IVY INVESTMENT MANAGEMENT COMPANY
Legal name: IVY INVESTMENTS
CRD #123381 SEC #801-61515 OVERLAND PARK, KS 913-236-2000
SEC Registered Private Funds
Total AUM
$1.6B
Discretionary
$1.6B
Employees
64
Clients
--
Accounts
35
Firm Details
- Organization Type
- Corporation
- State of Formation
- Delaware
- Fiscal Year End
- MARCH
- Registration Date
- --
- Latest Filing
- Jun 29, 2022
- Branch Offices
- 0
- LEI
- 549300F178E4UZJNUI38
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| AVERY, MICHAEL, L | I | EXECUTIVE VICE PRESIDENT AND CHIEF INVESTMENT OFFICER | NA | Control |
| AVERY, MICHAEL, L | I | EXECUTIVE VICE PRESIDENT AND CHIEF INVESTMENT OFFICER | NA | Control |
| AVERY, MICHAEL, L | I | EXECUTIVE VICE PRESIDENT, DIRECTOR AND CHIEF INVESTMENT OFFICER | NA | Control |
| AVERY, MICHAEL, L | I | EXECUTIVE VICE PRESIDENT, DIRECTOR AND CHIEF INVESTMENT OFFICER | NA | Control |
| AVERY, MICHAEL, L | I | EXECUTIVE VICE PRESIDENT AND DIRECTOR | NA | Control |
| AVERY, MICHAEL, L | I | EXECUTIVE VICE PRESIDENT AND DIRECTOR | NA | Control |
| AVERY, MICHAEL, L | I | EXECUTIVE VICE PRESIDENT AND DIRECTOR | NA | Control |
| AVERY, MICHAEL, L | I | EXECUTIVE VICE PRESIDENT AND DIRECTOR | NA | Control |
| AVERY, MICHAEL, L | I | EXECUTIVE VICE PRESIDENT AND DIRECTOR | NA | Control |
| AVERY, MICHAEL, L | I | EXECUTIVE VICE PRESIDENT AND DIRECTOR | NA | Control |
| AVERY, MICHAEL, L | I | EXECUTIVE VICE PRESIDENT, DIRECTOR AND CHIEF INVESTMENT OFFICER | NA | Control |
| AVERY, MICHAEL, L | I | EXECUTIVE VICE PRESIDENT, DIRECTOR AND CHIEF INVESTMENT OFFICER | NA | Control |
| AVERY, MICHAEL, L | I | PRESIDENT AND DIRECTOR | NA | Control |
| AVERY, MICHAEL, L | I | EXECUTIVE VICE PRESIDENT AND DIRECTOR | NA | Control |
| AVERY, MICHAEL, L | I | EXECUTIVE VICE PRESIDENT AND DIRECTOR | NA | Control |
| AVERY, MICHAEL, L | I | EXECUTIVE VICE PRESIDENT AND DIRECTOR | NA | Control |
| AVERY, MICHAEL, L | I | EXECUTIVE VICE PRESIDENT AND DIRECTOR | NA | Control |
| AVERY, MICHAEL, L | I | EXECUTIVE VICE PRESIDENT AND DIRECTOR | NA | Control |
| AVERY, MICHAEL, L | I | EXECUTIVE VICE PRESIDENT AND DIRECTOR | NA | Control |
| AVERY, MICHAEL, L | I | EXECUTIVE VICE PRESIDENT AND DIRECTOR | NA | Control |
| AVERY, MICHAEL, L | I | EXECUTIVE VICE PRESIDENT AND DIRECTOR | NA | Control |
| AVERY, MICHAEL, L | I | EXECUTIVE VICE PRESIDENT AND DIRECTOR | NA | Control |
| AVERY, MICHAEL, L | I | EXECUTIVE VICE PRESIDENT AND DIRECTOR | NA | Control |
| AVERY, MICHAEL, L | I | EXECUTIVE VICE PRESIDENT AND DIRECTOR | NA | Control |
| AVERY, MICHAEL, L | I | EXECUTIVE VICE PRESIDENT AND DIRECTOR | NA | Control |
| AVERY, MICHAEL, L | I | EXECUTIVE VICE PRESIDENT AND DIRECTOR | NA | Control |
| AVERY, MICHAEL, L | I | EXECUTIVE VICE PRESIDENT AND DIRECTOR | NA | Control |
| AVERY, MICHAEL, L | I | EXECUTIVE VICE PRESIDENT AND DIRECTOR | NA | Control |
| AVERY, MICHAEL, L | I | EXECUTIVE VICE PRESIDENT AND DIRECTOR | NA | Control |
| AVERY, MICHAEL, L | I | EXECUTIVE VICE PRESIDENT AND DIRECTOR | NA | Control |
| AVERY, MICHAEL, L | I | EXECUTIVE VICE PRESIDENT AND DIRECTOR | NA | Control |
| AVERY, MICHAEL, L | I | EXECUTIVE VICE PRESIDENT AND DIRECTOR | NA | Control |
| AVERY, MICHAEL, L | I | EXECUTIVE VICE PRESIDENT AND DIRECTOR | NA | Control |
| AVERY, MICHAEL, L | I | EXECUTIVE VICE PRESIDENT AND DIRECTOR | NA | Control |
| AVERY, MICHAEL, L | I | EXECUTIVE VICE PRESIDENT AND DIRECTOR | NA | Control |
| AVERY, MICHAEL, L | I | EXECUTIVE VICE PRESIDENT AND DIRECTOR | NA | Control |
| AVERY, MICHAEL, L | I | EXECUTIVE VICE PRESIDENT AND DIRECTOR | NA | Control |
| AVERY, MICHAEL, L | I | EXECUTIVE VICE PRESIDENT AND DIRECTOR | NA | Control |
| AVERY, MICHAEL, L | I | EXECUTIVE VICE PRESIDENT AND DIRECTOR | NA | Control |
| BIVIN, THOMAS, HINISH | I | VICE PRESIDENT | NA | Control |
| BLOSS, BRENT, KYLE | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER & DIRECTOR | NA | Control |
| BLOSS, BRENT, KYLE | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER & DIRECTOR | NA | Control |
| BLOSS, BRENT, KYLE | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER & DIRECTOR | NA | Control |
| BLOSS, BRENT, KYLE | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER & DIRECTOR | NA | Control |
| BLOSS, BRENT, KYLE | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER & DIRECTOR | NA | Control |
| BLOSS, BRENT, KYLE | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER & DIRECTOR | NA | Control |
| BLOSS, BRENT, KYLE | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER & DIRECTOR | NA | Control |
| BLOSS, BRENT, KYLE | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER & DIRECTOR | NA | Control |
| BLOSS, BRENT, KYLE | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER & DIRECTOR | NA | Control |
| BLOSS, BRENT, KYLE | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER & DIRECTOR | NA | Control |
| BLOSS, BRENT, KYLE | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER & DIRECTOR | NA | Control |
| BLOSS, BRENT, KYLE | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER & DIRECTOR | NA | Control |
| BLOSS, BRENT, KYLE | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER & DIRECTOR | NA | Control |
| BLOSS, BRENT, KYLE | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER & DIRECTOR | NA | Control |
| BLOSS, BRENT, KYLE | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER & DIRECTOR | NA | Control |
| BLOSS, BRENT, KYLE | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER & DIRECTOR | NA | Control |
| BLOSS, BRENT, KYLE | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER & DIRECTOR | NA | Control |
| BLOSS, BRENT, KYLE | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER & DIRECTOR | NA | Control |
| BLOSS, BRENT, KYLE | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER & DIRECTOR | NA | Control |
| BLOSS, BRENT, KYLE | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER & DIRECTOR | NA | Control |
| BLOSS, BRENT, KYLE | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER & DIRECTOR | NA | Control |
| BLOSS, BRENT, KYLE | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER & DIRECTOR | NA | Control |
| BLOSS, BRENT, KYLE | I | SENIOR VICE PRESIDENT, DIRECTOR | NA | Control |
| BLOSS, BRENT, KYLE | I | SENIOR VICE PRESIDENT, DIRECTOR | NA | Control |
| BLOSS, BRENT, KYLE | I | SENIOR VICE PRESIDENT, DIRECTOR | NA | Control |
| BLOSS, BRENT, KYLE | I | SENIOR VICE PRESIDENT, DIRECTOR | NA | Control |
| BLOSS, BRENT, KYLE | I | SENIOR VICE PRESIDENT, DIRECTOR | NA | Control |
| BLOSS, BRENT, KYLE | I | SENIOR VICE PRESIDENT, DIRECTOR | NA | Control |
| BLOSS, BRENT, KYLE | I | SENIOR VICE PRESIDENT, DIRECTOR | NA | Control |
| BLOSS, BRENT, KYLE | I | SENIOR VICE PRESIDENT, DIRECTOR | NA | Control |
| BLOSS, BRENT, KYLE | I | SENIOR VICE PRESIDENT, DIRECTOR | NA | Control |
| BLOSS, BRENT, KYLE | I | SENIOR VICE PRESIDENT, DIRECTOR | NA | Control |
| BLOSS, BRENT, KYLE | I | SENIOR VICE PRESIDENT, DIRECTOR | NA | Control |
| BLOSS, BRENT, KYLE | I | SENIOR VICE PRESIDENT, DIRECTOR | NA | Control |
| BLOSS, BRENT, KYLE | I | SENIOR VICE PRESIDENT, DIRECTOR | NA | Control |
| BUTCH, THOMAS, WILLIAM | I | DIRECTOR, SENIOR VICE PRESIDENT & CHIEF MARKETING OFFICER | NA | Control |
| BUTCH, THOMAS, WILLIAM | I | DIRECTOR, SENIOR VICE PRESIDENT & CHIEF MARKETING OFFICER | NA | Control |
| BUTCH, THOMAS, WILLIAM | I | DIRECTOR, SENIOR VICE PRESIDENT & CHIEF MARKETING OFFICER | NA | Control |
| BUTCH, THOMAS, WILLIAM | I | DIRECTOR, SENIOR VICE PRESIDENT & CHIEF MARKETING OFFICER | NA | Control |
| BUTCH, THOMAS, WILLIAM | I | DIRECTOR, SENIOR VICE PRESIDENT & CHIEF MARKETING OFFICER | NA | Control |
| BUTCH, THOMAS, WILLIAM | I | DIRECTOR, SENIOR VICE PRESIDENT & CHIEF MARKETING OFFICER | NA | Control |
