PATHFINDER WEALTH MANAGEMENT, INC.
Legal name: PATHFINDER ADVISORY, INC.
CRD #122768 SEC #801-63573 ROCKFORD, IL 815.399.9806
SEC Registered Disclosures
Total AUM
$14.2M
Discretionary
$14.2M
Employees
1
Clients
101
Accounts
194
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Corporation
- State of Formation
- Illinois
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 16, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| GUSKE, DEBORAH, MARIE | I | DIRECTOR OF CLIENT OPERATIONS, CHIEF COMPLIANCE OFFICER | NA | Control |
| GUSKE, DEBORAH, MARIE | I | DIRECTOR OF CLIENT OPERATIONS, CHIEF COMPLIANCE OFFICER | NA | Control |
| GUSKE, DEBORAH, MARIE | I | DIRECTOR OF CLIENT OPERATIONS, CHIEF COMPLIANCE OFFICER | NA | Control |
| GUSKE, DEBORAH, MARIE | I | DIRECTOR OF CLIENT OPERATIONS, CHIEF COMPLIANCE OFFICER | NA | Control |
| GUSKE, DEBORAH, MARIE | I | DIRECTOR OF CLIENT OPERATIONS, CHIEF COMPLIANCE OFFICER | NA | Control |
| GUSKE, DEBORAH, MARIE | I | DIRECTOR OF CLIENT OPERATIONS, CHIEF COMPLIANCE OFFICER | NA | Control |
| GUSKE, DEBORAH, MARIE | I | DIRECTOR OF CLIENT OPERATIONS, CHIEF COMPLIANCE OFFICER | NA | Control |
| GUSKE, DEBORAH, MARIE | I | DIRECTOR OF CLIENT OPERATIONS, CHIEF COMPLIANCE OFFICER | NA | Control |
| GUSKE, DEBORAH, MARIE | I | DIRECTOR OF CLIENT OPERATIONS, CHIEF COMPLIANCE OFFICER | NA | Control |
| GUSKE, PHILIP, AARON | I | TREASURER | NA | Control |
| GUSKE, PHILIP, AARON | I | TREASURER | NA | Control |
| GUSKE, PHILIP, AARON | I | TREASURER | NA | Control |
| GUSKE, PHILIP, AARON | I | TREASURER | NA | Control |
| GUSKE, PHILIP, AARON | I | TREASURER | NA | Control |
| GUSKE, PHILIP, AARON | I | TREASURER | NA | Control |
| GUSKE, PHILIP, AARON | I | TREASURER | NA | Control |
| GUSKE, PHILIP, AARON | I | TREASURER | NA | Control |
| GUSKE, PHILIP, AARON | I | TREASURER | NA | Control |
| GUSKE, PHILIP, WARREN | I | PRESIDENT, DIRECTOR, CEO | E | Control |
| GUSKE, PHILIP, WARREN | I | PRESIDENT, DIRECTOR, CEO | E | Control |
| GUSKE, PHILIP, WARREN | I | PRESIDENT, DIRECTOR, CEO | E | Control |
| GUSKE, PHILIP, WARREN | I | PRESIDENT, DIRECTOR, CEO | E | Control |
| GUSKE, PHILIP, WARREN | I | PRESIDENT, DIRECTOR, CEO | E | Control |
| GUSKE, PHILIP, WARREN | I | PRESIDENT, DIRECTOR, CEO | E | Control |
| GUSKE, PHILIP, WARREN | I | PRESIDENT, DIRECTOR, CEO | E | Control |
| GUSKE, PHILIP, WARREN | I | PRESIDENT, DIRECTOR, CEO | E | Control |
| GUSKE, PHILIP, WARREN | I | PRESIDENT, DIRECTOR, CEO | E | Control |
Registrations
Federal
IA
Feb 16, 2012 REGISTERED
Notice Filings (3)
IL IN WI
Address
6981 REDANSA DRROCKFORD, IL 61108
United States
Phone: 815.399.9806