SOUTHERN CROSS CAPITAL, LLC
CRD #122888 SEC #801-62097 WESTPORT, CT 203-222-2060
SEC Registered
Total AUM
$300M
Discretionary
$0
Employees
5
Clients
--
Accounts
3
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 10, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| SHUTT, GUY, RICHARD | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| SHUTT, GUY, RICHARD | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| SHUTT, GUY, RICHARD | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| SHUTT, GUY, RICHARD | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| SOUTHERN CROSS CAPITAL LIMITED | FE | CORPORATION | E | Control |
| SOUTHERN CROSS CAPITAL LIMITED | FE | CORPORATION | E | Control |
| SOUTHERN CROSS CAPITAL LIMITED | FE | CORPORATION | E | Control |
| STOCKDALE STREET LIMITED | FE | CORPORATION | E | Control |
| PEIN, ALASDAIR, JONATHAN KEMSLEY | I | MANAGING MEMBER | D | Control |
| PEIN, ALASDAIR, JONATHAN KEMSLEY | I | MANAGING MEMBER | D | Control |
| SHUTT, GUY, RICHARD | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | D | Control |
| SHUTT, GUY, RICHARD | I | MANAGING MEMBER | D | Control |
Registrations
Federal
IA
Feb 10, 2005 REGISTERED
Notice Filings (1)
CT
Address
33 RIVERSIDE AVENUE5TH FLOOR
WESTPORT, CT 6880
USA
Phone: 203-222-2060