| BUTCH, THOMAS, WILLIAM | I | DIRECTOR, SENIOR VICE PRESIDENT & CHIEF MARKETING OFFICER | NA | Control |
| BUTCH, THOMAS, WILLIAM | I | DIRECTOR, SENIOR VICE PRESIDENT & CHIEF MARKETING OFFICER | NA | Control |
| BUTCH, THOMAS, WILLIAM | I | DIRECTOR, SENIOR VICE PRESIDENT & CHIEF MARKETING OFFICER | NA | Control |
| BUTCH, THOMAS, WILLIAM | I | DIRECTOR, SENIOR VICE PRESIDENT & CHIEF MARKETING OFFICER | NA | Control |
| BUTCH, THOMAS, WILLIAM | I | DIRECTOR, SENIOR VICE PRESIDENT & CHIEF MARKETING OFFICER | NA | Control |
| BUTCH, THOMAS, WILLIAM | I | DIRECTOR, SENIOR VICE PRESIDENT & CHIEF MARKETING OFFICER | NA | Control |
| BUTCH, THOMAS, WILLIAM | I | DIRECTOR, SENIOR VICE PRESIDENT & CHIEF MARKETING OFFICER | NA | Control |
| BUTCH, THOMAS, WILLIAM | I | DIRECTOR, SENIOR VICE PRESIDENT & CHIEF MARKETING OFFICER | NA | Control |
| BUTCH, THOMAS, WILLIAM | I | DIRECTOR, SENIOR VICE PRESIDENT & CHIEF MARKETING OFFICER | NA | Control |
| BUTCH, THOMAS, WILLIAM | I | DIRECTOR, SENIOR VICE PRESIDENT & CHIEF MARKETING OFFICER | NA | Control |
| BUTCH, THOMAS, WILLIAM | I | DIRECTOR, SENIOR VICE PRESIDENT & CHIEF MARKETING OFFICER | NA | Control |
| BUTCH, THOMAS, WILLIAM | I | DIRECTOR, SENIOR VICE PRESIDENT & CHIEF MARKETING OFFICER | NA | Control |
| BUTCH, THOMAS, WILLIAM | I | DIRECTOR, SENIOR VICE PRESIDENT & CHIEF MARKETING OFFICER | NA | Control |
| BUTCH, THOMAS, WILLIAM | I | DIRECTOR, SENIOR VICE PRESIDENT & CHIEF MARKETING OFFICER | NA | Control |
| BUTCH, THOMAS, WILLIAM | I | DIRECTOR, SENIOR VICE PRESIDENT & CHIEF MARKETING OFFICER | NA | Control |
| BUTCH, THOMAS, WILLIAM | I | DIRECTOR, SENIOR VICE PRESIDENT & CHIEF MARKETING OFFICER | NA | Control |
| BUTCH, THOMAS, WILLIAM | I | DIRECTOR, SENIOR VICE PRESIDENT & CHIEF MARKETING OFFICER | NA | Control |
| BUTCH, THOMAS, WILLIAM | I | DIRECTOR, SENIOR VICE PRESIDENT & CHIEF MARKETING OFFICER | NA | Control |
| BUTCH, THOMAS, WILLIAM | I | DIRECTOR, SENIOR VICE PRESIDENT & CHIEF MARKETING OFFICER | NA | Control |
| BUTCH, THOMAS, WILLIAM | I | DIRECTOR, SENIOR VICE PRESIDENT & CHIEF MARKETING OFFICER | NA | Control |
| BUTCH, THOMAS, WILLIAM | I | DIRECTOR, SENIOR VICE PRESIDENT & CHIEF MARKETING OFFICER | NA | Control |
| BUTCH, THOMAS, WILLIAM | I | DIRECTOR, SENIOR VICE PRESIDENT & CHIEF MARKETING OFFICER | NA | Control |
| BUTCH, THOMAS, WILLIAM | I | DIRECTOR, SENIOR VICE PRESIDENT & CHIEF MARKETING OFFICER | NA | Control |
| BUTCH, THOMAS, WILLIAM | I | DIRECTOR, SENIOR VICE PRESIDENT & CHIEF MARKETING OFFICER | NA | Control |
| BUTCH, THOMAS, WILLIAM | I | DIRECTOR, SENIOR VICE PRESIDENT & CHIEF MARKETING OFFICER | NA | Control |
| BUTCH, THOMAS, WILLIAM | I | DIRECTOR, SENIOR VICE PRESIDENT & CHIEF MARKETING OFFICER | NA | Control |
| BUTCH, THOMAS, WILLIAM | I | DIRECTOR, SENIOR VICE PRESIDENT & CHIEF MARKETING OFFICER | NA | Control |
| BUTCH, THOMAS, WILLIAM | I | DIRECTOR, SENIOR VICE PRESIDENT & CHIEF MARKETING OFFICER | NA | Control |
| BUTCH, THOMAS, WILLIAM | I | DIRECTOR, SENIOR VICE PRESIDENT & CHIEF MARKETING OFFICER | NA | Control |
| BUTCH, THOMAS, WILLIAM | I | DIRECTOR, SENIOR VICE PRESIDENT & CHIEF MARKETING OFFICER | NA | Control |
| BUTCH, THOMAS, WILLIAM | I | DIRECTOR, SENIOR VICE PRESIDENT & CHIEF MARKETING OFFICER | NA | Control |
| BUTCH, THOMAS, WILLIAM | I | DIRECTOR, SENIOR VICE PRESIDENT & CHIEF MARKETING OFFICER | NA | Control |
| BUTCH, THOMAS, WILLIAM | I | DIRECTOR, SENIOR VICE PRESIDENT & CHIEF MARKETING OFFICER | NA | Control |
| BUTCH, THOMAS, WILLIAM | I | DIRECTOR, SENIOR VICE PRESIDENT & CHIEF MARKETING OFFICER | NA | Control |
| BUTCH, THOMAS, WILLIAM | I | DIRECTOR, SENIOR VICE PRESIDENT & CHIEF MARKETING OFFICER | NA | Control |
| BUTCH, THOMAS, WILLIAM | I | DIRECTOR, SENIOR VICE PRESIDENT & CHIEF MARKETING OFFICER | NA | Control |
| BUTCH, THOMAS, WILLIAM | I | SENIOR VICE PRESIDENT & CHIEF MARKETING OFFICER | NA | Control |
| BUTCH, THOMAS, WILLIAM | I | DIRECTOR, SENIOR VICE PRESIDENT & CHIEF MARKETING OFFICER | NA | Control |
| BUTCH, THOMAS, WILLIAM | I | SENIOR VICE PRESIDENT & CHIEF MARKETING OFFICER | NA | Control |
| BUTCH, THOMAS, WILLIAM | I | SENIOR VICE PRESIDENT & CHIEF MARKETING OFFICER | NA | Control |
| BUTCH, THOMAS, WILLIAM | I | SENIOR VICE PRESIDENT & CHIEF MARKETING OFFICER | NA | Control |
| BUYLE, MARK, PATRICK | I | SENIOR VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| BUYLE, MARK, PATRICK | I | SENIOR VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| BUYLE, MARK, PATRICK | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL | NA | Control |
| BUYLE, MARK, PATRICK | I | SENIOR VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| BUYLE, MARK, PATRICK | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL | NA | Control |
| BUYLE, MARK, PATRICK | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL | NA | Control |
| BUYLE, MARK, PATRICK | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL | NA | Control |
| BUYLE, MARK, PATRICK | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL | NA | Control |
| BUYLE, MARK, PATRICK | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL | NA | Control |
| CAPUZZI, MICHAEL, FRANCIS | I | SENIOR VICE PRESIDENT, US CHIEF OPERATING OFFICER | NA | Control |
| CAPUZZI, MICHAEL, FRANCIS | I | SENIOR VICE PRESIDENT, US CHIEF OPERATING OFFICER | NA | Control |
| CAPUZZI, MICHAEL, FRANCIS | I | SENIOR VICE PRESIDENT, US CHIEF OPERATING OFFICER | NA | Control |
| CAPUZZI, MICHAEL, FRANCIS | I | SENIOR VICE PRESIDENT, US CHIEF OPERATING OFFICER | NA | Control |
| CAPUZZI, MICHAEL, FRANCIS | I | SENIOR VICE PRESIDENT, US CHIEF OPERATING OFFICER | NA | Control |
| CIPOLLA, LAWRENCE, JOSEPH | I | SENIOR VICE PRESIDENT | NA | |
| CIPOLLA, LAWRENCE, JOSEPH | I | SENIOR VICE PRESIDENT | NA | |
| CLOUSE, BENJAMIN, RUSSELL | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER | NA | Control |
| CLOUSE, BENJAMIN, RUSSELL | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER | NA | Control |
| CLOUSE, BENJAMIN, RUSSELL | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER | NA | Control |
| CLOUSE, BENJAMIN, RUSSELL | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER | NA | Control |
| CLOUSE, BENJAMIN, RUSSELL | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER | NA | Control |
| CLOUSE, BENJAMIN, RUSSELL | I | SENIOR VICE PRESIDENT, TREASURER | NA | Control |
| CLOUSE, BENJAMIN, RUSSELL | I | SENIOR VICE PRESIDENT, TREASURER | NA | Control |
| CLOUSE, BENJAMIN, RUSSELL | I | SENIOR VICE PRESIDENT, DIRECTOR | NA | Control |
| CLOUSE, BENJAMIN, RUSSELL | I | SENIOR VICE PRESIDENT, DIRECTOR | NA | Control |
| CLOUSE, BENJAMIN, RUSSELL | I | SENIOR VICE PRESIDENT, DIRECTOR | NA | Control |
| CLOUSE, BENJAMIN, RUSSELL | I | SENIOR VICE PRESIDENT, DIRECTOR | NA | Control |
| CONNEALY, DANIEL, PAUL | I | SENIOR VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| CONNEALY, DANIEL, PAUL | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER | NA | Control |
| CONNEALY, DANIEL, PAUL | I | SENIOR VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| CONNEALY, DANIEL, PAUL | I | SENIOR VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| CONNEALY, DANIEL, PAUL | I | SENIOR VICE PRESIDENT AND CHIEF FINANCIAL OFFICER, DIRECTOR | NA | Control |
| CONNEALY, DANIEL, PAUL | I | SENIOR VICE PRESIDENT AND CHIEF FINANCIAL OFFICER, DIRECTOR | NA | Control |
| CONNEALY, DANIEL, PAUL | I | SENIOR VICE PRESIDENT AND CHIEF FINANCIAL OFFICER, DIRECTOR | NA | Control |
| CONNEALY, DANIEL, PAUL | I | SENIOR VICE PRESIDENT AND CHIEF FINANCIAL OFFICER, DIRECTOR | NA | Control |
| CONNEALY, DANIEL, PAUL | I | SENIOR VICE PRESIDENT AND CHIEF FINANCIAL OFFICER, DIRECTOR | NA | Control |
