PHASE III ADVISORY SERVICES, LTD
CRD #122959 SEC #801-63806 BUFFALO GROVE, IL 847-520-5545
SEC Registered
Total AUM
$162.2M
Discretionary
$124M
Employees
3
Clients
251
Accounts
1,297
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Oct 2025 | $162.2M | $124M | $38.2M | 3 | 5 |
| Mar 2025 | $162.2M | $124M | $38.2M | 3 | 5 |
| Apr 2024 | $147.8M | $126.6M | $21.2M | 2 | 8 |
| Mar 2024 | $147.8M | $126.6M | $21.2M | 2 | 8 |
| Jul 2023 | $136M | $97.6M | $38.4M | 2 | 9 |
| Jul 2023 | $136M | $97.6M | $38.4M | 2 | 9 |
| Mar 2023 | $136M | $97.6M | $38.4M | 2 | 9 |
| Mar 2022 | $152.2M | $109.5M | $42.7M | 2 | 6 |
| May 2021 | $126.3M | $93.2M | $33.1M | 3 | 7 |
| Mar 2021 | $126.3M | $93.2M | $33.1M | 3 | 7 |
| Oct 2020 | $115M | $76.9M | $38.1M | 3 | 12 |
| Jun 2020 | $115M | $76.9M | $38.1M | 3 | 12 |
| May 2020 | $115M | $76.9M | $38.1M | 3 | 12 |
| Mar 2020 | $115M | $76.9M | $38.1M | 3 | 12 |
| Mar 2019 | $100.5M | $75.1M | $25.4M | 3 | 5 |
| Mar 2018 | $106.4M | $80.4M | $26M | 3 | 5 |
| Mar 2017 | $93.4M | $71M | $22.4M | 3 | 300 |
| Mar 2016 | $91.5M | $67.7M | $23.8M | 3 | 250 |
| Aug 2015 | $98.8M | $74.1M | $24.7M | 4 | 300 |
| Mar 2015 | $98.8M | $74.1M | $24.7M | 4 | 300 |
| Feb 2014 | $96.9M | $70.3M | $26.6M | 4 | 300 |
| May 2013 | $96.7M | $65.4M | $31.3M | 4 | 300 |
| Feb 2013 | $96.7M | $65.4M | $31.3M | 4 | 300 |
| Mar 2012 | $102.2M | $77.9M | $24.3M | 6 | 300 |
| Aug 2011 | $86.8M | $70.3M | $16.5M | 10 | -- |
| Mar 2011 | $86.8M | $70.3M | $16.5M | 10 | -- |
| Jan 2008 | $53.6M | $52.6M | $956.8K | 10 | -- |
| Mar 2007 | $39.7M | $38.6M | $1M | 10 | -- |
| Jan 2005 | $28.9M | $28M | $842.3K | 10 | -- |
| Jan 2005 | $28.9M | $28M | $842.3K | 10 | -- |
DateOct 2025
Total AUM$162.2M
Discretionary$124M
Non-Disc.$38.2M
Employees3
Clients5
DateMar 2025
Total AUM$162.2M
Discretionary$124M
Non-Disc.$38.2M
Employees3
Clients5
DateApr 2024
Total AUM$147.8M
Discretionary$126.6M
Non-Disc.$21.2M
Employees2
Clients8
DateMar 2024
Total AUM$147.8M
Discretionary$126.6M
Non-Disc.$21.2M
Employees2
Clients8
DateJul 2023
Total AUM$136M
Discretionary$97.6M
Non-Disc.$38.4M
Employees2
Clients9
DateJul 2023
Total AUM$136M
Discretionary$97.6M
Non-Disc.$38.4M
Employees2
Clients9
DateMar 2023
Total AUM$136M
Discretionary$97.6M
Non-Disc.$38.4M
Employees2
Clients9
DateMar 2022
Total AUM$152.2M
Discretionary$109.5M
Non-Disc.$42.7M
Employees2
Clients6
DateMay 2021
Total AUM$126.3M
Discretionary$93.2M
Non-Disc.$33.1M
Employees3
Clients7
DateMar 2021
Total AUM$126.3M
Discretionary$93.2M
Non-Disc.$33.1M
Employees3
Clients7
DateOct 2020
Total AUM$115M
Discretionary$76.9M
Non-Disc.$38.1M
Employees3
Clients12
DateJun 2020
Total AUM$115M
Discretionary$76.9M
Non-Disc.$38.1M
Employees3
Clients12
DateMay 2020
Total AUM$115M
Discretionary$76.9M
Non-Disc.$38.1M
Employees3
Clients12
DateMar 2020
Total AUM$115M
Discretionary$76.9M
Non-Disc.$38.1M
Employees3
Clients12
DateMar 2019
Total AUM$100.5M
Discretionary$75.1M
Non-Disc.$25.4M
Employees3
Clients5
DateMar 2018
Total AUM$106.4M
Discretionary$80.4M
Non-Disc.$26M
Employees3
Clients5
DateMar 2017
Total AUM$93.4M
Discretionary$71M
Non-Disc.$22.4M
Employees3
Clients300
DateMar 2016
Total AUM$91.5M
Discretionary$67.7M
Non-Disc.$23.8M
Employees3
Clients250
DateAug 2015
Total AUM$98.8M
Discretionary$74.1M
Non-Disc.$24.7M
Employees4
Clients300
DateMar 2015
Total AUM$98.8M
Discretionary$74.1M
Non-Disc.$24.7M
Employees4
Clients300
DateFeb 2014
Total AUM$96.9M
Discretionary$70.3M
Non-Disc.$26.6M
Employees4
Clients300
DateMay 2013
Total AUM$96.7M
Discretionary$65.4M
Non-Disc.$31.3M
Employees4
Clients300
DateFeb 2013
Total AUM$96.7M
Discretionary$65.4M
Non-Disc.$31.3M
Employees4
Clients300
DateMar 2012
Total AUM$102.2M
Discretionary$77.9M
Non-Disc.$24.3M
Employees6
Clients300
DateAug 2011
Total AUM$86.8M
Discretionary$70.3M
Non-Disc.$16.5M
Employees10
Clients--
DateMar 2011
Total AUM$86.8M
Discretionary$70.3M
Non-Disc.$16.5M
Employees10
Clients--
DateJan 2008
Total AUM$53.6M
Discretionary$52.6M
Non-Disc.$956.8K
Employees10
Clients--
DateMar 2007
Total AUM$39.7M
Discretionary$38.6M
Non-Disc.$1M
Employees10
Clients--
DateJan 2005
Total AUM$28.9M
Discretionary$28M
Non-Disc.$842.3K
Employees10
Clients--
DateJan 2005
Total AUM$28.9M
Discretionary$28M
Non-Disc.$842.3K
Employees10
Clients--