ROCKY HILL ADVISORS INC.
CRD #123242 SEC #801-70602 PEABODY, MA 978-531-5900
SEC Registered
Total AUM
$33.6M
Discretionary
$0
Employees
3
Clients
--
Accounts
112
Firm Details
- Organization Type
- Corporation
- State of Formation
- Massachusetts
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 7, 2014
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| FERRIERO, PETER, ANTHONY | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| FERRIERO, PETER, ANTHONY | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| FERRIERO, PETER, ANTHONY | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| FERRIERO, PETER, ANTHONY | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| FERRIERO, PETER, ANTHONY | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| FERRIERO, PETER, ANTHONY | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| FERRIERO, PETER, ANTHONY | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| FERRIERO, PETER, ANTHONY | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| NUNES, KEVIN, W | I | CHIEF FINANCIAL OFFICER | D | Control |
| NUNES, KEVIN, W | I | CHIEF FINANCIAL OFFICER | D | Control |
| NUNES, KEVIN, W | I | CHIEF FINANCIAL OFFICER | D | Control |
| NUNES, KEVIN, W | I | CHIEF FINANCIAL OFFICER | D | Control |
| NUNES, KEVIN, W | I | CHIEF FINANCIAL OFFICER | D | Control |
| NUNES, KEVIN, W | I | CHIEF FINANCIAL OFFICER | D | Control |
| NUNES, KEVIN, W | I | CHIEF FINANCIAL OFFICER | D | Control |
| NUNES, KEVIN, W | I | CHIEF FINANCIAL OFFICER | D | Control |
Registrations
Federal
IA
Apr 7, 2014 REGISTERED
Notice Filings (1)
MA
Address
7 ESSEX GREEN DRIVESUITE 53-55
PEABODY, MA 01960
United States
Phone: 978-531-5900