ARTHURS LESTRANGE INVESTMENT ADVISORY, INC.
CRD #123161 SEC #801-61568 PITTSBURGH, PA 412-566-6800
SEC Registered
Total AUM
$349.4M
Discretionary
$349.4M
Employees
5
Clients
--
Accounts
75
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- SEPTEMBER
- Registration Date
- --
- Latest Filing
- Jan 3, 2006
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| FRIDAY, MICHAEL | I | VICE PRESIDENT/SEC. | NA | Control |
| KINNERMAN, JOHN, ANDREW | I | VICE PRESIDENT/TREAS. | NA | Control |
| KINNERMAN, JOHN, ANDREW | I | VICE PRESIDENT/TREAS. | NA | Control |
| KINNERMAN, JOHN, ANDREW | I | VICE PRESIDENT/TREAS. | NA | Control |
| KINNERMAN, JOHN, ANDREW | I | VICE PRESIDENT/TREAS. | NA | Control |
| ORR, BRIAN, GERALD | I | PRESIDENT | NA | Control |
| ORR, BRIAN, GERALD | I | PRESIDENT | NA | Control |
| ORR, BRIAN, GERALD | I | PRESIDENT | NA | Control |
| ORR, BRIAN, GERALD | I | PRESIDENT | NA | Control |
| VALOTTA, EILEEN, TERESA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VALOTTA, EILEEN, TERESA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VALOTTA, EILEEN, TERESA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ALCO HOLDINGS INC. | DE | HOLDING CO. OF I/A FIRM | E | Control |
| ALCO HOLDINGS INC. | DE | HOLDING CO. OF I/A FIRM | E | Control |
| FERRIS, BAKER WATTS INCORPORATED | DE | PARENT COMPANY | E | Control |
| FERRIS, BAKER WATTS INCORPORATED | DE | PARENT COMPANY | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| FERRIS, BAKER WATTS, INC EMPLOYEE STOCK OWNERSHIP PLAN | DE | FERRIS, BAKER WATTS, INC. | D | |
| FERRIS, BAKER WATTS, INC EMPLOYEE STOCK OWNERSHIP PLAN | DE | FERRIS, BAKER WATTS, INC. | D | |
| BOVA, MICHAEL, PETER | I | ALCO HOLDINGS INC | C | Control |
| BOVA, MICHAEL, PETER | I | ALCO HOLDINGS INC | C | Control |
| FERRIS, GEORGE, MALLETTE | I | FERRIS, BAKER WATTS, INC. | C | Control |
| FERRIS, GEORGE, MALLETTE | I | FERRIS, BAKER WATTS, INC. | C | Control |
Registrations
Federal
IA
Jan 3, 2006 REGISTERED
Notice Filings (2)
OH PA
Address
TWO GATEWAY CENTERSUITE 1630
PITTSBURGH, PA 15222
USA
Phone: 412-566-6800