| CONNEALY, DANIEL, PAUL | I | SENIOR VICE PRESIDENT AND CHIEF FINANCIAL OFFICER, DIRECTOR | NA | Control |
| CONNEALY, DANIEL, PAUL | I | SENIOR VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| CONNEALY, DANIEL, PAUL | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER | NA | Control |
| CONNEALY, DANIEL, PAUL | I | SENIOR VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| CONNEALY, DANIEL, PAUL | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER | NA | Control |
| CONNEALY, DANIEL, PAUL | I | SENIOR VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| CONNEALY, DANIEL, PAUL | I | SENIOR VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| CONNEALY, DANIEL, PAUL | I | SENIOR VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| CONNEALY, DANIEL, PAUL | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND DIRECTOR | NA | Control |
| CONNEALY, DANIEL, PAUL | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND DIRECTOR | NA | Control |
| CONNEALY, DANIEL, PAUL | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND DIRECTOR | NA | Control |
| CONNEALY, DANIEL, PAUL | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND DIRECTOR | NA | Control |
| CONNEALY, DANIEL, PAUL | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND DIRECTOR | NA | Control |
| CONNEALY, DANIEL, PAUL | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND DIRECTOR | NA | Control |
| CONNOR, DAVID, FORRESTER | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL | NA | Control |
| CONNOR, DAVID, FORRESTER | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL | NA | Control |
| CONNOR, DAVID, FORRESTER | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL | NA | Control |
| CONNOR, DAVID, FORRESTER | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL | NA | Control |
| CONNOR, DAVID, FORRESTER | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL | NA | Control |
| Daley, Michael, John | I | SENIOR VICE PRESIDENT, PRINCIPAL FINANCIAL OFFICER | NA | Control |
| Daley, Michael, John | I | SENIOR VICE PRESIDENT, PRINCIPAL FINANCIAL OFFICER | NA | Control |
| Daley, Michael, John | I | SENIOR VICE PRESIDENT, PRINCIPAL FINANCIAL OFFICER | NA | Control |
| Daley, Michael, John | I | SENIOR VICE PRESIDENT, PRINCIPAL FINANCIAL OFFICER | NA | Control |
| HERRMANN, HENRY, JOHN | I | DIRECTOR & CHAIRMAN, PRESIDENT & CHIEF EXECUTIVE OFFICER | NA | Control |
| HERRMANN, HENRY, JOHN | I | DIRECTOR & CHAIRMAN, PRESIDENT & CHIEF EXECUTIVE OFFICER | NA | Control |
| HERRMANN, HENRY, JOHN | I | DIRECTOR & CHAIRMAN, PRESIDENT & CHIEF EXECUTIVE OFFICER | NA | Control |
| HERRMANN, HENRY, JOHN | I | DIRECTOR & CHAIRMAN, PRESIDENT & CHIEF EXECUTIVE OFFICER | NA | Control |
| HERRMANN, HENRY, JOHN | I | PRESIDENT, DIRECTOR & CHAIRMAN, & CHIEF EXECUTIVE OFFICER | NA | Control |
| HERRMANN, HENRY, JOHN | I | PRESIDENT, DIRECTOR & CHAIRMAN, & CHIEF EXECUTIVE OFFICER | NA | Control |
| HERRMANN, HENRY, JOHN | I | PRESIDENT, DIRECTOR & CHAIRMAN, & CHIEF EXECUTIVE OFFICER | NA | Control |
| HERRMANN, HENRY, JOHN | I | PRESIDENT, DIRECTOR & CHAIRMAN, & CHIEF EXECUTIVE OFFICER | NA | Control |
| HERRMANN, HENRY, JOHN | I | PRESIDENT, DIRECTOR & CHAIRMAN, & CHIEF EXECUTIVE OFFICER | NA | Control |
| HERRMANN, HENRY, JOHN | I | PRESIDENT, DIRECTOR & CHAIRMAN, & CHIEF EXECUTIVE OFFICER | NA | Control |
| HERRMANN, HENRY, JOHN | I | DIRECTOR & CHAIRMAN, PRESIDENT & CHIEF EXECUTIVE OFFICER | NA | Control |
| HERRMANN, HENRY, JOHN | I | DIRECTOR & CHAIRMAN, PRESIDENT & CHIEF EXECUTIVE OFFICER | NA | Control |
| HERRMANN, HENRY, JOHN | I | DIRECTOR & CHAIRMAN, PRESIDENT & CHIEF EXECUTIVE OFFICER | NA | Control |
| HERRMANN, HENRY, JOHN | I | DIRECTOR & CHAIRMAN, PRESIDENT & CHIEF EXECUTIVE OFFICER | NA | Control |
| HERRMANN, HENRY, JOHN | I | DIRECTOR & CHAIRMAN, PRESIDENT & CHIEF EXECUTIVE OFFICER | NA | Control |
| HERRMANN, HENRY, JOHN | I | DIRECTOR & CHAIRMAN, PRESIDENT & CHIEF EXECUTIVE OFFICER | NA | Control |
| HERRMANN, HENRY, JOHN | I | PRESIDENT, DIRECTOR & CHAIRMAN, & CHIEF EXECUTIVE OFFICER | NA | Control |
| HERRMANN, HENRY, JOHN | I | PRESIDENT, DIRECTOR & CHAIRMAN, & CHIEF EXECUTIVE OFFICER | NA | Control |
| HERRMANN, HENRY, JOHN | I | PRESIDENT, DIRECTOR & CHAIRMAN, & CHIEF EXECUTIVE OFFICER | NA | Control |
| HERRMANN, HENRY, JOHN | I | PRESIDENT, DIRECTOR, CHAIRMAN OF THE BOARD & CHIEF EXECUTIVE OFFICER | NA | Control |
| HERRMANN, HENRY, JOHN | I | PRESIDENT, DIRECTOR, CHAIRMAN OF THE BOARD & CHIEF EXECUTIVE OFFICER | NA | Control |
| HERRMANN, HENRY, JOHN | I | PRESIDENT, DIRECTOR, CHAIRMAN OF THE BOARD & CHIEF EXECUTIVE OFFICER | NA | Control |
| HERRMANN, HENRY, JOHN | I | PRESIDENT, DIRECTOR, CHAIRMAN OF THE BOARD & CHIEF EXECUTIVE OFFICER | NA | Control |
| HERRMANN, HENRY, JOHN | I | PRESIDENT, DIRECTOR, CHAIRMAN OF THE BOARD & CHIEF EXECUTIVE OFFICER | NA | Control |
| HERRMANN, HENRY, JOHN | I | PRESIDENT, DIRECTOR, CHAIRMAN OF THE BOARD & CHIEF EXECUTIVE OFFICER | NA | Control |
| HERRMANN, HENRY, JOHN | I | PRESIDENT, DIRECTOR, CHAIRMAN OF THE BOARD & CHIEF EXECUTIVE OFFICER | NA | Control |
| HERRMANN, HENRY, JOHN | I | PRESIDENT, DIRECTOR, CHAIRMAN OF THE BOARD & CHIEF EXECUTIVE OFFICER | NA | Control |
| HERRMANN, HENRY, JOHN | I | PRESIDENT, DIRECTOR, CHAIRMAN OF THE BOARD & CHIEF EXECUTIVE OFFICER | NA | Control |
| HERRMANN, HENRY, JOHN | I | PRESIDENT, DIRECTOR, CHAIRMAN OF THE BOARD & CHIEF EXECUTIVE OFFICER | NA | Control |
| HERRMANN, HENRY, JOHN | I | PRESIDENT, DIRECTOR, CHAIRMAN OF THE BOARD & CHIEF EXECUTIVE OFFICER | NA | Control |
| HERRMANN, HENRY, JOHN | I | PRESIDENT, DIRECTOR, CHAIRMAN OF THE BOARD & CHIEF EXECUTIVE OFFICER | NA | Control |
| HERRMANN, HENRY, JOHN | I | PRESIDENT, DIRECTOR, CHAIRMAN OF THE BOARD & CHIEF EXECUTIVE OFFICER | NA | Control |
| HERRMANN, HENRY, JOHN | I | PRESIDENT, DIRECTOR, CHAIRMAN OF THE BOARD & CHIEF EXECUTIVE OFFICER | NA | Control |
| HERRMANN, HENRY, JOHN | I | PRESIDENT, DIRECTOR, CHAIRMAN OF THE BOARD & CHIEF EXECUTIVE OFFICER | NA | Control |
| HERRMANN, HENRY, JOHN | I | PRESIDENT, DIRECTOR, CHAIRMAN OF THE BOARD & CHIEF EXECUTIVE OFFICER | NA | Control |
| HERRMANN, HENRY, JOHN | I | PRESIDENT, DIRECTOR, CHAIRMAN OF THE BOARD & CHIEF EXECUTIVE OFFICER | NA | Control |
| HERRMANN, HENRY, JOHN | I | PRESIDENT, DIRECTOR, CHAIRMAN OF THE BOARD & CHIEF EXECUTIVE OFFICER | NA | Control |
| HERRMANN, HENRY, JOHN | I | PRESIDENT, DIRECTOR, CHAIRMAN OF THE BOARD & CHIEF EXECUTIVE OFFICER | NA | Control |
| HERRMANN, HENRY, JOHN | I | PRESIDENT, DIRECTOR, CHAIRMAN OF THE BOARD & CHIEF EXECUTIVE OFFICER | NA | Control |
| HERRMANN, HENRY, JOHN | I | PRESIDENT, DIRECTOR, CHAIRMAN OF THE BOARD & CHIEF EXECUTIVE OFFICER | NA | Control |
| HERRMANN, HENRY, JOHN | I | PRESIDENT, DIRECTOR, CHAIRMAN OF THE BOARD & CHIEF EXECUTIVE OFFICER | NA | Control |
| HERRMANN, HENRY, JOHN | I | PRESIDENT, DIRECTOR, CHAIRMAN OF THE BOARD & CHIEF EXECUTIVE OFFICER | NA | Control |
| HERRMANN, HENRY, JOHN | I | PRESIDENT, DIRECTOR, CHAIRMAN OF THE BOARD & CHIEF EXECUTIVE OFFICER | NA | Control |
| HILLS, WENDY, JACQUELINE | I | SECRETARY, ASSOCIATE GENERAL COUNSEL AND VICE PRESIDENT | NA | Control |
| HILLS, WENDY, JACQUELINE | I | SECRETARY | NA | Control |
| HILLS, WENDY, JACQUELINE | I | SECRETARY, ASSOCIATE GENERAL COUNSEL & SENIOR VICE PRESIDENT | NA | Control |
| HILLS, WENDY, JACQUELINE | I | SECRETARY, ASSOCIATE GENERAL COUNSEL & SENIOR VICE PRESIDENT | NA | Control |
| HILLS, WENDY, JACQUELINE | I | SECRETARY, ASSOCIATE GENERAL COUNSEL & SENIOR VICE PRESIDENT | NA | Control |
| HILLS, WENDY, JACQUELINE | I | SECRETARY, ASSOCIATE GENERAL COUNSEL & SENIOR VICE PRESIDENT | NA | Control |
| HILLS, WENDY, JACQUELINE | I | SECRETARY, ASSOCIATE GENERAL COUNSEL & SENIOR VICE PRESIDENT | NA | Control |
