GM FINANCIAL ADVISORS, INC.
Legal name: GM FINANCIAL GROUP
CRD #123220 SEC #801-66915 ALLENTOWN, PA 610-398-7333
SEC Registered
Total AUM
$31.5M
Discretionary
$31.5M
Employees
5
Clients
0
Accounts
264
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 21, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| MENZIES, GARY, DONALD | I | CHIEF COMPLIANCE OFFICER | NA | |
| MENZIES, GARY, DONALD | I | CHIEF COMPLIANCE OFFICER | NA | |
| FINANCIAL SECURITY CONSULTANTS, INC. | DE | INDIRECT OWNER | E | Control |
| FINANCIAL SECURITY CONSULTANTS, INC. | DE | INDIRECT OWNER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| MENZIES, GARY, DONALD | I | FINANCIAL SECURITY CONSULTANTS, INC. | E | Control |
| MENZIES, GARY, DONALD | I | FINANCIAL SECURITY CONSULTANTS, INC. | E | Control |
Registrations
Federal
IA
Mar 21, 2007 REGISTERED
Notice Filings (1)
PA
Address
4972 MEDICAL CENTER CIRCLEALLENTOWN, PA 18106
USA
Phone: 610-398-7333