HELM CAPITAL MANAGEMENT LLC
Legal name: HELM CAPITAL MANAGEMENT
CRD #123174 SEC #801-81063 SEATTLE, WA 206-654-6200
SEC Registered
Total AUM
$203.1M
Discretionary
$203.1M
Employees
1
Clients
--
Accounts
148
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Washington
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 26, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ZUCK, MATTHEW, DEAN | I | CCO, PARTNER | NA | |
| ZUCK, MATTHEW, DEAN | I | CCO, PARTNER | NA | |
| MALAKOFF, EDWARD, S | I | CHIEF COMPLIANCE OFFICER | E | Control |
| MALAKOFF, EDWARD, S | I | CHIEF COMPLIANCE OFFICER | E | Control |
| MALAKOFF, EDWARD, S | I | CHIEF COMPLIANCE OFFICER | E | Control |
| MALAKOFF, EDWARD, S | I | CHIEF COMPLIANCE OFFICER | E | Control |
| MALAKOFF, EDWARD, S | I | CHIEF COMPLIANCE OFFICER | E | Control |
| MALAKOFF, EDWARD, S | I | CHIEF COMPLIANCE OFFICER | E | Control |
| MALAKOFF, EDWARD, S | I | CHIEF COMPLIANCE OFFICER | E | Control |
| MALAKOFF, EDWARD, S | I | CHIEF COMPLIANCE OFFICER | E | Control |
| MALAKOFF, EDWARD, S | I | CHIEF COMPLIANCE OFFICER | E | Control |
| MALAKOFF, EDWARD, S | I | CHIEF COMPLIANCE OFFICER | E | Control |
| MALAKOFF, EDWARD, S | I | CHIEF COMPLIANCE OFFICER | E | Control |
| MALAKOFF, EDWARD, SOLOMON | I | MANAGING MEMBER, CCO | E | Control |
| MALAKOFF, EDWARD, SOLOMON | I | MANAGING MEMBER, CCO | E | Control |
| MALAKOFF, EDWARD, SOLOMON | I | MANAGING MEMBER | E | Control |
| MALAKOFF, EDWARD, SOLOMON | I | MANAGING MEMBER | E | Control |
| MALAKOFF, EDWARD, SOLOMON | I | CCO, PRINCIPAL | E | Control |
| MALAKOFF, EDWARD, SOLOMON | I | CCO, PRINCIPAL | E | Control |
| MALAKOFF, EDWARD, SOLOMON | I | CCO, PRINCIPAL | E | Control |
| MALAKOFF, EDWARD, SOLOMON | I | CCO, PRINCIPAL | E | Control |
| MALAKOFF, EDWARD, SOLOMON | I | CCO, PRINCIPAL | E | Control |
| MALAKOFF, EDWARD, SOLOMON | I | CCO, PRINCIPAL | E | Control |
| MALAKOFF, EDWARD, SOLOMON | I | CCO, PRINCIPAL | E | Control |
| MALAKOFF, EDWARD, SOLOMON | I | CCO, PRINCIPAL | E | Control |
| MALAKOFF, EDWARD, SOLOMON | I | CCO, PRINCIPAL | E | Control |
Registrations
Federal
IA
Mar 26, 2025 REGISTERED
Notice Filings (3)
CA TX WA
Address
1904 THIRD AVENUE, SUITE 325SEATTLE, WA 98101
United States
Phone: 206-654-6200