| HILLS, WENDY, JACQUELINE | I | SECRETARY, ASSOCIATE GENERAL COUNSEL & SENIOR VICE PRESIDENT | NA | Control |
| HILLS, WENDY, JACQUELINE | I | SECRETARY, ASSOCIATE GENERAL COUNSEL & SENIOR VICE PRESIDENT | NA | Control |
| HILLS, WENDY, JACQUELINE | I | SECRETARY, ASSOCIATE GENERAL COUNSEL & SENIOR VICE PRESIDENT | NA | Control |
| HILLS, WENDY, JACQUELINE | I | SECRETARY | NA | Control |
| HILLS, WENDY, JACQUELINE | I | SECRETARY | NA | Control |
| HILLS, WENDY, JACQUELINE | I | SECRETARY, ASSOCIATE GENERAL COUNSEL AND VICE PRESIDENT | NA | Control |
| HILLS, WENDY, JACQUELINE | I | SECRETARY | NA | Control |
| HILLS, WENDY, JACQUELINE | I | SECRETARY, ASSOCIATE GENERAL COUNSEL & SENIOR VICE PRESIDENT | NA | Control |
| HILLS, WENDY, JACQUELINE | I | SECRETARY | NA | Control |
| HILLS, WENDY, JACQUELINE | I | SECRETARY, ASSOCIATE GENERAL COUNSEL & SENIOR VICE PRESIDENT | NA | Control |
| HILLS, WENDY, JACQUELINE | I | SECRETARY, ASSOCIATE GENERAL COUNSEL & SENIOR VICE PRESIDENT | NA | Control |
| HILLS, WENDY, JACQUELINE | I | SECRETARY, ASSOCIATE GENERAL COUNSEL & SENIOR VICE PRESIDENT | NA | Control |
| HILLS, WENDY, JACQUELINE | I | SECRETARY, GENERAL COUNSEL & SENIOR VICE PRESIDENT | NA | Control |
| HILLS, WENDY, JACQUELINE | I | SECRETARY, GENERAL COUNSEL & SENIOR VICE PRESIDENT | NA | Control |
| HILLS, WENDY, JACQUELINE | I | SECRETARY, GENERAL COUNSEL & SENIOR VICE PRESIDENT | NA | Control |
| HILLS, WENDY, JACQUELINE | I | SECRETARY, GENERAL COUNSEL & SENIOR VICE PRESIDENT | NA | Control |
| HILLS, WENDY, JACQUELINE | I | SECRETARY, GENERAL COUNSEL & SENIOR VICE PRESIDENT | NA | Control |
| HILLS, WENDY, JACQUELINE | I | SECRETARY, GENERAL COUNSEL & SENIOR VICE PRESIDENT | NA | Control |
| HILLS, WENDY, JACQUELINE | I | SECRETARY, GENERAL COUNSEL & SENIOR VICE PRESIDENT | NA | Control |
| HILLS, WENDY, JACQUELINE | I | SECRETARY, ASSOCIATE GENERAL COUNSEL & SENIOR VICE PRESIDENT | NA | Control |
| HILLS, WENDY, JACQUELINE | I | SECRETARY, GENERAL COUNSEL & SENIOR VICE PRESIDENT | NA | Control |
| HILLS, WENDY, JACQUELINE | I | SECRETARY, ASSOCIATE GENERAL COUNSEL & SENIOR VICE PRESIDENT | NA | Control |
| HILLS, WENDY, JACQUELINE | I | SECRETARY, GENERAL COUNSEL & SENIOR VICE PRESIDENT | NA | Control |
| HILLS, WENDY, JACQUELINE | I | SECRETARY, GENERAL COUNSEL & SENIOR VICE PRESIDENT | NA | Control |
| HILLS, WENDY, JACQUELINE | I | SECRETARY, GENERAL COUNSEL & SENIOR VICE PRESIDENT | NA | Control |
| HILLS, WENDY, JACQUELINE | I | SECRETARY, GENERAL COUNSEL & SENIOR VICE PRESIDENT | NA | Control |
| HILLS, WENDY, JACQUELINE | I | SECRETARY, ASSOCIATE GENERAL COUNSEL & SENIOR VICE PRESIDENT | NA | Control |
| HILLS, WENDY, JACQUELINE | I | SECRETARY, ASSOCIATE GENERAL COUNSEL & SENIOR VICE PRESIDENT | NA | Control |
| HILLS, WENDY, JACQUELINE | I | SECRETARY, ASSOCIATE GENERAL COUNSEL & SENIOR VICE PRESIDENT | NA | Control |
| HILLS, WENDY, JACQUELINE | I | SECRETARY, ASSOCIATE GENERAL COUNSEL & SENIOR VICE PRESIDENT | NA | Control |
| HILLS, WENDY, JACQUELINE | I | SECRETARY, GENERAL COUNSEL & SENIOR VICE PRESIDENT | NA | Control |
| HILLS, WENDY, JACQUELINE | I | SECRETARY, GENERAL COUNSEL & SENIOR VICE PRESIDENT | NA | Control |
| HILLS, WENDY, JACQUELINE | I | SECRETARY, GENERAL COUNSEL & SENIOR VICE PRESIDENT | NA | Control |
| HILLS, WENDY, JACQUELINE | I | SECRETARY, GENERAL COUNSEL & SENIOR VICE PRESIDENT | NA | Control |
| HILLS, WENDY, JACQUELINE | I | SECRETARY, GENERAL COUNSEL & SENIOR VICE PRESIDENT | NA | Control |
| HILLS, WENDY, JACQUELINE | I | GENERAL COUNSEL & SENIOR VICE PRESIDENT | NA | Control |
| HILLS, WENDY, JACQUELINE | I | SECRETARY, GENERAL COUNSEL & SENIOR VICE PRESIDENT | NA | Control |
| HILLS, WENDY, JACQUELINE | I | GENERAL COUNSEL & SENIOR VICE PRESIDENT | NA | Control |
| HILLS, WENDY, JACQUELINE | I | GENERAL COUNSEL & SENIOR VICE PRESIDENT | NA | Control |
| HILLS, WENDY, JACQUELINE | I | GENERAL COUNSEL & SENIOR VICE PRESIDENT | NA | Control |
| HILLS, WENDY, JACQUELINE | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL | NA | Control |
| HOBAN, STEPHEN | I | VICE PRESIDENT, CONTROLLER, CHIEF FINANCIAL OFFICER | NA | Control |
| HOBAN, STEPHEN | I | VICE PRESIDENT, CONTROLLER, CHIEF FINANCIAL OFFICER | NA | Control |
| HOBAN, STEPHEN | I | VICE PRESIDENT, CONTROLLER, CHIEF FINANCIAL OFFICER | NA | Control |
| HOBAN, STEPHEN | I | VICE PRESIDENT, CONTROLLER, CHIEF FINANCIAL OFFICER | NA | Control |
| HOBAN, STEPHEN | I | VICE PRESIDENT, CONTROLLER, CHIEF FINANCIAL OFFICER | NA | Control |
| Hanson, Daniel, Partner | I | SENIOR VICE PRESIDENT, CHIEF INVESTMENT OFFICER | NA | Control |
| Hanson, Daniel, Partner | I | SENIOR VICE PRESIDENT, CHIEF INVESTMENT OFFICER, DIRECTOR | NA | Control |
| Hanson, Daniel, Partner | I | SENIOR VICE PRESIDENT, CHIEF INVESTMENT OFFICER, DIRECTOR | NA | Control |
| Hanson, Daniel, Partner | I | SENIOR VICE PRESIDENT, CHIEF INVESTMENT OFFICER, DIRECTOR | NA | Control |
| Hanson, Daniel, Partner | I | SENIOR VICE PRESIDENT, CHIEF INVESTMENT OFFICER, DIRECTOR | NA | Control |
| Hanson, Daniel, Partner | I | SENIOR VICE PRESIDENT, CHIEF INVESTMENT OFFICER, DIRECTOR | NA | Control |
| Hanson, Daniel, Partner | I | SENIOR VICE PRESIDENT, CHIEF INVESTMENT OFFICER, DIRECTOR | NA | Control |
| Hanson, Daniel, Partner | I | SENIOR VICE PRESIDENT, CHIEF INVESTMENT OFFICER, DIRECTOR | NA | Control |
| Hanson, Daniel, Partner | I | SENIOR VICE PRESIDENT, CHIEF INVESTMENT OFFICER, DIRECTOR | NA | Control |
| LYTLE, SHAWN, KEITH | I | PRESIDENT, EXECUTIVE DIRECTOR | NA | Control |
| LYTLE, SHAWN, KEITH | I | PRESIDENT, EXECUTIVE DIRECTOR | NA | Control |
| LYTLE, SHAWN, KEITH | I | PRESIDENT, EXECUTIVE DIRECTOR | NA | Control |
| LYTLE, SHAWN, KEITH | I | PRESIDENT, EXECUTIVE DIRECTOR | NA | Control |
| LYTLE, SHAWN, KEITH | I | PRESIDENT, EXECUTIVE DIRECTOR | NA | Control |
| MURRAY, BRIAN, LAWRENCE | I | SENIOR VICE PRESIDENT, DIVISION DIRECTOR | NA | Control |
| MURRAY, BRIAN, LAWRENCE | I | SENIOR VICE PRESIDENT, DIVISION DIRECTOR | NA | Control |
| MURRAY, BRIAN, LAWRENCE | I | SENIOR VICE PRESIDENT, DIVISION DIRECTOR | NA | Control |
| MURRAY, BRIAN, LAWRENCE | I | SENIOR VICE PRESIDENT, DIVISION DIRECTOR | NA | Control |
| MURRAY, BRIAN, LAWRENCE | I | SENIOR VICE PRESIDENT, DIVISION DIRECTOR | NA | Control |
| RICHARDS, KRISTEN, ANNE | I | VICE PRESIDENT, ASSOCIATE GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| RICHARDS, KRISTEN, ANNE | I | VICE PRESIDENT, ASSOCIATE GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| RICHARDS, KRISTEN, ANNE | I | SENIOR VICE PRESIDENT, ASSOCIATE GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| RICHARDS, KRISTEN, ANNE | I | SENIOR VICE PRESIDENT, ASSOCIATE GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| RICHARDS, KRISTEN, ANNE | I | SENIOR VICE PRESIDENT, ASSOCIATE GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| RICHARDS, KRISTEN, ANNE | I | SENIOR VICE PRESIDENT, ASSOCIATE GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| RICHARDS, KRISTEN, ANNE | I | SENIOR VICE PRESIDENT, ASSOCIATE GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| RICHARDS, KRISTEN, ANNE | I | SENIOR VICE PRESIDENT, ASSOCIATE GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| RICHARDS, KRISTEN, ANNE | I | SENIOR VICE PRESIDENT, ASSOCIATE GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| RICHARDS, KRISTEN, ANNE | I | SENIOR VICE PRESIDENT, ASSOCIATE GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| RICHARDS, KRISTEN, ANNE | I | VICE PRESIDENT, ASSOCIATE GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| RICHARDS, KRISTEN, ANNE | I | VICE PRESIDENT, ASSOCIATE GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| RICHARDS, KRISTEN, ANNE | I | VICE