BUENA VISTA INVESTMENT MANAGEMENT LLC
CRD #123252 SEC #801-63732 WISCONSIN RAPIDS, WI 715-422-0700
SEC Registered
Total AUM
$59M
Discretionary
$59M
Employees
1
Clients
0
Accounts
170
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Wisconsin
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 16, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| MOFFAT, JOHN, L | I | PARTNER | D | Control |
| MOFFAT, JOHN, L | I | PARTNER | D | Control |
| MOFFAT, JOHN, L | I | PARTNER | D | Control |
| MOFFAT, JOHN, L | I | PARTNER | D | Control |
| MOFFAT, JOHN, L | I | PARTNER | D | Control |
| MOFFAT, JOHN, L | I | PARTNER | D | Control |
| MOFFAT, JOHN, L | I | PARTNER | D | Control |
| MOFFAT, JOHN, L | I | PARTNER | D | Control |
| MOFFAT, JOHN, L | I | PARTNER | D | Control |
| MOFFAT, JOHN, L | I | PARTNER | D | Control |
| MOFFAT, JOHN, L | I | PARTNER | D | Control |
| MOFFAT, JOHN, L | I | PARTNER | D | Control |
| MOFFAT, JOHN, L | I | PARTNER | D | Control |
| SULLIVAN, JOEL, EUGENE | I | PARTNER/CHIEF COMPLIANCE OFFICER | D | Control |
| SULLIVAN, JOEL, EUGENE | I | PARTNER/CHIEF COMPLIANCE OFFICER | D | Control |
| SULLIVAN, JOEL, EUGENE | I | PARTNER/CHIEF COMPLIANCE OFFICER | D | Control |
| SULLIVAN, JOEL, EUGENE | I | PARTNER/CHIEF COMPLIANCE OFFICER | D | Control |
| SULLIVAN, JOEL, EUGENE | I | PARTNER/CHIEF COMPLIANCE OFFICER | D | Control |
| SULLIVAN, JOEL, EUGENE | I | PARTNER/CHIEF COMPLIANCE OFFICER | D | Control |
| SULLIVAN, JOEL, EUGENE | I | PARTNER/CHIEF COMPLIANCE OFFICER | D | Control |
| SULLIVAN, JOEL, EUGENE | I | PARTNER/CHIEF COMPLIANCE OFFICER | D | Control |
| SULLIVAN, JOEL, EUGENE | I | PARTNER/CHIEF COMPLIANCE OFFICER | D | Control |
| SULLIVAN, JOEL, EUGENE | I | PARTNER/CHIEF COMPLIANCE OFFICER | D | Control |
| SULLIVAN, JOEL, EUGENE | I | PARTNER/CHIEF COMPLIANCE OFFICER | D | Control |
| SULLIVAN, JOEL, EUGENE | I | PARTNER/CHIEF COMPLIANCE OFFICER | D | Control |
| SULLIVAN, JOEL, EUGENE | I | PARTNER/CHIEF COMPLIANCE OFFICER | D | Control |
| BREY, PETER, WILLIAM | I | PARTNER | B | |
| BREY, PETER, WILLIAM | I | PARTNER | B | |
| BREY, PETER, WILLIAM | I | PARTNER | B | |
| BREY, PETER, WILLIAM | I | PARTNER | B | |
| BREY, PETER, WILLIAM | I | PARTNER | B |
Registrations
Federal
IA
May 16, 2012 REGISTERED
Notice Filings (4)
FL IL MI WI
Address
241 3RD STREET SOUTHWISCONSIN RAPIDS, WI 54494
United States
Phone: 715-422-0700