RIA Intelligence

FPC INVESTMENT ADVISORY, INC.

CRD #122728 SEC #801-112493 PETALUMA, CA (707) 795-0500
SEC Registered
Total AUM
$364.6M
Discretionary
$364.6M
Employees
5
Clients
0
Accounts
753

Firm Details

Organization Type
Corporation
State of Formation
California
Fiscal Year End
SEPTEMBER
Registration Date
--
Latest Filing
Nov 25, 2025
Branch Offices
1

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
BASEMAN, SANDRA, LIBBIEICFO/CHIEF COMPLIANCE OFFICERNA
KEENE, SANDRA, BASEMANICFO/CHIEF COMPLIANCE OFFICERNA
KEENE, SANDRA, BASEMANICFO/CHIEF COMPLIANCE OFFICERNA
KEENE, SANDRA, BASEMANICFO/CHIEF COMPLIANCE OFFICERNA
KEENE, SANDRA, BASEMANICFO/CHIEF COMPLIANCE OFFICERNA
KEENE, SANDRA, BASEMANICFO/CHIEF COMPLIANCE OFFICERNA
MCCARTHY, BLAIR, MASONIPRESIDENT/CHIEF COMPLIANCE OFFICERNA Control
MCCARTHY, BLAIR, MASONIPRESIDENT/CHIEF COMPLIANCE OFFICERNA Control
MCCARTHY, BLAIR, MASONIPRESIDENT/CHIEF COMPLIANCE OFFICERNA Control
MCCARTHY, BLAIR, MASONIPRESIDENT/CHIEF COMPLIANCE OFFICERNA Control
MCCARTHY, BLAIR, MASONIPRESIDENT/CHIEF COMPLIANCE OFFICERNA Control
MCCARTHY, BLAIR, MASONIPRESIDENT/CHIEF COMPLIANCE OFFICERNA Control
GOLKAR, BIJANICEOE Control
GOLKAR, BIJANICEOE Control
GOLKAR, BIJANICEOE Control
GOLKAR, BIJANICEOE Control
GOLKAR, BIJANICEOE Control
GOLKAR, BIJANICEOE Control
GOLKAR, BIJANIPRESIDENT AND CHIEF COMPLIANCE OFFICERE Control
GOLKAR, BIJANIPRESIDENT AND CHIEF COMPLIANCE OFFICERE Control
GOLKAR, BIJANIPRESIDENT AND CHIEF COMPLIANCE OFFICERE Control
GOLKAR, BIJANIPRESIDENT AND CHIEF COMPLIANCE OFFICERE Control
GOLKAR, BIJANIPRESIDENT AND CHIEF COMPLIANCE OFFICERE Control
GOLKAR, BIJANIPRESIDENT AND CHIEF COMPLIANCE OFFICERE Control
MCCARTHY, BLAIR, MASONIPRESIDENTE Control
MCCARTHY, BLAIR, MASONIPRESIDENTE Control
MCCARTHY, BLAIR, MASONIPRESIDENTE Control
MCCARTHY, BLAIR, MASONIPRESIDENTE Control
MCCARTHY, BLAIR, MASONIPRESIDENTE Control
MCCARTHY, BLAIR, MASONIPRESIDENTE Control
MCCARTHY, BLAIR, MASONIPRESIDENTE Control
MCCARTHY, BLAIR, MASONIPRESIDENTE Control
MCCARTHY, BLAIR, MASONIPRESIDENTE Control
MCCARTHY, BLAIR, MASONIPRESIDENTE Control
MCCARTHY, BLAIR, MASONIPRESIDENTE Control
MCCARTHY, BLAIR, MASONIPRESIDENTE Control
GOLKAR, BIJANICEOD Control
GOLKAR, BIJANICEOD Control
GOLKAR, BIJANICEOD Control
GOLKAR, BIJANICEOD Control
GOLKAR, BIJANICEOD Control
GOLKAR, BIJANICEOD Control
GOLKAR, BIJANICEOD Control
MCCARTHY, BLAIR, MASONIPRESIDENT/CHIEF COMPLIANCE OFFICERD Control
MCCARTHY, BLAIR, MASONIPRESIDENT/CHIEF COMPLIANCE OFFICERD Control
MCCARTHY, BLAIR, MASONIPRESIDENT/CHIEF COMPLIANCE OFFICERD Control
MCCARTHY, BLAIR, MASONIPRESIDENT/CHIEF COMPLIANCE OFFICERD Control
MCCARTHY, BLAIR, MASONIPRESIDENT/CHIEF COMPLIANCE OFFICERD Control
MCCARTHY, BLAIR, MASONIPRESIDENT/CHIEF COMPLIANCE OFFICERD Control
MCCARTHY, BLAIR, MASONIPRESIDENT/CHIEF COMPLIANCE OFFICERD Control
KEENE, SANDRA, BASEMANICHIEF COMPLIANCE OFFICER/CCOC
KEENE, SANDRA, BASEMANICHIEF COMPLIANCE OFFICER/CCOC
KEENE, SANDRA, BASEMANICHIEF COMPLIANCE OFFICER/CCOC
KEENE, SANDRA, BASEMANICHIEF COMPLIANCE OFFICER/CCOC
KEENE, SANDRA, BASEMANICHIEF COMPLIANCE OFFICER/CCOC
KEENE, SANDRA, BASEMANICHIEF COMPLIANCE OFFICER/CCOC
Schalch, Tyler, LouisICHIEF INVESTMENT OFFICERC Control
Schalch, Tyler, LouisICHIEF INVESTMENT OFFICERC Control
Schalch, Tyler, LouisICHIEF INVESTMENT OFFICERC Control
Schalch, Tyler, LouisICHIEF INVESTMENT OFFICERC Control
Schalch, Tyler, LouisICHIEF INVESTMENT OFFICERC Control
Schalch, Tyler, LouisICHIEF INVESTMENT OFFICERC Control
Schalch, Tyler, LouisICHIEF INVESTMENT OFFICERC Control
Schalch, Tyler, LouisICHIEF INVESTMENT OFFICERC Control
Schalch, Tyler, LouisICHIEF INVESTMENT OFFICERC Control
Schalch, Tyler, LouisICHIEF INVESTMENT OFFICERC Control
Schalch, Tyler, LouisICHIEF INVESTMENT OFFICERC Control
Schalch, Tyler, LouisICHIEF INVESTMENT OFFICERC Control
GOLKAR, BIJANICOOA
GOLKAR, BIJANICOOA
GOLKAR, BIJANICOOA
GOLKAR, BIJANICOOA
GOLKAR, BIJANICOOA
GOLKAR, BIJANICOOA

Registrations

Federal

IA
Nov 25, 2025 REGISTERED

Notice Filings (3)

AZ CA TX

Address

1465 NORTH MCDOWELL BLVD
SUITE 170
PETALUMA, CA 94954
United States
Phone: (707) 795-0500