PRESIDENT, ASSOCIATE GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| RICHARDS, KRISTEN, ANNE | I | VICE PRESIDENT, ASSOCIATE GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| RICHARDS, KRISTEN, ANNE | I | SENIOR, VICE PRESIDENT, ASSOCIATE GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| RICHARDS, KRISTEN, ANNE | I | VICE PRESIDENT, ASSOCIATE GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| RICHARDS, KRISTEN, ANNE | I | SENIOR VICE PRESIDENT, ASSOCIATE GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| RICHARDS, KRISTEN, ANNE | I | SENIOR VICE PRESIDENT, ASSOCIATE GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| RICHARDS, KRISTEN, ANNE | I | SENIOR VICE PRESIDENT, ASSOCIATE GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| RICHARDS, KRISTEN, ANNE | I | SENIOR VICE PRESIDENT, ASSOCIATE GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| RICHARDS, KRISTEN, ANNE | I | SENIOR VICE PRESIDENT, ASSOCIATE GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| RICHARDS, KRISTEN, ANNE | I | SENIOR VICE PRESIDENT, ASSOCIATE GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| RICHARDS, KRISTEN, ANNE | I | SENIOR VICE PRESIDENT, ASSOCIATE GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| RICHARDS, KRISTEN, ANNE | I | SENIOR VICE PRESIDENT, ASSOCIATE GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| RICHARDS, KRISTEN, ANNE | I | SENIOR VICE PRESIDENT, ASSOCIATE GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| RICHARDS, KRISTEN, ANNE | I | SENIOR VICE PRESIDENT, ASSOCIATE GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| RICHARDS, KRISTEN, ANNE | I | SENIOR VICE PRESIDENT, ASSOCIATE GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| RICHARDS, KRISTEN, ANNE | I | SENIOR VICE PRESIDENT, ASSOCIATE GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| RICHARDS, KRISTEN, ANNE | I | SENIOR VICE PRESIDENT, ASSOCIATE GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| RICHARDS, KRISTEN, ANNE | I | SENIOR VICE PRESIDENT, ASSOCIATE GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| RICHARDS, KRISTEN, ANNE | I | SENIOR VICE PRESIDENT, ASSOCIATE GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| RICHARDS, KRISTEN, ANNE | I | SENIOR VICE PRESIDENT, ASSOCIATE GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| RICHARDS, KRISTEN, ANNE | I | SENIOR VICE PRESIDENT, ASSOCIATE GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| RICHIE, JON-JASON | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| RICHIE, JON-JASON | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| RICHIE, JON-JASON | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| RICHIE, JON-JASON | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| RICHIE, JON-JASON | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| RICHIE, JON-JASON | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| RICHIE, JON-JASON | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| RICHIE, JON-JASON | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| RICHIE, JON-JASON | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| RICHIE, JON-JASON | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| RICHIE, JON-JASON | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| RICHIE, JON-JASON | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| RICHIE, JON-JASON | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| RICHIE, JON-JASON | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| RICHIE, JON-JASON | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| RICHIE, JON-JASON | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| RICHIE, JON-JASON | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| RICHIE, JON-JASON | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| RICHIE, JON-JASON | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| RICHIE, JON-JASON | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| RICHIE, JON-JASON | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| RICHIE, JON-JASON | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| RICHIE, JON-JASON | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| RICHIE, JON-JASON | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| RICHIE, JON-JASON | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| RICHIE, JON-JASON | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| RICHIE, JON-JASON | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| RICHIE, JON-JASON | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| RICHIE, JON-JASON | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| SALUS, RICHARD | I | SENIOR VICE PRESIDENT, GLOBAL HEAD OF FUND SERVICES, DIVISION DIRECTOR | NA | Control |
| SALUS, RICHARD | I | SENIOR VICE PRESIDENT, GLOBAL HEAD OF FUND SERVICES, DIVISION DIRECTOR | NA | Control |
| SALUS, RICHARD | I | SENIOR VICE PRESIDENT, GLOBAL HEAD OF FUND SERVICES, DIVISION DIRECTOR | NA | Control |
| SALUS, RICHARD | I | SENIOR VICE PRESIDENT, GLOBAL HEAD OF FUND SERVICES, DIVISION DIRECTOR | NA | Control |
| SALUS, RICHARD | I | SENIOR VICE PRESIDENT, GLOBAL HEAD OF FUND SERVICES, DIVISION DIRECTOR | NA | Control |
| SANDERS, PHILIP, JAMES | I | CHIEF INVESTMENT OFFICER, SENIOR VICE PRESIDENT | NA | Control |
| SANDERS, PHILIP, JAMES | I | CHIEF INVESTMENT OFFICER, SENIOR VICE PRESIDENT | NA | Control |
| SANDERS, PHILIP, JAMES | I | CHIEF INVESTMENT OFFICER, SENIOR VICE PRESIDENT | NA | Control |
| SANDERS, PHILIP, JAMES | I | CHIEF INVESTMENT OFFICER, SENIOR VICE PRESIDENT | NA | Control |
| SANDERS, PHILIP, JAMES | I | CHIEF INVESTMENT OFFICER, SENIOR VICE PRESIDENT | NA | Control |
| SANDERS, PHILIP, JAMES | I | CHIEF INVESTMENT OFFICER, SENIOR VICE PRESIDENT | NA | Control |
| SANDERS, PHILIP, JAMES | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SANDERS, PHILIP, JAMES | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SANDERS, PHILIP, JAMES | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SANDERS, PHILIP, JAMES | I | CHIEF INVESTMENT OFFICER, SENIOR VICE PRESIDENT AND DIRECTOR | NA | Control |
| SANDERS, PHILIP, JAMES | I | CHIEF INVESTMENT OFFICER, SENIOR VICE PRESIDENT AND DIRECTOR | NA | Control |
| SANDERS, PHILIP, JAMES | I | CHIEF INVESTMENT OFFICER, SENIOR VICE PRESIDENT AND DIRECTOR | NA | Control |
| SANDERS, PHILIP, JAMES | I | CHIEF INVESTMENT OFFICER, SENIOR VICE PRESIDENT AND DIRECTOR | NA | Control |
| SANDERS, PHILIP, JAMES | I | CHIEF INVESTMENT OFFICER, SENIOR VICE PRESIDENT AND DIRECTOR | NA | Control |
| SANDERS, PHILIP, JAMES | I | CHIEF INVESTMENT OFFICER, SENIOR VICE PRESIDENT AND DIRECTOR | NA | Control |
| SANDERS, PHILIP, JAMES | I | CHIEF INVESTMENT OFFICER, SENIOR VICE PRESIDENT AND DIRECTOR | NA | Control |
| SANDERS, PHILIP, JAMES | I | CHIEF INVESTMENT OFFICER, SENIOR VICE PRESIDENT AND DIRECTOR | NA | Control |
| SANDERS, PHILIP, JAMES | I | CHIEF INVESTMENT OFFICER, SENIOR VICE PRESIDENT AND DIRECTOR | NA | Control |
| SANDERS, PHILIP, JAMES | I | CHIEF INVESTMENT OFFICER, SENIOR VICE PRESIDENT AND DIRECTOR | NA | Control |
| SANDERS, PHILIP, JAMES | I | CHIEF INVESTMENT OFFICER, SENIOR VICE PRESIDENT AND DIRECTOR | NA | Control |
| SANDERS, PHILIP, JAMES | I | CHIEF INVESTMENT OFFICER, SENIOR VICE PRESIDENT AND DIRECTOR | NA | Control |
| SANDERS, PHILIP, JAMES | I | CHIEF INVESTMENT OFFICER, SENIOR VICE PRESIDENT AND DIRECTOR | NA | Control |
| SANDERS, PHILIP, JAMES | I | CHIEF INVESTMENT OFFICER, SENIOR VICE PRESIDENT AND DIRECTOR | NA | Control |
| SANDERS, PHILIP, JAMES | I | CHIEF INVESTMENT OFFICER, SENIOR VICE PRESIDENT AND DIRECTOR | NA | Control |
| SANDERS, PHILIP, JAMES | I | CHIEF INVESTMENT OFFICER, SENIOR VICE PRESIDENT AND DIRECTOR | NA | Control |
| SANDERS, PHILIP, JAMES | I | CHIEF INVESTMENT OFFICER, SENIOR VICE PRESIDENT AND DIRECTOR | NA | Control |
