CUENCA, FRANK AUGUSTINE
Legal name: THE RETIREMENT GROUP
CRD #123102 SEC #801-63601 SAN DIEGO, CA 619-231-0663
SEC Registered
Total AUM
$63.7M
Discretionary
$0
Employees
5
Clients
101
Accounts
263
Firm Details
- Organization Type
- Sole Proprietorship
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 13, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CUENCA, FRANK, AUGUSTINE | I | OWNER AND CHIEF COMPLIANCE OFFICER | E | Control |
| CUENCA, FRANK, AUGUSTINE | I | OWNER AND CHIEF COMPLIANCE OFFICER | E | Control |
| CUENCA, FRANK, AUGUSTINE | I | OWNER AND CHIEF COMPLIANCE OFFICER | E | Control |
| CUENCA, FRANK, AUGUSTINE | I | OWNER AND CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Feb 13, 2007 REGISTERED
Notice Filings (13)
AZ CA CO HI IL KS MO NJ NM NV NY OR TX
Address
707 BROADWAYSUITE 1920
SAN DIEGO, CA 92101
USA
Phone: 619-231-0663