RIA Intelligence

POWELLJOHNSON, INC.

Legal name: POWELLJOHNSON

CRD #122956 SEC #801-61694 NASHVILLE, TN 615-277-7000
SEC Registered Broker-Dealer
Total AUM
$2.5M
Discretionary
$65K
Employees
--
Clients
--
Accounts
24

Firm Details

Organization Type
Corporation
State of Formation
--
Fiscal Year End
JUNE
Registration Date
--
Latest Filing
Oct 22, 2003
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
BROWER, RODNEY CECILIEXECUTIVE VP/CFO/FINOPNA Control
BROWER, RODNEY CECILIEXECUTIVE VP/CFO/FINOPNA Control
BROWER, RODNEY CECILIEXECUTIVE VP/CFO/FINOPNA Control
BROWER, RODNEY CECILIEXECUTIVE VP/CFO/FINOPNA Control
OBRYANT, CHARLES JOHN IIIIMANAGING DIRECTORNA Control
OBRYANT, CHARLES JOHN IIIIMANAGING DIRECTORNA Control
OBRYANT, CHARLES JOHN IIIIMANAGING DIRECTORNA Control
OBRYANT, CHARLES JOHN IIIIMANAGING DIRECTORNA Control
POWELL, JEFFREY ELDONISECRETARY/CHAIRMAN/CEO/DESIGNATED PRINCIPALNA Control
POWELL, JEFFREY ELDONISECRETARY/CHAIRMAN/CEO/DESIGNATED PRINCIPALNA Control
POWELL, JEFFREY ELDONISECRETARY/CHAIRMAN/CEO/DESIGNATED PRINCIPALNA Control
POWELL, JEFFREY ELDONISECRETARY/CHAIRMAN/CEO/DESIGNATED PRINCIPALNA Control
SHERCK, SARAH JANEICHIEF COMPLIANCE OFFICER/MUNI PRINCIPAL/CROP/REGISTERED PRINCIPALNA Control
SHERCK, SARAH JANEICHIEF COMPLIANCE OFFICER/MUNI PRINCIPAL/CROP/REGISTERED PRINCIPALNA Control
SHERCK, SARAH JANEICHIEF COMPLIANCE OFFICER/MUNI PRINCIPAL/CROP/REGISTERED PRINCIPALNA Control
SHERCK, SARAH JANEICHIEF COMPLIANCE OFFICER/MUNI PRINCIPAL/CROP/REGISTERED PRINCIPALNA Control
SHIPP, KIZZIE DENEIMANAGING DIRECTOR OF OPERATIONSNA Control
SHIPP, KIZZIE DENEIMANAGING DIRECTOR OF OPERATIONSNA Control
SHIPP, KIZZIE DENEIMANAGING DIRECTOR OF OPERATIONSNA Control
WULLER, DAVID JOSEPHIROP/SROPNA
WULLER, DAVID JOSEPHIROP/SROPNA
WULLER, DAVID JOSEPHIROP/SROPNA
WULLER, DAVID JOSEPHIROP/SROPNA
J.E. POWELL, LLCDESHAREHOLDERE Control
J.E. POWELL, LLCDESHAREHOLDERE Control
J.E. POWELL, LLCDESHAREHOLDERE Control
J.E. POWELL, LLCDESHAREHOLDERE Control
JOHNSON, DAVID BRUCEIPRESIDENT/CHAIRMAN/COO/REGISTERED PRINCIPALB Control
JOHNSON, DAVID BRUCEIPRESIDENT/CHAIRMAN/COO/REGISTERED PRINCIPALB Control
JOHNSON, DAVID BRUCEIPRESIDENT/CHAIRMAN/COO/REGISTERED PRINCIPALB Control
JOHNSON, DAVID BRUCEIPRESIDENT/CHAIRMAN/COO/REGISTERED PRINCIPALB Control
LOVELL MINNICK EQUITY PARTNERS, LPDEMINORITY OWNERB Control
LOVELL MINNICK EQUITY PARTNERS, LPDEMINORITY OWNERB Control
LOVELL MINNICK EQUITY PARTNERS, LPDEMINORITY OWNERB Control
PUTNAM LOVELL EQUITY PARTNERS LPDEMINORITY OWNERB Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
KANG, DANNY ALLANILOVELL MINNICK EQUITY PARTNERS, LPF Control
KANG, DANNY ALLANILOVELL MINNICK EQUITY PARTNERS, LPF Control
KANG, DANNY ALLANILOVELL MINNICK EQUITY PARTNERS, LPF Control
KANG, DANNY ALLANIPUTNAM LOVELL EQUITY PARTNERS LPF Control
MINNICK, JAMES EDWARDILOVELL MINNICK EQUITY PARTNERS, LPF Control
MINNICK, JAMES EDWARDILOVELL MINNICK EQUITY PARTNERS, LPF Control
MINNICK, JAMES EDWARDILOVELL MINNICK EQUITY PARTNERS, LPF Control
MINNICK, JAMES EDWARDIPUTNAM LOVELL EQUITY PARTNERS LPF Control
POWELL, JEFFREY ELDONIJ.E. POWELL, LLCE Control
POWELL, JEFFREY ELDONIJ.E. POWELL, LLCE Control
POWELL, JEFFREY ELDONIJ.E. POWELL, LLCE Control
POWELL, JEFFREY ELDONIJ.E. POWELL, LLCE Control

Registrations

Federal

IA
Oct 22, 2003 REGISTERED

Address

3322 WEST END AVENUE
NINTH FLOOR
NASHVILLE, TN 37203
USA
Phone: 615-277-7000