| SANDERS, PHILIP, JAMES | I | CHIEF INVESTMENT OFFICER, SENIOR VICE PRESIDENT AND DIRECTOR | NA | Control |
| SANDERS, PHILIP, JAMES | I | CHIEF INVESTMENT OFFICER, SENIOR VICE PRESIDENT AND DIRECTOR | NA | Control |
| SANDERS, PHILIP, JAMES | I | CHIEF INVESTMENT OFFICER, SENIOR VICE PRESIDENT AND DIRECTOR | NA | Control |
| SANDERS, PHILIP, JAMES | I | CHIEF INVESTMENT OFFICER, SENIOR VICE PRESIDENT AND DIRECTOR | NA | Control |
| SANDERS, PHILIP, JAMES | I | CHIEF INVESTMENT OFFICER, SENIOR VICE PRESIDENT AND DIRECTOR | NA | Control |
| SANDERS, PHILIP, JAMES | I | CHIEF INVESTMENT OFFICER, SENIOR VICE PRESIDENT AND DIRECTOR | NA | Control |
| SANDERS, PHILIP, JAMES | I | PRESIDENT, DIRECTOR, CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER | NA | Control |
| SANDERS, PHILIP, JAMES | I | CHIEF INVESTMENT OFFICER, SENIOR VICE PRESIDENT AND DIRECTOR | NA | Control |
| SANDERS, PHILIP, JAMES | I | PRESIDENT, DIRECTOR, CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER | NA | Control |
| SANDERS, PHILIP, JAMES | I | PRESIDENT, DIRECTOR, CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER | NA | Control |
| SANDERS, PHILIP, JAMES | I | PRESIDENT, DIRECTOR, CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER | NA | Control |
| SANDERS, PHILIP, JAMES | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, DIRECTOR | NA | Control |
| SANDERS, PHILIP, JAMES | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, DIRECTOR | NA | Control |
| SANDERS, PHILIP, JAMES | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, DIRECTOR | NA | Control |
| SANDERS, PHILIP, JAMES | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| SANDERS, PHILIP, JAMES | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, DIRECTOR | NA | Control |
| SANDERS, PHILIP, JAMES | I | PRESIDENT, DIRECTOR | NA | Control |
| SANDERS, PHILIP, JAMES | I | PRESIDENT, DIRECTOR | NA | Control |
| SANDERS, PHILIP, JAMES | I | PRESIDENT, DIRECTOR | NA | Control |
| SANDERS, PHILIP, JAMES | I | PRESIDENT, DIRECTOR | NA | Control |
| SANDERS, PHILIP, JAMES | I | PRESIDENT, DIRECTOR | NA | Control |
| SCHERMAN, DANIEL, GANTEANME | I | SENIOR VICE PRESIDENT & CHIEF RISK OFFICER | NA | Control |
| SCHERMAN, DANIEL, GANTEANME | I | SENIOR VICE PRESIDENT & CHIEF RISK OFFICER | NA | |
| SCHERMAN, DANIEL, GANTEANME | I | SENIOR VICE PRESIDENT & CHIEF RISK OFFICER | NA | Control |
| SCHERMAN, DANIEL, GANTEANME | I | SENIOR VICE PRESIDENT & CHIEF RISK OFFICER | NA | Control |
| SCHERMAN, DANIEL, GANTEANME | I | SENIOR VICE PRESIDENT, CHIEF RISK OFFICER | NA | Control |
| SCHERMAN, DANIEL, GANTEANME | I | SENIOR VICE PRESIDENT, CHIEF RISK OFFICER | NA | Control |
| SCHERMAN, DANIEL, GANTEANME | I | SENIOR VICE PRESIDENT, CHIEF RISK OFFICER | NA | Control |
| SCHERMAN, DANIEL, GANTEANME | I | SENIOR VICE PRESIDENT, CHIEF RISK OFFICER | NA | Control |
| SCHERMAN, DANIEL, GANTEANME | I | SENIOR VICE PRESIDENT, CHIEF RISK OFFICER | NA | Control |
| SCHERMAN, DANIEL, GANTEANME | I | SENIOR VICE PRESIDENT, CHIEF RISK OFFICER | NA | Control |
| SCHERMAN, DANIEL, GANTEANME | I | SENIOR VICE PRESIDENT, CHIEF RISK OFFICER | NA | Control |
| SCHERMAN, DANIEL, GANTEANME | I | SENIOR VICE PRESIDENT, CHIEF RISK OFFICER | NA | Control |
| SCHERMAN, DANIEL, GANTEANME | I | SENIOR VICE PRESIDENT, CHIEF RISK OFFICER | NA | Control |
| SCHERMAN, DANIEL, GANTEANME | I | SENIOR VICE PRESIDENT, CHIEF RISK OFFICER | NA | Control |
| SCHERMAN, DANIEL, GANTEANME | I | SENIOR VICE PRESIDENT, CHIEF RISK OFFICER | NA | Control |
| SCHERMAN, DANIEL, GANTEANME | I | SENIOR VICE PRESIDENT, CHIEF RISK OFFICER | NA | Control |
| SCHERMAN, DANIEL, GANTEANME | I | SENIOR VICE PRESIDENT, CHIEF RISK OFFICER | NA | Control |
| SCHERMAN, DANIEL, GANTEANME | I | SENIOR VICE PRESIDENT, CHIEF RISK OFFICER | NA | Control |
| SCHNEIDER, SCOTT, JEFFREY | I | COMPLIANCE OFFICER | NA | Control |
| SCHNEIDER, SCOTT, JEFFREY | I | COMPLIANCE OFFICER | NA | Control |
| SCHNEIDER, SCOTT, JEFFREY | I | COMPLIANCE OFFICER | NA | Control |
| SCHNEIDER, SCOTT, JEFFREY | I | COMPLIANCE OFFICER | NA | Control |
| SCHNEIDER, SCOTT, JEFFREY | I | COMPLIANCE OFFICER | NA | Control |
| SCHULTE, DANIEL, CHARLES | I | SENIOR VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| SCHULTE, DANIEL, CHARLES | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL | NA | Control |
| SCHULTE, DANIEL, CHARLES | I | SENIOR VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| SCHULTE, DANIEL, CHARLES | I | SENIOR VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| SCHULTE, DANIEL, CHARLES | I | SENIOR VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| SCHULTE, DANIEL, CHARLES | I | SENIOR VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| SCHULTE, DANIEL, CHARLES | I | SENIOR VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| SCHULTE, DANIEL, CHARLES | I | SENIOR VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| SCHULTE, DANIEL, CHARLES | I | SENIOR VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| SCHULTE, DANIEL, CHARLES | I | SENIOR VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| SCHULTE, DANIEL, CHARLES | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL AND ASSISTANT SECRETARY | NA | Control |
| SCHULTE, DANIEL, CHARLES | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL AND ASSISTANT SECRETARY | NA | Control |
| SCHULTE, DANIEL, CHARLES | I | SENIOR VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| SCHULTE, DANIEL, CHARLES | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL AND ASSISTANT SECRETARY | NA | Control |
| SCHULTE, DANIEL, CHARLES | I | SENIOR VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| SCHULTE, DANIEL, CHARLES | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL AND ASSISTANT SECRETARY | NA | Control |
| SCHULTE, DANIEL, CHARLES | I | SENIOR VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| SCHULTE, DANIEL, CHARLES | I | SENIOR VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| SCHULTE, DANIEL, CHARLES | I | SENIOR VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| SCHULTE, DANIEL, CHARLES | I | SENIOR VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| SCHULTE, DANIEL, CHARLES | I | SENIOR VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| SCHULTE, DANIEL, CHARLES | I | SENIOR VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| SCHULTE, DANIEL, CHARLES | I | SENIOR VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| SCHULTE, DANIEL, CHARLES | I | SENIOR VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| SCHULTE, DANIEL, CHARLES | I | SENIOR VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| STROHM, MICHAEL, DURWOOD | I | DIRECTOR | NA | Control |
| STROHM, MICHAEL, DURWOOD | I | DIRECTOR | NA | Control |
| STROHM, MICHAEL, DURWOOD | I | DIRECTOR | NA | Control |
| STROHM, MICHAEL, DURWOOD | I | DIRECTOR | NA | Control |
| STROHM, MICHAEL, DURWOOD | I | DIRECTOR | NA | Control |
| STROHM, MICHAEL, DURWOOD | I | DIRECTOR | NA | Control |
| STROHM, MICHAEL, DURWOOD | I | DIRECTOR | NA | Control |
| STROHM, MICHAEL, DURWOOD | I | DIRECTOR | NA | Control |
| STROHM, MICHAEL, DURWOOD | I | DIRECTOR | NA | Control |
| STROHM, MICHAEL, DURWOOD | I | DIRECTOR | NA | Control |
| STROHM, MICHAEL, DURWOOD | I | DIRECTOR | NA | Control |
| STROHM, MICHAEL, DURWOOD | I | DIRECTOR | NA | Control |
| STROHM, MICHAEL, DURWOOD | I | DIRECTOR | NA | Control |
| STROHM, MICHAEL, DURWOOD | I | DIRECTOR | NA | Control |
| STROHM, MICHAEL, DURWOOD | I | DIRECTOR | NA | Control |
| STROHM, MICHAEL, DURWOOD | I | DIRECTOR | NA | Control |
| STROHM, MICHAEL, DURWOOD | I | DIRECTOR | NA | Control |
| STROHM, MICHAEL, DURWOOD | I | DIRECTOR | NA | Control |
