STRATEGIC WEALTH MANAGEMENT, LLC
CRD #123321 SEC #801-67075 PEORIA, IL 309-673-7526
SEC Registered
Total AUM
$44.7M
Discretionary
$44.7M
Employees
1
Clients
1
Accounts
338
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Illinois
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 2, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| LEE, ALAN, LEWIS | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| LEE, ALAN, LEWIS | I | OWNER/CHIEF COMPLIANCE OFFICER/MANAGING MEMBER | E | Control |
| LEE, ALAN, LEWIS | I | OWNER/CHIEF COMPLIANCE OFFICER/MANAGING MEMBER | E | Control |
| LEE, ALAN, LEWIS | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| LEE, ALAN, LEWIS | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| LEE, ALAN, LEWIS | I | OWNER/CHIEF COMPLIANCE OFFICER/MANAGING MEMBER | E | Control |
| LEE, ALAN, LEWIS | I | OWNER/CHIEF COMPLIANCE OFFICER/MANAGING MEMBER | E | Control |
| LEE, ALAN, LEWIS | I | OWNER/CHIEF COMPLIANCE OFFICER/MANAGING MEMBER | E | Control |
| LEE, ALAN, LEWIS | I | OWNER/CHIEF COMPLIANCE OFFICER/MANAGING MEMBER | E | Control |
Registrations
Federal
IA
May 2, 2012 REGISTERED
Notice Filings (2)
IL TN
Address
114 STATE STREET, SUITE 2EPEORIA, IL 61602
United States
Phone: 309-673-7526