPHEN, MARK | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| GROSS, STEPHEN, MARK | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| GROSS, STEPHEN, MARK | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| GROSS, STEPHEN, MARK | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Mar 29, 2012 REGISTERED
Notice Filings (4)
FL NJ NY TX
Address
115 RIVER ROAD SUITE 1208: BUILDING 12EDGEWATER, NJ 07020
United States
Phone: 201-313-0999