| STROHM, MICHAEL, DURWOOD | I | DIRECTOR | NA | Control |
| STROHM, MICHAEL, DURWOOD | I | DIRECTOR | NA | Control |
| STROHM, MICHAEL, DURWOOD | I | DIRECTOR | NA | Control |
| STROHM, MICHAEL, DURWOOD | I | DIRECTOR | NA | Control |
| STROHM, MICHAEL, DURWOOD | I | DIRECTOR | NA | Control |
| STROHM, MICHAEL, DURWOOD | I | DIRECTOR | NA | Control |
| STROHM, MICHAEL, DURWOOD | I | DIRECTOR | NA | Control |
| STROHM, MICHAEL, DURWOOD | I | DIRECTOR | NA | Control |
| STROHM, MICHAEL, DURWOOD | I | DIRECTOR | NA | Control |
| STROHM, MICHAEL, DURWOOD | I | DIRECTOR | NA | Control |
| STROHM, MICHAEL, DURWOOD | I | DIRECTOR | NA | Control |
| STROHM, MICHAEL, DURWOOD | I | DIRECTOR | NA | Control |
| STROHM, MICHAEL, DURWOOD | I | DIRECTOR | NA | Control |
| SUNDEEN, JOHN, EARL | I | EXECUTIVE VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER, DIRECTOR | NA | Control |
| SUNDEEN, JOHN, EARL | I | EXECUTIVE VICE PRESIDENT, CHIEF ACCOUNTING OFFICER, DIRECTOR | NA | Control |
| SUNDEEN, JOHN, EARL | I | EXECUTIVE VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER & DIRECTOR | NA | Control |
| SUNDEEN, JOHN, EARL | I | EXECUTIVE VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER & DIRECTOR | NA | Control |
| SUNDEEN, JOHN, EARL | I | EXECUTIVE VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER & DIRECTOR | NA | Control |
| SUNDEEN, JOHN, EARL | I | EXECUTIVE VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER & DIRECTOR | NA | Control |
| SUNDEEN, JOHN, EARL | I | EXECUTIVE VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER & DIRECTOR | NA | Control |
| SUNDEEN, JOHN, EARL | I | EXECUTIVE VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER & DIRECTOR | NA | Control |
| SUNDEEN, JOHN, EARL | I | EXECUTIVE VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER & DIRECTOR | NA | Control |
| SUNDEEN, JOHN, EARL | I | EXECUTIVE VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER & DIRECTOR | NA | Control |
| SUNDEEN, JOHN, EARL | I | DIRECTOR, SENIOR VICE PRESIDENT | NA | Control |
| SUNDEEN, JOHN, EARL | I | DIRECTOR, SENIOR VICE PRESIDENT, CIEF FINANCIAL OFFICER & TREASURER | NA | Control |
| SUNDEEN, JOHN, EARL | I | EXECUTIVE VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER, DIRECTOR | NA | Control |
| SUNDEEN, JOHN, EARL | I | EXECUTIVE VICE PRESIDENT, CHIEF ACCOUNTING OFFICER, DIRECTOR | NA | Control |
| SUNDEEN, JOHN, EARL | I | EXECUTIVE VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER & DIRECTOR | NA | Control |
| SUNDEEN, JOHN, EARL | I | EXECUTIVE VICE PRESIDENT, CHIEF ACCOUNTING OFFICER | NA | Control |
| SUNDEEN, JOHN, EARL | I | EXECUTIVE VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER & DIRECTOR | NA | Control |
| SUNDEEN, JOHN, EARL | I | EXECUTIVE VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER & DIRECTOR | NA | Control |
| SUNDEEN, JOHN, EARL | I | EXECUTIVE VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER & DIRECTOR | NA | Control |
| SUNDEEN, JOHN, EARL | I | EXECUTIVE VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER & DIRECTOR | NA | Control |
| SUNDEEN, JOHN, EARL | I | EXECUTIVE VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER & DIRECTOR | NA | Control |
| SUNDEEN, JOHN, EARL | I | EXECUTIVE VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER & DIRECTOR | NA | Control |
| SUNDEEN, JOHN, EARL | I | EXECUTIVE VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER & DIRECTOR | NA | Control |
| SUNDEEN, JOHN, EARL | I | EXECUTIVE VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER & DIRECTOR | NA | Control |
| SUNDEEN, JOHN, EARL | I | EXECUTIVE VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER & DIRECTOR | NA | Control |
| SUNDEEN, JOHN, EARL | I | EXECUTIVE VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER & DIRECTOR | NA | Control |
| SUNDEEN, JOHN, EARL | I | EXECUTIVE VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER & DIRECTOR | NA | Control |
| SUNDEEN, JOHN, EARL | I | EXECUTIVE VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER & DIRECTOR | NA | Control |
| SUNDEEN, JOHN, EARL | I | EXECUTIVE VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER & DIRECTOR | NA | Control |
| SUNDEEN, JOHN, EARL | I | EXECUTIVE VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER & DIRECTOR | NA | Control |
| SUNDEEN, JOHN, EARL | I | EXECUTIVE VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER & DIRECTOR | NA | Control |
| SUNDEEN, JOHN, EARL | I | EXECUTIVE VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER & DIRECTOR | NA | Control |
| SUNDEEN, JOHN, EARL | I | EXECUTIVE VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER & DIRECTOR | NA | Control |
| SUNDEEN, JOHN, EARL | I | EXECUTIVE VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER & DIRECTOR | NA | Control |
| SUNDEEN, JOHN, EARL | I | EXECUTIVE VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER & DIRECTOR | NA | Control |
| SUNDEEN, JOHN, EARL | I | EXECUTIVE VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER & DIRECTOR | NA | Control |
| SUNDEEN, JOHN, EARL | I | EXECUTIVE VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER & DIRECTOR | NA | Control |
| SUNDEEN, JOHN, EARL | I | EXECUTIVE VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER & DIRECTOR | NA | Control |
| SUNDEEN, JOHN, EARL | I | EXECUTIVE VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER & DIRECTOR | NA | Control |
| SUNDEEN, JOHN, EARL | I | EXECUTIVE VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER & DIRECTOR | NA | Control |
| SUNDEEN, JOHN, EARL | I | EXECUTIVE VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER & DIRECTOR | NA | Control |
| SUNDEEN, JOHN, EARL | I | EXECUTIVE VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER & DIRECTOR | NA | Control |
| SUNDEEN, JOHN, EARL | I | EXECUTIVE VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER & DIRECTOR | NA | Control |
| SUNDEEN, JOHN, EARL | I | EXECUTIVE VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER & DIRECTOR | NA | Control |
| SUNDEEN, JOHN, EARL | I | EXECUTIVE VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER & DIRECTOR | NA | Control |
| SUNDEEN, JOHN, EARL | I | EXECUTIVE VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER & DIRECTOR | NA | Control |
| SUNDEEN, JOHN, EARL | I | EXECUTIVE VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER & DIRECTOR | NA | Control |
| SUNDEEN, JOHN, EARL | I | EXECUTIVE VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER, DIRECTOR | NA | Control |
| SUNDEEN, JOHN, EARL | I | EXECUTIVE VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER, DIRECTOR | NA | Control |
| SUNDEEN, JOHN, EARL | I | EXECUTIVE VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER, DIRECTOR | NA | Control |
| SUNDEEN, JOHN, EARL | I | EXECUTIVE VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER, DIRECTOR | NA | Control |
| SUNDEEN, JOHN, EARL | I | EXECUTIVE VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER, DIRECTOR | NA | Control |
| SUNDEEN, JOHN, EARL | I | EXECUTIVE VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| SUNDEEN, KURT, AUGUSTUS | I | SENIOR VICE PRESIDENT, CHIEF OPERATIONS OFFICER | NA | Control |
| SUNDEEN, KURT, AUGUSTUS | I | SENIOR VICE PRESIDENT, CHIEF OPERATIONS OFFICER | NA | Control |
| YANOWITCH, BEVERLY, J | I | SENIOR VICE PRSIDENT, CHIEF FINANCIAL OFFICER ADN TREASURER | NA | Control |
| WADDELL & REED FINANCIAL, INC. | DE | SHAREHOLDER | E | Control |
| WADDELL & REED FINANCIAL, INC. | DE | SHAREHOLDER | E | Control |
| WADDELL & REED FINANCIAL, INC. | DE | SHAREHOLDER | E | Control |
| WADDELL & REED FINANCIAL, INC. | DE | SHAREHOLDER | E | Control |
| WADDELL & REED FINANCIAL, INC. | DE | SHAREHOLDER | E | Control |
| WADDELL & REED FINANCIAL, INC. | DE | SHAREHOLDER | E | Control |
| WADDELL & REED FINANCIAL, INC. | DE | SHAREHOLDER | E | Control |
| WADDELL & REED FINANCIAL, INC. | DE | SHAREHOLDER | E | Control |
| WADDELL & REED FINANCIAL, INC. | DE | SHAREHOLDER | E | Control |
| WADDELL & REED FINANCIAL, INC. | DE | SHAREHOLDER | E | Control |
| WADDELL & REED FINANCIAL, INC. | DE | SHAREHOLDER | E | Control |
| WADDELL & REED FINANCIAL, INC. | DE | SHAREHOLDER | E | Control |
| WADDELL & REED FINANCIAL, INC. | DE | SHAREHOLDER | E | Control |
| WADDELL & REED FINANCIAL, INC. | DE | SHAREHOLDER | E | Control |
| WADDELL & REED FINANCIAL, INC. | DE | SHAREHOLDER | E | Control |
| WADDELL & REED FINANCIAL, INC. | DE | SHAREHOLDER | E | Control |
| WADDELL & REED FINANCIAL, INC. | DE | SHAREHOLDER | E | Control |
| WADDELL & REED FINANCIAL, INC. | DE | SHAREHOLDER | E | Control |
| WADDELL & REED FINANCIAL, INC. | DE | SHAREHOLDER | E | Control |
| WADDELL & REED FINANCIAL, INC. | DE | SHAREHOLDER | E | Control |
| WADDELL & REED FINANCIAL, INC. | DE | SHAREHOLDER | E | Control |
| WADDELL & REED FINANCIAL, INC. | DE | SHAREHOLDER | E | Control |
| WADDELL & REED FINANCIAL, INC. | DE | SHAREHOLDER | E | Control |
| WADDELL & REED FINANCIAL, INC. | DE | SHAREHOLDER | E | Control |
| WADDELL & REED FINANCIAL, INC. | DE | SHAREHOLDER | E | Control |
| WADDELL & REED FINANCIAL, INC. | DE | SHAREHOLDER | E | Control |
| WADDELL & REED FINANCIAL, INC. | DE | SHAREHOLDER | E | Control |
| WADDELL & REED FINANCIAL, INC. | DE | SHAREHOLDER | E | Control |
| WADDELL & REED FINANCIAL, INC. | DE | SHAREHOLDER | E | Control |
| WADDELL & REED FINANCIAL, INC. | DE | SHAREHOLDER | E | Control |
| WADDELL & REED FINANCIAL, INC. | DE | SHAREHOLDER | E | Control |
| WADDELL & REED FINANCIAL, INC. | DE | SHAREHOLDER | E | Control |
| WADDELL & REED FINANCIAL, INC. | DE | SHAREHOLDER | E | Control |
| WADDELL & REED FINANCIAL, INC. | DE | SHAREHOLDER | E | Control |
| WADDELL & REED FINANCIAL, INC. | DE | SHAREHOLDER | E | Control |
| WADDELL & REED FINANCIAL, INC. | DE | SHAREHOLDER | E | Control |
| WADDELL & REED FINANCIAL, INC. | DE | SHAREHOLDER | E | Control |
| WADDELL & REED FINANCIAL, INC. | DE | SHAREHOLDER | E | Control |
| WADDELL & REED FINANCIAL, INC. | DE | SHAREHOLDER | E | Control |
| WADDELL & REED FINANCIAL, INC. | DE | SHAREHOLDER | E | Control |
| WADDELL & REED FINANCIAL, INC. | DE | SHAREHOLDER | E | Control |
| WADDELL & REED FINANCIAL, INC. | DE | SHAREHOLDER | E | Control |
| WADDELL & REED FINANCIAL, INC. | DE | SHAREHOLDER | E | Control |
| WADDELL & REED FINANCIAL, INC. | DE | SHAREHOLDER | E | Control |
| WADDELL & REED FINANCIAL, INC. | DE | SHAREHOLDER | E | Control |
| WADDELL & REED FINANCIAL, INC. | DE | SHAREHOLDER | E | Control |
| WADDELL & REED FINANCIAL, INC. | DE | SHAREHOLDER | E | Control |
| WADDELL & REED FINANCIAL, INC. | DE | SHAREHOLDER | E | Control |
| WADDELL & REED FINANCIAL, INC. | DE | SHAREHOLDER | E | Control |
| WADDELL & REED FINANCIAL, INC. | DE | SHAREHOLDER | E | Control |
| WADDELL & REED FINANCIAL, INC. | DE | SHAREHOLDER | E | Control |
| WADDELL & REED FINANCIAL, INC. | DE | SHAREHOLDER | E | Control |
| WADDELL & REED FINANCIAL, INC. | DE | SHAREHOLDER | E | Control |
| WADDELL & REED FINANCIAL, INC. | DE | SHAREHOLDER | E | Control |
| WADDELL & REED FINANCIAL, INC. | DE | SHAREHOLDER | E | Control |
| WADDELL & REED FINANCIAL, INC. | DE | SHAREHOLDER | E | Control |
| WADDELL & REED FINANCIAL, INC. | DE | SHAREHOLDER | E | Control |
| WADDELL & REED FINANCIAL, INC. | DE | SHAREHOLDER | E | Control |
| WADDELL & REED FINANCIAL, INC. | DE | SHAREHOLDER | E | Control |
| WADDELL & REED FINANCIAL, INC. | DE | SHAREHOLDER | E | Control |
| WADDELL & REED FINANCIAL, INC. | DE | SHAREHOLDER | E | Control |
| WADDELL & REED FINANCIAL, INC. | DE | SHAREHOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| MACQUARIE AFFILIATED MANAGERS (USA) INC. | DE | MACQUARIE MANAGEMENT HOLDINGS, INC. | E | Control |
| MACQUARIE AFFILIATED MANAGERS (USA) INC. | DE | MACQUARIE MANAGEMENT HOLDINGS, INC. | E | Control |
| MACQUARIE AFFILIATED MANAGERS (USA) INC. | DE | MACQUARIE MANAGEMENT HOLDINGS, INC. | E | Control |
| MACQUARIE AFFILIATED MANAGERS (USA) INC. | DE | MACQUARIE MANAGEMENT HOLDINGS, INC. | E | Control |
| MACQUARIE AFFILIATED MANAGERS (USA) INC. | DE | MACQUARIE MANAGEMENT HOLDINGS, INC. | E | Control |
| MACQUARIE AFFILIATED MANAGERS HOLDINGS (USA) INC. | DE | MACQUARIE AFFILIATED MANAGERS (USA) INC. | E | Control |
| MACQUARIE AFFILIATED MANAGERS HOLDINGS (USA) INC. | DE | MACQUARIE AFFILIATED MANAGERS (USA) INC. | E | Control |
| MACQUARIE AFFILIATED MANAGERS HOLDINGS (USA) INC. | DE | MACQUARIE AFFILIATED MANAGERS (USA) INC. | E | Control |
| MACQUARIE AFFILIATED MANAGERS HOLDINGS (USA) INC. | DE | MACQUARIE AFFILIATED MANAGERS (USA) INC. | E | Control |
| MACQUARIE AFFILIATED MANAGERS HOLDINGS (USA) INC. | DE | MACQUARIE AFFILIATED MANAGERS (USA) INC. | E | Control |
| MACQUARIE ASSET MANAGEMENT HOLDINGS PTY LIMITED | FE | MACQUARIE ASSET MANAGEMENT US HOLDINGS PTY LIMITED | E | Control |
| MACQUARIE ASSET MANAGEMENT HOLDINGS PTY LIMITED | FE | MACQUARIE ASSET MANAGEMENT US HOLDINGS PTY LIMITED | E | Control |
| MACQUARIE ASSET MANAGEMENT HOLDINGS PTY LIMITED | FE | MACQUARIE ASSET MANAGEMENT US HOLDINGS PTY LIMITED | E | Control |
| MACQUARIE ASSET MANAGEMENT HOLDINGS PTY LIMITED | FE | MACQUARIE ASSET MANAGEMENT US HOLDINGS PTY LIMITED | E | Control |
| MACQUARIE ASSET MANAGEMENT HOLDINGS PTY LIMITED | FE | MACQUARIE ASSET MANAGEMENT US HOLDINGS PTY LIMITED | E | Control |
| MACQUARIE ASSET MANAGEMENT US HOLDINGS PTY LIMITED | FE | MACQUARIE FG HOLDINGS INC. | E | Control |
| MACQUARIE ASSET MANAGEMENT US HOLDINGS PTY LIMITED | FE | MACQUARIE FG HOLDINGS INC. | E | Control |
| MACQUARIE ASSET MANAGEMENT US HOLDINGS PTY LIMITED | FE | MACQUARIE FG HOLDINGS INC. | E | Control |
| MACQUARIE ASSET MANAGEMENT US HOLDINGS PTY LIMITED | FE | MACQUARIE FG HOLDINGS INC. | E | Control |
| MACQUARIE ASSET MANAGEMENT US HOLDINGS PTY LIMITED | FE | MACQUARIE FG HOLDINGS INC. | E | Control |
| MACQUARIE FG HOLDINGS INC. | DE | MACQUARIE AFFILIATED MANAGERS HOLDINGS (USA) INC. | E | Control |
| MACQUARIE FG HOLDINGS INC. | DE | MACQUARIE AFFILIATED MANAGERS HOLDINGS (USA) INC. | E | Control |
| MACQUARIE FG HOLDINGS INC. | DE | MACQUARIE AFFILIATED MANAGERS HOLDINGS (USA) INC. | E | Control |
| MACQUARIE FG HOLDINGS INC. | DE | MACQUARIE AFFILIATED MANAGERS HOLDINGS (USA) INC. | E | Control |
| MACQUARIE FG HOLDINGS INC. | DE | MACQUARIE AFFILIATED MANAGERS HOLDINGS (USA) INC. | E | Control |
| MACQUARIE GROUP LIMITED | DE | MACQUARIE ASSET MANAGEMENT HOLDINGS PTY LIMITED | E | Control |
| MACQUARIE GROUP LIMITED | DE | MACQUARIE ASSET MANAGEMENT HOLDINGS PTY LIMITED | E | Control |
| MACQUARIE GROUP LIMITED | DE | MACQUARIE ASSET MANAGEMENT HOLDINGS PTY LIMITED | E | Control |
| MACQUARIE GROUP LIMITED | DE | MACQUARIE ASSET MANAGEMENT HOLDINGS PTY LIMITED | E | Control |
| MACQUARIE GROUP LIMITED | DE | MACQUARIE ASSET MANAGEMENT HOLDINGS PTY LIMITED | E | Control |
| MACQUARIE MANAGEMENT HOLDINGS, INC. | DE | WADDELL & REED FINANCIAL, INC. | E | Control |
| MACQUARIE MANAGEMENT HOLDINGS, INC. | DE | WADDELL & REED FINANCIAL, INC. | E | Control |
| MACQUARIE MANAGEMENT HOLDINGS, INC. | DE | WADDELL & REED FINANCIAL, INC. | E | Control |
| MACQUARIE MANAGEMENT HOLDINGS, INC. | DE | WADDELL & REED FINANCIAL, INC. | E | Control |
| MACQUARIE MANAGEMENT HOLDINGS, INC. | DE | WADDELL & REED FINANCIAL, INC. | E | Control |
Registrations
Federal
IA
Jun 29, 2022 REGISTERED
Notice Filings (4)
KS LA OK TX
Address
6301 GLENWOOD STREETOVERLAND PARK, KS 66202
United States
Phone: 913-236-2000